Regulatory Control Support

7 days ago

Bengaluru, Karnataka, India Deutsche Bank Full time
**Job Title
-
Regulatory Control Support
**Location

  • Bangalore**
    Role Description


The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance.

Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Department's success.

Compliance is now seeking Sr. Analyst within the compliance Surveillance Group.

The primary focus of the group is to review, detect and investigate potential issues or problems, and helping address resulting regulatory, policy or reputational issues.


What we'll offer you
As part of our flexible scheme, here are just some of the benefits that you'll enjoy

  • Best in class leave policy
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above

Your key responsibilities

  • Monitor and Review Communication and Trade Surveillance alerts generated by system daily.
  • Report exceptions to Hong Kong team daily.
  • Record evidence of monitoring & review performed.
  • Ensure that KPI delivery is strictly in line with the Bank's policies & procedures
  • Escalate all issues properly, in time, to the appropriate level and seek assistance to avoid any adverse impact on the business.
  • Familiarize oneself with the function specific MIS.
  • Supporting the manager in investigation requests.
  • Support training of new joiners
  • Liaise with Country Compliance Officers, the business, Operations or Technology in the development, review, testing and/or enhancement of procedures
  • Preparing MI and Tracking KPI's and Status updates for senior management.
  • Handling the BAU of the process along with the process escalations, Client management, Global projects and Process transitions

Your skills and experience

  • Bachelor's or Masters in Commerce and Finance.
  • Must be detail oriented, Strong communicator, Accountable, Flexible
  • Should be familiar with equities and derivatives business. Should have good understanding of equity and derivatives trading process.
  • Should have ability to process and analyze diverse transactional behavior and display sound judgment in escalations.
  • Ability to multitask on several different assignments/projects, works well under pressure and meet deadlines
-
Knowledge/experience with array of financial products is must:

  • Advanced MS Excel and PowerPoint skills (pivot tables, experience with large data sets, proficient in data manipulation and presentation)
  • Team player with great attitude and work ethic, ability to multitask on several different assignments/projects, works well under pressure and meet deadlines

Competencies:

  • English language proficiency (oral and written) required.
  • Strong attention to detail, coupled with strong problemsolving skills
  • A proactive, resultsoriented approach with strong drive and initiative

How we'll support you

  • Training and development to help you excel in your career
  • Coaching and support from experts in your team
  • A culture of continuous learning to aid progression
  • A range of flexible benefits that you can tailor to suit your needs

About us and our teams
Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation.

We build talented and diverse teams to drive business results and encourage our people to develop to their full potential.

Talk to us about flexible work arrangements and other initiatives we offer.

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