Periodic Review Officer

2 weeks ago

Mumbai, Maharashtra, India Deutsche Bank Full time

Periodic Review Officer:

Job ID:

R0333107
Full/Part-Time:Full-time
Regular/Temporary:Regular
Listed:
Location:Mumbai
Position Overview:

Job Title:
KYC Operations Lead

Location:
Mumbai, India

Role Description


Deutsche Bank Centre (DBC), Mumbai is a wholly owned subsidiary of Deutsche Bank and serves as a talent pool for Deutsche Bank.

Wealth Management Centre at DBC services the global Wealth Management (WM) division.

Deutsche Bank Wealth Management division is part of Deutsche Bank's Private, Wealth & Commercial Clients division and combines financial strength and stability with trustworthy partnership and forward-thinking in order to create lasting value for clients.

WM offers high net worth clients, family offices and foundations a broad range of traditional and alternative investment solutions, providing a holistic service for all aspects of wealth management.


What we'll offer you
As part of our flexible scheme, here are just some of the benefits that you'll enjoy

  • Best in class leave policy
  • Gender neutral parental leaves
  • 100% reimbursement under child care assistance benefit (gender neutral)
  • Flexible working arrangements
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above

Your key responsibilities

  • To act as the formal handson lead of 710 KYC Analysts. This means that the KYC Team lead will be actively involved within the KYC execution process and will manage all responsibilities to support the KYC Business Segment Head in daytoday activities
  • Provide planning and execution (KYC processing) support for large Client Groups to enable efficient processing and a firstclass client experience
  • To manage the relationship with senior Front Office sales officers and act as a 'single point of contact' for queries relating to your team's work
  • Coordinate with several stakeholders, not limited to Business, AFC and QA, Global KYC teams (policy, process, management), Audit etc. to ensure that KYC cases are on track and managed effectively and consistently in line with the agreed process and SLA's
  • Ability to deliver Key Performance Metrics to senior business managers. Ability to translate outputs into deliverables and actions. Ensure that the actions are followed through and measured
  • Takes ownership to identify key issues and actively participating in their resolution to ensure client satisfaction and acceptable business outcomes
  • Ability to guide the team in terms of policy/process queries
  • Client Data Collection, Documentation & Maintenance as part of new adoption / during periodic reviews.
  • Should also know the due diligence required to establish the correctness/validity of documents
  • Know your client verification checks
  • Risk categorization reviews for clients as per the regulatory requirements with knowledge of enhanced due diligence required while adopting High Risk clients
  • Liaise with different stakeholders to manage work pipeline effectively
  • Ability to understand complex ownership structures especially for nontraditional WM clients such Charities, Foundation, Trusts, Private Equity Funds and Private Investment Companies (PIC),
  • Detailed initial review of KYC file, identifying gaps in the Front Office submissions and clearly articulating why the submitted files meet (or do not meet) KYC and regulatory requirements
  • Understanding the various sources of wealth generation for the client and analysing the information
  • Ensuring that cases are prioritised and managed effectively and consistently in line with the agreed process and deadlines
  • Independent and proactive liaison with Front Office and Anti Financial Crime function to ensure full transparency and improve turnaround times
  • Perform name screening of clients and related parties to identify politically exposed persons, sanctioned persons, adverse media and mitigate risks associated with financial crimes
  • Escalate high priority client / business issues in a timely manner to protect the franchise and the client business

Your skills and experience

  • Relevant experience in Client Onboarding processes/Periodic KYC review and requirements (preferably APAC region)
  • Proven track record in handling big teams and the ability to deliver under high pressure
  • Ability to work independently, as well as in a team environment, initiative driven and proactive approach, prioritizes multiple tasks, and meets strict deadlines
  • Experience in documenting processes to comply with the regulatory guidelines;
  • Excellent communication skills, (written and verbal) with an openminded approach and the ability to share information with stakeholders and team members
  • Proactively communicate with front office on deficiencies and/or next steps of KY

  • Periodic Review Officer

    2 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    Periodic Review Officer:Job ID:R0324480Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:MumbaiPosition Overview:Job Title - Periodic Review OfficerLocation - Mumbai, IndiaRole DescriptionDeutsche Bank Centre (DBC), Mumbai is a wholly owned subsidiary of Deutsche Bank and serves as a talent pool for Deutsche Bank. Wealth Management Centre at...

  • Periodic Review Officer

    2 weeks ago

    Mumbai, Maharashtra, India 9608 Deutsche India Private Limited, Mumbai Branch Full time

    Description Deutsche Bank Centre (DBC), Mumbai is a wholly owned subsidiary of Deutsche Bank and serves as a talent pool for Deutsche Bank. Wealth Management Centre at DBC services the global Wealth Management (WM) division. Deutsche Bank Wealth Management division is part of Deutsche Bank's Private, Wealth & Commercial Clients division and combines...

  • Periodic Review Officer

    2 weeks ago

    Mumbai, Maharashtra, India 9608 Deutsche India Private Limited, Mumbai Branch Full time

    Description Deutsche Bank Centre (DBC), Mumbai is a wholly owned subsidiary of Deutsche Bank and serves as a talent pool for Deutsche Bank. Wealth Management Centre at DBC services the global Wealth Management (WM) division. Deutsche Bank Wealth Management division is part of Deutsche Bank's Private, Wealth & Commercial Clients division and combines...

  • Periodic Review Analyst

    2 weeks ago

    Mumbai, Maharashtra, India 9608 Deutsche India Private Limited, Mumbai Branch Full time

    Description Deutsche Bank Centre (DBC), Mumbai is a wholly owned subsidiary of Deutsche Bank and serves as a talent pool for Deutsche Bank. Wealth Management Centre at DBC services the global Wealth Management (WM) division. Deutsche Bank Wealth Management division is part of Deutsche Bank's Private, Wealth & Commercial Clients division and combines...

  • Medical Reviewer

    2 weeks ago

    Mumbai, Maharashtra, India Integrated Personnel Services Limited Full time

    Title:Medical ReviewerLocation:Pune/ Bangalore/ Chennai/ Nagpur/ Indore/Gandhinagar/MumbaiExperience:6Years-11YearsQualification:MBBS/ MD with clinical or non-clinical exp, PV, Clinical Trials & ICSR, SUSARJob Description: Author a company clinical comment (CCC) for case reports that are Suspected UnexpectedSerious Adverse reaction (SUSAR). Edit the Periodic...

  • Admin Reviewer

    2 weeks ago

    Mumbai, Maharashtra, India LRQA group Full time

    Job ID:37830Location:Mumbai : India Management OfficePosition Category:Administration/Business SupportPosition Type:Employee RegularWho are LRQA?LRQA stands for dedication to clients, market firsts, and deep expertise in risk management. We've grown to become a leading global assurance provider, bringing together outstanding expertise in certification,...

  • Design Reviewer

    2 weeks ago

    Mumbai, Maharashtra, India DEKRA Process Safety Full time

    DEKRA India Pvt. Ltd. is a group company of DEKRA SE. DEKRA is one of the world's leading professional safety firms, headquartered in Stuttgart, Germany. With over 45,000 employees in 50 countries, DEKRA has been active in the field of safety since 1925.DEKRA India Pvt. Ltd. with offices in Delhi, Mumbai, Pune and Hyderabad offers an exciting & stimulating...

  • Technical Reviewer

    2 weeks ago

    Mumbai, Maharashtra, India LRQA Full time

    Role Purpose To provide technical review support for EU services specifically PED schemes against defined procedures with some discretion over priorities of workload. Undertakes a range of technical review/support activities and resolves queries for internal/external clients, In particular, conduct technical reviews of client organization files, after...

  • Administrative Reviewer

    2 weeks ago

    Mumbai, Maharashtra, India LRQA group Full time

    Job ID:37833Location:Mumbai: Solitaire Corporate ParkPosition Category:Administration/Business SupportPosition Type:Employee RegularKey Responsibilities:Prioritise, plan and complete client service delivery tasks in line with global and local business requirements. Includes liaising with clients, dealing with complex queries and proactively resolving service...

  • Appraisal delivery/Review

    2 weeks ago

    Mumbai, Maharashtra, India 2coms Full time

    Job Description Job Type: Full Time Job Summary: Responsible for performing appraisal delivery and appraisal review as per client and investor guidelines. Job Responsibilities:Appraisal Delivery - ∙Coordinate with appraisers to schedule appraisal appointments and ensure timely completion of appraisal reports. ∙Review appraisal reports for accuracy,...

  • Administrative Reviewer

    2 weeks ago

    Mumbai, Maharashtra, India LRQA group Full time

    Job ID:37831Location:Mumbai: Solitaire Corporate ParkPosition Category:Administration/Business SupportPosition Type:Employee RegularWho are LRQA?LRQA stands for dedication to clients, market firsts, and deep expertise in risk management. We've grown to become a leading global assurance provider, bringing together outstanding expertise in certification,...

  • Medical Officer

    2 weeks ago

    Mumbai, Maharashtra, India Integrated Personnel Services Limited Full time

    Role -Medical Reviewer Qualification: MBBS/MD only (MCI Certification is not mandate**)Experience Range: 1 to 7 Years Preferred Experience: Minimum of 1-5 years of experience in PV/ Clinical Research (drug safety)Location: Mumbai/ Pune/ Nagpur/ Gandhinagar/ Bangalore/ Chennai/ IndoreJob Description: Author a company clinical comment (CCC) for case reports...

  • Mid Office Analyst

    2 weeks ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    Role/ Job Title: Mid Office Analyst Function/ Department: Market Risk Job Purpose: To ensure implementation of market risk framework of the Bank, perform valuations and other controls under the Mid office role.To monitor limits and P&L of treasury on a periodic basis and provide periodic market risk analysis to the management. Roles and...

  • Associate L1, Contract Review, CCC

    2 weeks ago

    Mumbai, Maharashtra, India Integreon Full time

    Responsibilities and Duties: Ensure quality standards are achieved Liaise between the client and India delivery teams Work as a team member Work on client system through remote access Prepare and supervise Reports for Delivery Maintain personal and team records of work done Train team members on processes including contract review and...

  • Project Manager, MD Office

    2 weeks ago

    Mumbai, Maharashtra, India Dun & Bradstree Full time

    Key Responsibilities: Strategy Assist's the MD in reviewing and accurately analyzing business performance on regular basis Provides strategic inputs and analytical support by constantly monitoring business performance, through periodic MIS and weekly calls with the Leadership team Draft's strategic reports and prepares presentations for top...

  • Operations Officers

    2 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    Job Title:Operations Officer**Location: Mumbai, IndiaRole DescriptionDeutsche Bank Centre (DBC), Mumbai is a wholly owned subsidiary of Deutsche Bank and serves as a talent pool for Deutsche Bank. Wealth Management Centre at DBC services the global Wealth Management (WM) division. Deutsche Bank Wealth Management division is part of Deutsche Bank's Private,...

  • Loan Review Associate

    2 weeks ago

    Mumbai, Maharashtra, India Branch International Full time

    Branch Overview :Branch delivers world-class financial services to the mobile generation. With offices in the United States, Nigeria, Kenya, and India, Branch is a for-profit socially conscious company that uses the power of data science to reduce the cost of delivering financial services in emerging markets. We believe that everyone, everywhere deserves...

  • Deck Officer

    2 weeks ago

    Mumbai, Maharashtra, India RINA Full time

    Educational Qualification & Experience Certificate of Competency as minimum Second Mate (Foreign Going (F.G.) or Near Coastal Vessel (NCV) issued by Director General of Shipping (DG Shipping) or equivalent certificate of competency approved / endorsed by D.G. Shipping. At least 2 years on board experience as independent watch keeping officer. ...

  • Deck Officer

    5 days ago

    Mumbai, Maharashtra, India RINA Full time

    Educational Qualification & ExperienceCertificate of Competency as minimum Second Mate (Foreign Going (F.G.) or Near Coastal Vessel (NCV) issued by Director General of Shipping (DG Shipping) or equivalent certificate of competency approved / endorsed by D.G. Shipping. At least 2 years on board experience as independent watch keeping officer. Possessing valid...

  • Chief Revenue Officer

    2 weeks ago

    Mumbai, Maharashtra, India Personnel Search Services Group Full time

    Job Title:Chief Revenue OfficerLocation: Mumbai / BangaloreAbout the client: A fast growing SaaS company with global presence.Job Purpose:The purpose of this role is to increase the market share of the company across APAC region.Key Responsibilities: Define and implement the strategy in the India and APAC region. Prepare business plans, annual plans in...