Investment Guidelines associate Ii

2 weeks ago


Mumbai, Maharashtra, India JPMorgan Chase Bank, N.A. Full time

Responsibilities:

Coding

  • New account coding, reviews & revisions including onboarding activities.
  • Review new data analytics and update compliance platforms
  • Understand and setup rules as per ratings agencies
  • Identification of coding issues.
  • Maintenance of Legal & Compliance approved & restricted lists.
  • Counterparty maintenance.
  • Work on Rule coding standardization across supported regions.
  • Perform periodic reviews of account coding to ensure accuracy & consistency.
  • Setting up trading brokers and counterparty Limits, exposure as per IMA
  • Evaluate coding accuracy & communicate in case of any discrepancy.
  • Partner with monitoring team to reduces false breaches and manually monitored guidelines.
  • Lead Governance meetings with stakeholders
  • Participate in local and global Projects
  • Product Lead and People Management

Monitoring

  • Posttrade violation investigation & resolution
  • Classification of Active v/s Passive breach
  • Assistance with Client certifications/ attestations.
  • Additional review of regulatory breaches around UCITS and 1940 ACT regulations
  • Classification of Fund Portfolio investments
  • Manual test execution as per defined periodicity.
  • Perform Annual account review
  • Coordinating with Portfolio managers and Investment specialists for fund breaches
  • Execute Client service group duties and coordinate between various portfolio managers
  • Lead Governance meetings with stakeholders
  • Participate in local and global Projects
  • Product Lead and People Management

Required Qualifications, Skills and Capabilities:

  • 911 years of work experience of Portfolio Guidelines Coding/ Monitoring.
  • 5+ years in people management role.
  • Professional level understanding of 1940 Act, UCITS Regulations or ERISA will be added advantage.
  • Analytical & Interpretation skills: Client agreement language needs interpretation and post trade compliance tests performed need data analysis skills. Team needs to understand financial instruments which are being traded by Portfolio Managers to code guidelines or to perform secondary research.
  • Detail Orientation: Function is critical from an impact perspective. Need eye for detail and there is zero tolerance to oversight mistakes.
  • Understanding of Portfolio Management, Role of Portfolio Manager, Key aspects of Investment Management.
  • People & performance management.


JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.

Morgan and Chase brands.

Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.


We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success.

We are an equal opportunity employer and place a high value on diversity and inclusion at our company.

We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law.

In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.



  • Mumbai, Maharashtra, India JPMorgan Chase Bank, N.A. Full time

    Description of Functions**Coding Annotation of Investment management Agreement Coding client and regulatory rules on compliance platforms. Rule Standardization Counterparty and broker setups for trading Setting up strategy benchmark and client approved security List Leveraging Machine learning tools for standard rule setups Performing analytical review of...


  • Mumbai, Maharashtra, India Michael Page Full time

    Opportunity to work with a leading global Investment Bank Opportunity to work directly with Key stakeholders About Our Client A global full-service investment bank headquartered in London with a market capitalization of $6 billion. The India corporate finance team is aligned with specific sectors, including consumer, industrials, financial services,...


  • Mumbai, Maharashtra, India Ares Management Corporation Full time

    Description Role Summary: Ares is seeking an Associate to join the Mumbai Investment Operations (Treasury) team. This role reports to the Associate Vice President of Investment Operations. It's a great chance to be part of a new group within the Operations team and assist in the growth and support of various lines of business. The chosen candidate will...


  • Mumbai, Maharashtra, India JPMorgan Chase Bank, N.A. Full time

    IntroductionJ.P. Morgan Asset & Wealth Management, with client assets of $2.4 trillion, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including...

  • Investment Associate

    2 weeks ago


    Mumbai, Maharashtra, India LenDenClub Full time

    About LenDenClubLenDenClub is a leading peer-to-peer lending platform that provides an alternate investment opportunity to investors or lenders looking for high returns with creditworthy borrowers looking for short-term personal loans. With a total of 8 million users and 2 million+ investors on board, LenDenClub has become a go-to platform to earn returns in...


  • Mumbai, Maharashtra, India See & Recruit Full time

    Role : Investment Banking- Coverage BankerSector : Industrial/Real EstateDesignation: Associate/Senior Associated/AVPFunction: Investment BankingReporting to: VP - Investment BankingLocation : MumbaiJob PurposeThe candidate will be a key member of the Industrial sectoral coverage team, working on PE, M&A, and ECM deals. Responsibilities include supporting...


  • Mumbai, Maharashtra, India Arin Consultancy Private Limited Full time

    Duties and Responsibilities Our company is searching for a motivated and experienced Investment Risk Officer to ensure that our investment processes and allied transactions follow all relevant regulatory and internal guidelines. Your duties will include reviewing the existing framework, mapping it against the regulatory guidelines and best industry...


  • Mumbai, Maharashtra, India See & Recruit Full time

    Role : Investment Banking- Coverage BankerSector : Industrial/Real EstateDesignation: Associate/Senior Associated/AVPFunction: Investment BankingReporting to: VP - Investment BankingLocation : MumbaiJob PurposeThe candidate will be a key member of the Industrial sectoral coverage team, working on PE, M&A, and ECM deals. Responsibilities include supporting...


  • Mumbai, Maharashtra, India Indusion Consulting Services Pvt Ltd Full time

    Title: Associate, Investments TeamLocation: MumbaiOur client, a reputable Venture Capital team based in Mumbai, is looking for a dynamic Associate to join their Investments Team. As a crucial member of the team, you will have a significant role in assessing investment opportunities, conducting due diligence, and providing support to portfolio companies.Key...

  • Investment Associate

    2 weeks ago


    Mumbai, Maharashtra, India XpertReach Full time

    Leading deal sourcing Identify, scout potential portfolio companies; Network with founders, venture capital funds, and industry stakeholders; Conduct primary and secondary research of sectors and emerging trends; Being part of the duediligence team to evaluate opportunities; Presenting to the team an Investment Memo on the potential investment opportunities;...


  • Mumbai, Maharashtra, India dezerv. Full time

    About Dezerv:Dezerv. is a wealthtech startup that offers quality investment solutions to successful working professionals. We believe better investing comes with simplicity, lower cost and predictable returns. Our clients deserve bespoke solutions that are delivered through a modern, intuitive platform. At Dezerv., you will be part of an exciting early-stage...

  • Associate, Investment

    2 weeks ago


    Mumbai, Maharashtra, India TEMASEK Full time

    Overview of the Team Temasek's Investment Group comprises the Sectors and Markets teams. This role is for the India Markets team that leads our investing, portfolio management, and divesting activities in India. The team works closely with our Sector teams based in Singapore to leverage their global sector domain knowledge. Our portfolio spans diverse...

  • Associate, Investment

    2 weeks ago


    Mumbai, Maharashtra, India Temasek Full time

    Overview of the TeamTemasek's Investment Group comprises the Sectors and Markets teams. This role is for the India Markets team that works closely with our Sector teams to complement their sector domain knowledge and provide local monitoring of investments. Our portfolio spans diverse industry sectors such as financial services; telecommunications, media &...

  • Associate, Investment

    2 weeks ago


    Mumbai, Maharashtra, India Temasek International Pte Ltd Full time

    Overview of the TeamTemasek's Investment Group comprises the Sectors and Markets teams. This role is for the India Markets team that leads our investing, portfolio management, and divesting activities in India. The team works closely with our Sector teams based in Singapore to leverage their global sector domain knowledge. Our portfolio spans diverse...


  • Mumbai, Maharashtra, India Mercer Full time

    Mercer is seeking a candidate for the following position based in our Mumbai office:Lead Specialist – Investments as an Admin Assistant & Compliance ChampionWhat you can expect:Be part of the Dublin Admin Team that supports Mercer's Global Investment Leaders and Investment Solutions staff. Due to the growth of our Investments Team globally, we are now...


  • Mumbai, Maharashtra, India Mercer Full time

    Mercer is seeking a candidate for the following position based in our Mumbai office: Lead Specialist – Investments as an Admin Assistant & Compliance Champion What you can expect: Be part of the Dublin Admin Team that supports Mercer's Global Investment Leaders and Investment Solutions staff. Due to the growth of our Investments Team globally, we are now...

  • Associate, Investment

    2 weeks ago


    Mumbai, Maharashtra, India Temasek International Pte Ltd Full time

    Responsibilities Performing deal evaluation, due diligence, industry /pany analysis and financial modelling, supporting the India investment team; Monitoring market trends and closely tracking existing portfolio assets to support investment / divestment making decisions; Constantly developing and renewing industry / sector knowledge as well as macro and...


  • Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we...

  • Associate, Co-invest

    2 weeks ago


    Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we...


  • Mumbai, Maharashtra, India Agentis Capital Full time

    Our Firm:Agentis Capital Advisors is a leading global financial advisor with a reputation for delivering unparalleled value and advice to its clients. The firm was recently awarded IJGlobal's 2021 North American Financial Advisor of the Year award. Our guiding principles and ability to generate value for clients sets us apart. Agentis acts as a sell-side and...