Risk Management_For a leading AMC

2 weeks ago

Pune, Maharashtra, India Skill Ventory Full time
Roles and Responsibilities 3. PRINCIPAL ACCOUNTABILITIES
( Accountabilities associated
1.
with the job)
Implementation of Risk Management Framework
A. To assist functions in understanding of internal Risk Management Framework & other associated
policies and resolve their queries / concerns associated with it.
B. To assist in creation of content bank for Risk Management related trainings/ risk awareness
campaigns.

  • Investment Risk Management
A. Monitoring of Passive limits on daily basis (Regulatory, Asset Allocation & Internal Risk) in Front
office system/ equivalent tool.
B. Tracking the rebalancing timelines for open breaches.
C. Listening the voice recordings / calls of Investment function on daily basis and comparing the same
with trades executed on sample basis.
D. Assist team in tracking of Scheme Level Key Risk Indicators (KRIs) vis a vis the defined threshold levels
on periodic basis.

  • Operational Risk Management
A. Performing ground level activities for Risk and Control Self-Assessment (RCSA) Process at a functional
level. Tracking periodic progress of RCSA and associated actionables.
B. Follow-up with stakeholders & obtaining inputs for preparation of KEY Risk Indicator (KRI) report at
AMC level
C. Helping function in Incident Reporting. Tracking actionables of Incident reporting.4.
Reporting & Analysis
A. Preparation & Reporting of internal Risk reports, Risk Dashboards on periodic basis.
B. Assist in analysis of various Risk reports prepared by and reported to Risk Team.
C. Timely reporting of deliverables to the functions/ stakeholders.

  • Risk Management Committee (RMC) Meeting
A. Assist in preparation of agenda papers and reports required for conducting the Risk Management
Committee Meetings on periodic basis.
B. Collating data from different function/ stakeholders for RMCs.
C. Tracking and follow-up of actionables of RMC
D. Maintenance of Minutes of RMC

  • Handling Internal & External Audits
A. Coordinating with auditors (Internal & External) for audit data requirement & facilitating the same in
timely manner.
B. Tracking & closing the audit actionables, if any.

  • Review of Policies
A. Helping in review of Risk Management Framework and associated policies at a defined frequency
and proving inputs for keeping the same up-to date in line with the recent regulatory environment
and practices
B. Maintenance of Risk Management policy tracker.8.
Other
A. Any other Risk Management related adhoc activities, which may be required to be carried out on
need basis.4.

DECISIONS
(Key decisions taken by job holder at his/her end)

Following decisions are taken by the role:5.
Ensuring that the BAU activities are completed and requisite information regarding the same is disseminated
to the stakeholders within internally defined timelines.
Assisting & query handling of stakeholders for risk management related monitoring and reporting.

CHALLENGES
(Challenges faced on an on-going basis in carrying out the job)

Following are the challenges faced by the role while carrying out the job:
Coordination and rigorous follow-up with stakeholders for timely delivery of actionables pertaining to their
function.
Getting the periodic deliverables from different stakeholders.6. INTERACTIONS
Internal Clients
Roles you need to interact with inside the organization to enable success in your day to day work

The role requires interaction with following internal stakeholders:
Work closely and in consultation with Operations, Investment & Compliance team.
Collaborating with other functions & leadership team on need basis.
External Clients
Roles you need to interact with outside the organization to enable success in your day to day work
The role requires interaction with following external parties on need basis:
Vendor & Outsourcing Partner - Registrar and Transfer Agent, Fund Accountant, Custodian
Rating Agency & Exchange
Regulator & Auditor7. SKILLS AND KNOWLEDGE
(Minimum acceptable proficiency for this job which best indicates the education and/or experience
requirements of this job and not the incumbent)
a) Qualifications
MBA in Finance/ CA , FRM/CFA or Level 1 cleared candidate of FRM/CFA
b) Work Experience
Around 3-5 years of experience in the field of Risk Management in financial services industry.
Candidate who has worked in Operational Risk Management Function/ Investment Risk Management Function
/ Enterprise Risk Management Function in Insurance, Banking and NBFCs shall also be considered.c) Personal Attributes/ Behavioral skills

  • Execution skills, Analytical bend of mind, Good communication skills, Solution oriented mindset, Good drafting
skills.

  • Commitment, passion for work & eagerness to learn, teamwork, ability to stretch in crunch situations & sustain
pressures, manage relationship with all the stakeholders.
d) System Competencies

  • Good / Advanced level knowledge of Microsoft Office package (MS Excel, MS Word and MS PowerPoint)
e)Knowledge
Base level understanding & knowledge of Risk Management standards, processes and procedures.
Base level understanding of Mutual Fund business.
Base level understanding of Capital Market products and related instruments

  • For a Leading Amc- PR

    2 weeks ago

    Pune, Maharashtra, India Skillventory Full time

    For a leading AMC- PR & ORM:From 7 to 10 year(s) of experience- ₹ Not Disclosed by Recruiter PuneorRoles and ResponsibilitiesKey Responsibilities: Develop PR campaigns and media relations strategies Amplify brand presence on various digital and social media platforms Monitor and review user comments, suggestions, feedback and complaints across all online...

  • For a Leading Amc branch Admin

    2 weeks ago

    Pune, Maharashtra, India Skillventory Full time

    For a leading AMC _Branch Admin & Infra:From 6 to 11 year(s) of experience- ₹ Not Disclosed by Recruiter PuneorRoles and ResponsibilitiesA dynamic Professional having over 8 to 10+ years of experience in Administration & Infrastructure.Holds good experience in Planning, Organizing and Decision-making skills.Hands-on experience in managing New Branch...

  • For a Leading AMC

    2 weeks ago

    Pune, Maharashtra, India Skill Ventory Full time

    Roles and ResponsibilitiesKey Responsibilities:Benchmarking performance against targets across all marketing channels and advising on KPIs based on performance analysis.Reporting on key metrics, analysing and interpreting trends, and providing actionable insights based on available analytics data.Analysing online user behaviour, conversion data, customer...

  • For a Leading AMC

    2 weeks ago

    Pune, Maharashtra, India Skill Ventory Full time

    Roles and Responsibilities Key Responsibilities: Benchmarking performance against targets across all marketing channels and advising on KPIs based on performance analysis. Reporting on key metrics, analysing and interpreting trends, and providing actionable insights based on available analytics data. Analysing online user behaviour, conversion data,...

  • Risk Reduction Lead

    2 weeks ago

    Pune, Maharashtra, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description This position sits in RFT within Corporate Function Technology. As part of the TDI level Risk Reduction program, there are 4 programs of work to manage various F4/F3 Findings/Audit Remediation, ExaCC Migration, TRC, CSO control implementation covering over ~400 applications within Corporate Functions. The programme ensures that Findings...

  • Divisional Risk and Control Lead

    2 weeks ago

    Pune, Maharashtra, India F337 Deutsche India Private Limited, Pune Branch Full time

    Description You will be joining as a Divisional Risk and Control Lead in our Embedded Risk Team in London. The Risk and Control Team ensures the Bank's control priorities are effectively implemented across Investment Banking, Anti-Financial-Crime (AFC) and Compliance (C) Technology. Our mission is to reduce the organisation's technology risk exposure by...

  • Program Management_For a leading Automotive OEM

    2 weeks ago

    Pune, Maharashtra, India Skill Ventory Full time

    Roles and Responsibilities Ensure timely & smooth product launches across Motorcycle & Commercial Vehicle platform. Own all Project management aspects from conception onwards & drive it through development, testing, acceptance & adoption to launch. Work with multiple stakeholders (Component Development / Purchase / Quality / Manufacturing Plants /...

  • Network Risk

    2 weeks ago

    Pune, Maharashtra, India CACI Ltd Full time

    Network Risk and Compliance AVP Designation: Assistant Vice President (AVP) Network Risk and Compliance Analyst: This role is positioned as a Network Risk and Compliance AVP within the Production Assurance-Risk and Compliance Team. The Risk and Compliance team is responsible for proactively identifying and managing risks and to ensure oversight and...

  • Risk Practice SME Lead

    2 weeks ago

    Pune, Maharashtra, India FIS Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 1 - 5% Role: This role is of a Senior Specialist SME with strong knowledge of Trading and Banking Book Risk This role will be responsible for setting up the Risk Practice in...

  • Risk Practice SME Lead

    2 weeks ago

    Pune, Maharashtra, India Jobs for Humanity Full time

    Job DescriptionPosition Type: Full timeType Of Hire: Experienced (relevant combo of work and education)Education Desired: Bachelor of Business AdministrationTravel Percentage: 1 - 5%Role:This **position** is for a Senior Specialist SME with **solid** knowledge of Trading and Banking Book Risk**Responsibilities** include setting up the Risk Practice in India...

  • HR Operational Risk and Internal Controls Lead

    4 weeks ago

    Pune, Maharashtra, India GE Aerospace Full time

    Job Description SummaryThe role provides oversight to the HR vendor, employee services and Work Experience and Insight team to ensure compliance with legal and regulatory requirements, as well as internal policies and procedures. You will be responsible for leading the third-party risk and HR operational risk and internal control framework within the HR...

  • Principal- IT Risk

    2 weeks ago

    Pune, Maharashtra, India Northern Trust Full time

    Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service,...

  • Lead Business Analyst for Credit Risk Analytics

    2 weeks ago

    Pune, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    The Enterprise Risk Technology (ERT) team is responsible for overseeing all Regulatory (BASEL, CCAR, etc.) and Internal Risk Management implementations for Wholesale Credit and Market Risk. In addition, the team is responsible for overall RWA related activities across all risk areas and leads the ACE analytics platform.This role,Lead Business Analyst for...

  • Lead Business Analyst for Credit Risk Analytics

    2 weeks ago

    Pune, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    The Enterprise Risk Technology (ERT) team is responsible for overseeing all Regulatory (BASEL, CCAR, etc.) and Internal Risk Management implementations for Wholesale Credit and Market Risk. In addition, the team is responsible for overall RWA related activities across all risk areas and leads the ACE analytics platform. This role, Lead Business Analyst...

  • Lead Business Analyst for Credit Risk Analytics

    2 weeks ago

    Pune, Maharashtra, India Citigroup Full time

    The Enterprise Risk Technology (ERT) team is responsible for overseeing all Regulatory (BASEL, CCAR, etc.) and Internal Risk Management implementations for Wholesale Credit and Market Risk. In addition, the team is responsible for overall RWA related activities across all risk areas and leads the ACE analytics platform.This role, Lead Business Analyst for...

  • Lead Business Analyst for Credit Risk Analytics

    3 weeks ago

    Pune, Maharashtra, India Citigroup Full time

    The Enterprise Risk Technology (ERT) team is responsible for overseeing all Regulatory (BASEL, CCAR, etc.) and Internal Risk Management implementations for Wholesale Credit and Market Risk. In addition, the team is responsible for overall RWA related activities across all risk areas and leads the ACE analytics platform.This role, Lead Business Analyst for...

  • Capital Risk

    2 weeks ago

    Pune, Maharashtra, India Credit Suisse Full time

    Your field of responsibilityAs part of RDM (Risk and Data Management) Capital, team members will be responsible for the below:Validate credit risk exposure calculation at a counterparty and a portfolio level across various products -OTC Derivatives, FX, Repo, Exchange traded derivatives, SLB, from regulatory perspective using different methodologies like...

  • Cyber Risk Assessment/GRC- Lead Consultant

    2 weeks ago

    Pune, Maharashtra, India Allstate Benefits Full time

    Job Description We have an opportunity for someone having experience in performing Security Risk Assessments to join the Information Security department as a Cyber Risk Security Assessor in the Allstate Technology & Strategic Ventures (ATSV). The Cyber Risk Assessor will be responsible for supporting the company's efforts to identify, assess and evaluate...

  • Cyber Risk Assessment/GRC- Lead Consultant

    2 weeks ago

    Pune, Maharashtra, India Allstate Benefits Full time

    Job DescriptionWe have an opportunity for someone having experience in performing Security Risk Assessments to join the Information Security department as a Cyber Risk Security Assessor in the Allstate Technology & Strategic Ventures (ATSV). The Cyber Risk Assessor will be responsible for supporting the company's efforts to identify, assess and evaluate...

  • Dotnet Developer

    2 weeks ago

    Pune, Maharashtra, India A Leading Firm Full time

    Apply for Dotnet Developer J46252, SAMPOORNA CONSULTANTS PVT LTD in Pune for 1 - 4 Year of Experience on