Smest - Company Secretary & Compliance Officer

1 week ago


Mumbai, Maharashtra, India Finance Full time

TITLE:
Compliance Officer (Minimum Qualification - Company Secretary)

LOCATION:
Mumbai 400052

JOB SUMMARY:


We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.


ROLES AND RESPONSIBILITIES:

  • Responsible for company affairs.
  • Represent the company in legal matters.
  • Provide legal and compliance perspectives to the business.
  • Managing compliance aspects.
  • Information memorandum.
  • SEBI / BSE / NSE guidelines.
  • Company law issuance.
  • Compliance management.
  • Periodic submission to the broking and DP compliance and operation team.
  • Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.
  • Manage Financial Intelligence Unit (FIU)
  • Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).

REQUIREMENTS:

  • Any Company Secretary with a minimum 1 year of experience as Compliance.
  • Freshers also can apply

COMPANY PROFILE:


SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium.

We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited.

WHY SMEST Capital:

  • Salary at par with industry standards.
  • Employee oriented salary structure
  • Probable onsite opportunities.
  • Opportunity to learn and grow up at the same time.
  • Located in the midst of Khar-Bandra, The heart of Mumbai

Job Type:
Full-time

Salary Offered : 7-10 LPA

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