Smest - Company Secretary & Compliance Officer
1 week ago
TITLE:
Compliance Officer (Minimum Qualification - Company Secretary)
LOCATION:
Mumbai 400052
JOB SUMMARY:
We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.
ROLES AND RESPONSIBILITIES:
- Responsible for company affairs.
- Represent the company in legal matters.
- Provide legal and compliance perspectives to the business.
- Managing compliance aspects.
- Information memorandum.
- SEBI / BSE / NSE guidelines.
- Company law issuance.
- Compliance management.
- Periodic submission to the broking and DP compliance and operation team.
- Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.
- Manage Financial Intelligence Unit (FIU)
- Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).
REQUIREMENTS:
- Any Company Secretary with a minimum 1 year of experience as Compliance.
- Freshers also can apply
COMPANY PROFILE:
SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium.
WHY SMEST Capital:
- Salary at par with industry standards.
- Employee oriented salary structure
- Probable onsite opportunities.
- Opportunity to learn and grow up at the same time.
- Located in the midst of Khar-Bandra, The heart of Mumbai
Job Type:
Full-time
Salary Offered : 7-10 LPA
)
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