Associate, FATCA CRS

2 weeks ago


Pune, Maharashtra, India CLSA Full time

COMPANY OVERVIEW:

CLSA is Asia's leading capital markets and investment group, providing global investors with insights, liquidity and capital to drive their investment strategies.

Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset management, corporate finance, capital and debt markets, securities and wealth management.

As the international platform of CITIC Securities (SSE: 600030, SEHK: 6030), China's largest investment bank, CLSA is uniquely positioned to facilitate cross-border capital flows and connect China with the world and the world to China.

Founded in 1986 and headquartered in Hong Kong, CLSA's global network spans 21 locations across Asia, Australia, Europe and the United States.

For further information, please visit

Position Description

A permanent role to perform review of FATCA CRS forms and reconciliations, and preparation of reports as per the regulatory requirement

Job Responsibilities

  • Perform Due Diligence on clients FATCA CRS declarations across all CLSA business lines
  • Provide a first level and independent assessment of fund structures and investor scenarios
  • Supporting the internal audits and external / regulatory inspections
  • Implement process level changes in tune with evolving regulations and industry best practices
  • Ensure the process risks are identified and mitigated effectively, and prevent breaches
  • Perform the Entity Classification for the fund entities, prepare the FATCA CRS Declarations, and maintain the supporting documents
  • Perform monthly periodic reviews on existing clients and manage changes in circumstances
  • Maintain CLSA group entities up to date FATCA CRS forms on systems and share with business per requirement
  • Prepare and submit regulatory reports for the CLSA group entities and CFSAL funds
  • Perform second level reviews on FATCA CRS declarations and perform reconciliations
  • Maintain high quality, timeliness, auditability and demonstrate reasonableness in thought process
  • Manage relationships with all stakeholders

Skills and Experience

  • Minimum 5+ years of relevant experience in FATCA-CRS
  • Bachelor degree in relevant discipline
  • Able to understand the sensitivity of fund structures and maintain high degree of confidentiality
  • Strong reasoning and logic skills, with clear and coherent presentation of thoughts
  • Fluency in English
  • Ability to multi-task and function independently
  • Proficiency in Word, Excel and Power point
  • Excellent interpersonal, communication and management skills
  • Work closely with and take direct instructions from Regulatory Compliance team covering FATCA CRS

Educational / Professional Qualifications

  • Bachelor degree in relevant discipline, CA / B.Com. / Finance graduates are preferred


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