Associate Securities Operations Representative
2 weeks ago
About this role:
Wells Fargo is seeking an Associate Securities Operations Representative...
In this role, you will:
- Support a variety of operational tasks for simple or routine securities
- Identify ways to improve the overall process
- Perform routine duties such as processing, reconciling transaction and research inquires
- Regularly receive direction from supervisor and escalate issues to more experienced roles
- Review less complex documents
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
- Interact with internal customers
- Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
Required Qualifications, US:
- 6+ months of Security Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
Required Qualifications, International:
- Experience in Securities Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
- 01 years of securities/Custody/Investment banking experience
- Basic understanding of US Securities market
- Understanding of Trade life cycle
- Understands the basics of capital markets and various products like what is a mutual fund, bonds, what is a stock/equity, etc.
- Attention to detail and comprehension skills
Job Expectations:
- Good problem solving and analytical skills and numerical skills
- Typing Skills / Good Communication (Read / Write / Speak)
- Desirable to have experience of interacting with US customers.
Work location:
Bangalore-India
We Value Diversity
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.
They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
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