Rates Global Regulatory Controls and Reporting

Process OverviewMiddle Office, as part of CIB Operations, provides support to a wide range of external and internal businesses. It also provides the best-in-class operational processing capabilities across all asset classes.The Regulatory Controls Team is responsible for the full end to end implementation of the Regulatory Trade Reporting in Equity Cash,...

Description du poste Regulatory reporting · Responsible for updating the management with the regulatory changes & its impacts on the bank. · Ensure smooth flow of data/ reports and resolution of RBI queries during inspection as well ad-hoc requirement from regulator. · Responsible for analyzing the impact of new products on regulatory ratios...

Mumbai, Maharashtra, IndiaJob Description:About The Company:ARA's Client is a leading IT solutions provider, offering Applications, Business Process Outsourcing (BPO) and Infrastructure services globally through a combination of technology knowhow, domain, and process expertise. The accolades has been garnering can be attributed to their undeterred focus in...

India Finance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Are you passionate about the financial markets? Are you an innovator who loves to solve problems? We are looking for someone to use their expertise and join UBS Valuation Control Group in Mumbai responsible to review & perform the Independent Price Testing (IPV) of Fair...

India Finance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Are you passionate about the financial markets? Are you an innovator who loves to solve problems? We are looking for someone to use their expertise and join UBS Valuation Control Group in Mumbai Responsible to review & perform the Independent Price Testing (IPV) of Fair...

India Finance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Are you passionate about the financial markets? Are you an innovator who loves to solve problems? We are looking for someone to use their expertise and join UBS Valuation Control Group in Mumbai responsible to review & perform the Independent Price Testing (IPV) of Fair...

Responsibilities: Lead, manage, and initiate execution of key controls across multiple Markets Operations areas Activities supporting the governance infrastructure and protocols of the program Manage endtoend delivery of regulatory controls, partnering closely with teams across Operations, Technology, Sales & Trading, Data & Analytics, Legal & Compliance,...

Responsibilities:- Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/FI industry groups/MIFID etc) & internal stakeholders:- Current regulations supported SFTR, MIFID, REGW, FSMA, MMSR, IA & Turnover Reporting:- Establish the end to end control processes & new regulatory demands:- Review & improve the end to end control...

Hiring LGBT Talent Only (LGBT stands for Lesbian, Gay, Bisexual, Transgender, Queer, Intersex, Pansexual, Bicurious)Job Title:Analyst Role (Regulatory Reporting) - _LGBT (OUT or CLOSETED)_Grade 1ALevel Level 1AReports to Team ManagerLocation MumbaiOverall Job PurposeTo provide a high-quality service for covering aspects of Transactional and Positional...

Job descriptionBusiness type: Types of Jobs Finance / AccountingJob title: Associate Regulatory ReportingContract type: Permanent ContractExpected start date: 04/06/2024Management position: NoJob summary:Regulatory reporting Responsible for updating the management with the regulatory changes & its impacts on the bank. Ensure smooth flow of data/ reports and...

Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

Job Responsibilities Lead, manage, and initiate execution of key programs across multiple Markets Operations areas Activities supporting the governance infrastructure and protocols of the program Manage endtoend delivery of projects/programs, partnering closely with teams across Operations, Technology, Sales & Trading, Data & Analytics, Legal & Compliance,...

The Regulatory Reporting team has the responsibility of ensuring SSGM meets its self as well as delegating reporting obligations under EMIR, MiFID, CFTC and SFTR. The team has the responsibility to report the FX and SF transactions emanating from its various trading venues. A job in regulatory reporting at the Commodity Futures Trading Commission (CFTC)...

Position PurposeThe main purpose of the team is to ensure timely, consistent and exhaustive transaction & positions regulatory reporting under APAC jurisdictions, such as HKMA, MAS, ASIC, SEBI etc for both Equities and Fixed Income products. The team is also the single point for regional Operations on new Regulatory initiatives.The purpose of the position is...

Your field of responsibilityYour responsibilities include: Responsibility of ensuring the Company's financial records are in compliance GAAP (IND AS, US GAAP and Indian GAAP), Accounting Policies & Standards and respective local regulatory requirements, Internal Control requirements, and procedures Efficient and effective timely delivery of External and...

Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Bank's operational processes and inspire to delight our business...

Investec is a distinctive Specialist Bank serving clients principally in the UK and South Africa.Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and a...

Description The VP role for IT Risk, Audit Management and Implementation lead is responsible to manage all the IT regulatory audits for the India regulator - RBI (Reserve Bank of India), SEBI, NSE, BSE and all internal audits. This role will be the single point of contact between audit agencies (external/ internal) and all functional Technology teams. ...

Responsibilities: Manage the delivery of new trade repository reporting implementations or new regulatory reporting change projects Detail and syndicate the business requirements of new regulatory reporting change projects with Operations and Technology, to allow each line of business to establish the functional/build requirements for their area to comply...

Specialist Regulatory Reporting-(WD54921) Finance aims to deliver world-class standards in reporting, financial planning and finance processes. We provide insights and analyses that help the bank make sound business decisions – whether in the areas of product development or customer profitability. We also provide capital management, business planning,...