Avp, Financial Crime Risk Stewardship- Sanctions

1 week ago

Hyderabad, Telangana, India HSBC Full time

  • Job description

Some careers shine brighter than others.
If you're looking for a career that will help you stand out, join HSBC and fulfil your potential.

Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.


HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories.

We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.


We are currently seeking an experienced professional to join our team in the role: AVP, Financial Crime Risk Stewardship

  • Sanction**
    Role holders will carry out activities that will include most of the following, but not limited to:
  • Monitor Trade, Economic and Financial Sanctions (including sanctions programs administered by the U.S. Office of Foreign Assets Control, United Nations, European Union and HM Treasury's Financial Sanctions, (collectively referred to herein as "Sanctions"), and Global RMF to meet legislative and regulatory requirements.
  • Assist Global / Regional Sanctions Risk Stewards in providing oversight and management, of all aspects of Financial Crime Risk Sanctions including impact analysis of regulatory changes.
  • Collate potential breaches of sanctions from across the business lines & subsidiaries, review reporting made and escalate to Global / Regional 'Sanctions Risk Steward
  • Stay at the forefront of key regulatory changes to ensure proactive communication with business and implement appropriate policy and framework to manage the changes.
  • Participate in and work with relevant local industry bodies and groups in relation to Sanctions related initiatives, trends and proposals.
  • Managing Breach reporting (Mostly, sanctions policy breach writeup currently by Sanctions team)
  • Managing incident escalation and reporting (prepare escalation up to Global / Regional sanctions, core incident writeup including detailing root causes and actions and deep drive analysis and potential readacross reviews will continue to be decisioned by relevant Sanctions team)
  • Coordinate governance inputs (e.g., Risk Map, RMM, Risk Committee, FC ExCo, Country/Regional /Global forums), and track NFR Risk Steward Maturity Assessment, RAPID2, IRIS, Helios and Engage.
  • Preparing the Global / Regional Sanctions monthly MI reporting.
  • Sanctions list management and maintenance of LGE (support any new list/entry to be deployed and maintained via LGE (the "grey list" process)
  • Managing EWRA leg work, sanity checks (annual preparation on sanctions data for EWRA including data verification and analytical work on Sanctions inherent and residual risk analysis)
  • Preparation of Global / Regional Sanctions ManCo materials and coordination of governance inputs (e.g. risk map, RMM, risk committee, FC ExCo)
  • Support the Global / Regional FC Risk Stewards, provide oversight of Sanctions controls to effectively challenge risks or control outcomes through analysis and review of Issue Management, L1 and L2 Controls, Inherent and Residual risks. Ensure overdue issues and actions are communicated to the relevant stakeholders as per guidance
  • Perform read across of 2/3 LOD review reports and prepare read across actions for risk stewards for further disbursement. Update summary documents ( eg. Audit Summary matrix ) for Audit reports to ensure themes can be identified
  • Set & maintain Global FC Policy ( Liase with Risk Stewards and assist to undertake consultation activities, where relevant, with respect to changes/developments in Group policies/guidance)
  • Ability to translate MI of existing 1LoD controls into summaries for 2LoD Risk Stewards to highlight potential gaps, enhancements, or expansions to the Bank's overall Sanctions Risk coverage.
  • Prepare and design governance packs to facilitate and include the key data elements required to understand the control environment of Sanctions
  • Coordinate and manage projects
  • Support in reviewing the change initiatives driven at the market level
  • Monitor issues management from a wide range of sources, including MSII's, Audit Reports, Assurance reporting and where available, Monitor reviews.
  • The monitoring of key controls and 1LoD performance through 'heat maps' is an essential ask of the Risk Steward. The role would be directly responsible for the ongoing monitoring, analysis, coordination (with 1LoD) and escalation of risks and failure points as identified by such heatmaps.
  • Support the Global / Regional Sanctions domain in various activties/tasks

Local Job Requirements

Major Challenges

  • HSBC is an extremely diverse business with significant geographical spread and activities that span a universal banking model, including continuing to innovate to keep abreast of changes in financial servic

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