Team Lead MO Controls

1 week ago


Bengaluru, Karnataka, India Standard Chartered Bank Full time

RESPONSIBILITIES
StrategyRealtime Support to Front officeandInvestigate Trade reconciliation breakson theExceptions. Middle office Controls and ReconcillationBusinessMiddle Office
  • ControlProcessesException Management Control Lead is responsible to ensure robust Data & Control delivery across Middle Office Controls supporting FM Business.
Collaborate with Validation and FO Supervision functions to ensure effective Data and MIS insights published to FM stakeholders and Management.
People & TalentKey for Detailand investigation and Communication skillsfor the management of Exceptions in the Trade flows.

GovernanceRisk and Control governanceon trade flows,Trade and Positionreconciliation Controls, Reportingand Followup on ExceptionsRegulatory & Business ConductDisplay exemplary conduct and live by the Group's Values and Code of Conduct.

Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.

This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.

Lead to achieve the outcomes set out in the Bank's Conduct PrinciplesEffectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

Key StakeholdersFront office – Trader , SalesMiddle Office On ShoreClientsOther ResponsibilitiesEmbed Here for good and Group's brand and values, Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures; Multiple functions (double hats)Our Ideal CandidateGraduate with preferable banking backgroundExperience in Financial Markets , Middle office , Investigation , reconciliation will be preferredRole Specific Technical CompetenciesInvestigation SkillsPresentation skillsProduct Knowledge on OTC , FXMM

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