Financial Crime Compliance Supervisor
1 week ago
The Financial Crime Compliance ("FCC") team is looking for a bright, eager to learn, Compliance Monitoring Supervisor. The successful candidate will be responsible for the direct supervision of Financial Crime Compliance Escalation and Monitoring team members and workload. The team's role and primary function is to manage escalation cases from the business, conduct regulatory screening, reporting, inquiry resolution, and investigate transaction monitoring alerts as part of the Firm's ongoing monitoring function in order to identify financial crime risks to the firm. The Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and regulations in each jurisdiction in which the Firm operates.
Primary responsibilities (not limited to)
Supervise, train and develop a team of 5-10 FCC Monitoring Associates Manage first line escalation cases from the business Escalate regulatory queries from other business stakeholders to FCC Management Oversee activities related to the review and resolution of new account escalations, screening alerts, trigger events, transaction monitoring alerts, and ensure they are managed in a timely manner and that the appropriate status and approvals are obtained Manage the team's daily workload and priority of critical tasks Perform quality control monitoring to ensure performance against established service level agreements and productivity standards are achieved Support the publication of management information; Develop and maintain a strong knowledge of global AML/CTF regulatory requirements, sector-specific regulation, industry best practice and internal policies, procedures and regulatory requirementsCritical Knowledge, Skills & Experience including but not limited:
University degree 2+ years supervisory experience 2+ years of compliance or relevant department experience with a financial institution Knowledge of financial markets, commodities, forex, digital assets, and on-line trading platforms Understanding of AML/CTF regulations Proficient in Excel, Word, PowerPoint Advanced understanding of Financial Crime regulations An analytical and enquiring mind Strong problem solving skills and great attention to detail Self-starter with positive attitude with initiative Strong rapport building with ability to communicate difficult messages Ability to quickly learn new processes and manage multiple tasks Team oriented and able to prioritise in a fast moving, constantly changing environment Ability to work independently with minimal supervision in an environment with strict deadlines Excellent communication skills and the ability to maintain the strictest confidentiality with respect to highly sensitive informationWorking days/hours: Monday to Friday; Fully working from the office - Indiqube Alpine (Transit) 7th Floor, Jawaharlal Nehru Road, Guindy Area - adjacent to Ekattuthangal Metro Station.
All Technementals Innovation India Private Limited employees must be eligible to work in India.
-
Financial Crime Compliance Associate
1 week ago
Chennai, Tamil Nadu, India Tradu Full timeVacancy Name Financial Crime Compliance AssociateVacancy No VN997Employment Type Regular Full-TimeLocation ChennaiJob DetailsThe Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and regulations in each...
-
Financial Crime Compliance Associate
1 week ago
Chennai, Tamil Nadu, India FXCM Full timeVacancy No VN862Employment Type Regular Full-TimeLocation ChennaiJob Details The Financial Crime Compliance team is responsible for detecting and preventing money laundering and terrorist financing. Additionally, it sets out the standards for compliance with applicable sanctions laws and regulations in each jurisdiction in which the Firm operates.Role...
-
Financial Crime Compliance- AML/KYC
1 week ago
Chennai, Tamil Nadu, India Integrated Personnel Services Limited Full timeProfile- Financial crime compliance - AML/KYCLocation- ChennaiExperience-12+ yrsLocation- PuneDescription :However, if you can share profiles with below skillset years of handling large FCC (AML/KYC) teamsClient engagement / Good communicationHandling large teams / Good people managerACAMS certification will be an added advantage.Flexible in shift timings
-
Financial Crime Compliance- AML/KYC
1 week ago
Chennai, Tamil Nadu, India Integrated Personnel Services Limited Full timeProfile- Financial crime compliance - AML/KYCLocation- ChennaiExperience-12+ yrsLocation- PuneDescription :However, if you can share profiles with below skillset.15-20+ years of handling large FCC (AML/KYC) teamsClient engagement / Good communicationHandling large teams / Good people managerACAMS certification will be an added advantage.Flexible in shift...
-
Risk and Compliance Associate
1 week ago
Chennai, Tamil Nadu, India FXCM Full timeJob DetailsKey Duties and ResponsibilitiesPerform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures;Inspect key compliance risk indicators in respect to financial promotion, complaints, order...
-
Associate, Compliance
1 week ago
Chennai, Tamil Nadu, India THE BANK OF NEW YORK MELLON CORPORATION Full timeBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - % of the world's top banks work...
-
Associate, Compliance
1 week ago
Chennai, Tamil Nadu, India BNY Mellon Full timeBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work...
-
Risk and Compliance Associate
1 week ago
Chennai, Tamil Nadu, India Tradu Full timeVacancy Name Risk and Compliance AssociateVacancy No VN918Employment Type Regular Full-TimeLocation ChennaiJob Details KeyResponsibilities: Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and...
-
Risk and Compliance Senior Associate
1 week ago
Chennai, Tamil Nadu, India FXCM Full timeJob Details Key Duties and Responsibilities Perform independent testing of existing compliance programs in the area of AML, Financial Crimes, Consumer Protections, Trade / Market Surveillance, etc. Examine and evaluate established processes and controls to assess whether they are operating as intended against the standards Perform controls analysis to...
-
Due Diligence Coordinator
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a Due Diligence Coordinator...In this role, you will: Support Due Diligence group Seek ways to improve client onboarding process, ongoing periodic client reviews and quality control activities Conduct complex comprehensive research or background investigations on transactions, individuals, entities, organizations or...
-
Financial Accounting Associate
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a Financial Accounting Associate...In this role, you will:Responsibilities Gathering and reviewing financial data available from various platforms to prepare various financial reports. Reviewing data from general ledgers, 3rd Party reports and other data sources to ensure accuracy & performing a variety of analysis...
-
Due Diligence Coordinator
1 week ago
Chennai, Tamil Nadu, India Wells Fargo Full timeAbout this role:Wells Fargo is seeking a Due Diligence Coordinator.In this role, you will: Support Due Diligence group Seek ways to improve client onboarding process, ongoing periodic client reviews and quality control activities Conduct complex comprehensive research or background investigations on transactions, individuals, entities, organizations or...
-
Due Diligence Coordinator
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a Due Diligence Coordinator.In this role, you will: Support Due Diligence group. Seek ways to improve client onboarding process, ongoing periodic client reviews and quality control activities. Conduct complex comprehensive research or background investigations on transactions, individuals, entities, organizations or...
-
Financial Reporting Associate
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout the RoleThe Offshore resources support the Financial Reporting Team by performing data collection, aggregation, consolidation, reconciliation, first-level analysis, pre-production activities, initial report preparation, and variance analysis and associated report preparation activities. They also perform operational processes such as data compilation,...
-
Financial Accounting Associate
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout Wells FargoAbout Wells Fargo IndiaWells Fargo India enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Business Services, Risk Services and Knowledge Services. We are operating in Hyderabad, Bengaluru and Chennai locations. Learn more about Wells...
-
Senior Associate, Compliance
1 week ago
Chennai, Tamil Nadu, India THE BANK OF NEW YORK MELLON CORPORATION Full timeBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - % of the world's top banks work...
-
LEC Financial Accountant
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout this role: Wells Fargo is seeking Financial Accountant.In this role, you will: Provide consultation to more experienced leadership for financial accounting related matters Perform complex activities associated with maintaining ledger accounts, developing financial statements and regulatory reports Gather and review financial data for financial and...
-
Financial Accountant
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout the Role Working within the wider Controllers Team, this role supports the preparation and submission of complete, accurate, and timely regulatory reporting to various regulatory authorities.Responsibilities include oversight of production activities (data processing, report compilation), review of reporting output, and maintenance of a robust control...
-
Trade Service Processor
1 week ago
Chennai, Tamil Nadu, India WELLS FARGO BANK Full timeAbout this role:Wells Fargo is seeking a Trade Services Processor...In this role, you will: Provide support for processing new collections, payments, trade acceptances and tracing outstanding items Advise and issue letter of credit amendments along with negotiating letter of credit documents Receive direction from supervisor and escalate nonroutine questions...
-
Trade Service Processor
1 week ago
Chennai, Tamil Nadu, India Wells Fargo Full timeAbout this role:Wells Fargo is seeking a Trade Services Processor.In this role, you will: Provide support for processing new collections, payments, trade acceptances and tracing outstanding items Advise and issue letter of credit amendments along with negotiating letter of credit documents Receive direction from supervisor and escalate nonroutine questions...
