Operational Risk Officer

7 days ago

Mumbai, Maharashtra, India BNP Paribas Full time


About BNP Paribas Group:
BNP Paribas is a top-ranking bank in Europe with an international profile. It operates in 71 countries and has almost employees.

The Group ranks highly in its three core areas of activity:

Domestic Markets and International Financial Services (whose retail banking networks and financial services are grouped together under Retail Banking & Services) and Corporate & Institutional Banking, centered on corporate and institutional clients.

The Group helps all of its clients (retail, associations, businesses, SMEs, large corporate and institutional) to implement their projects by providing them with services in financing, investment, savings and protection.

In its Corporate & Institutional Banking and International Financial Services activities, BNP Paribas enjoys leading positions in Europe, a strong presence in the Americas and has a solid and fast-growing network in the Asia/Pacific region.


About BNP Paribas India Solutions:


Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, a leading bank in Europe with an international reach.

With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center.

India Solutions services three business lines:
Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group.

Driving innovation and growth, we are harnessing the potential of over 6000 employees, to provide support and develop best-in-class solutions.


About Business line/Function:



RISK ORM ISPL mandate is to independently challenge and supervise the operational risk management framework of ISPL activities as described in level 2 procedure - Organizational framework and governance for Operational Risk Management & Permanent Control Framework, and to support
RISK ORM APAC teams in their mission.

This includes control framework adequacy checks, independent challenge, and proximity with the business and contribution to the sign-off process on key decisions.


Due to the global and regional models applied by the BNPP business lines present in ISPL and in APAC, the role covers as well the contribution to reviews, control testing, analysis and reports carried out under the supervision of the
RISK ORM APAC regional teams.


Job Title:
Operational
RISK Officer - ISPL (
AVP)

Date:
03-April-23

Department:

ISPL
RISK ORM

Location:

MUMBAI

Business Line / Function:

RISK

Reports to:
(Direct)

Head of
RISK ORM ISPL

Grade:
(if applicable)

AVP
(Functional)

Number of Direct Reports:

Directorship / Registration:
NA

POSITION PURPOSE:


The APAC Independent Control Testing Team within
RISK ORM ISPL is part of the transversal control testing team dedicated for APAC activities with the key role to give support to the APAC
RISK ORM.

This role specifically relate to overseeing Functions (HR, Brand & Communication, CSR, Tax, Procurement, as well as Legal, Compliance and Finance for the risks under
RISK ORM purview), local Territories activities not covered by the business lines
RISK ORM teams (e.g.

General Administration, Business Continuity Management, etc.) & Management Reporting.

This is to enable the
RISK ORM CIB APAC team to provide relevant
RISK and Senior Management (Regional / Local & Central) a synthetic, transparent, exhaustive, and consistent front to back view of Operational Risk across Functions & transversal activities within the region.


Responsibilities

DIRECT RESPONSIBILITIES:
GOVERNANCE AND
RISK MANAGEMENT

  • Work in close coordination with the Head of Governance & Transversal ORM APAC, as well as the APAC Territory
    RISK ORM teams to provide Territory and Regional management with a consolidated view on operational risk profiles.
  • Ensure the establishment and comprehensive execution of generic control plan(s) defined for each activity by the
    RISK ORM CIB APAC team covering Transversal control testing team activities.
  • Alert and report on the level of risk, risk mitigation or any situation requiring management attention.
  • Check and challenge the crosscheck between accounting and the operational risk database 360HI produced by LoD
  • Perform independent testing on LoD1 controls for Functions (HR, Brand & Communication, CSR, Tax, Procurement, as well as Legal, Compliance and Finance for the risks under
    RISK ORM purview) and local Territories activities not covered by the business lines
    RISK ORM teams (e.g. General Administration, Business Continuity Management, etc).
  • Check and challenge the Risk and Controls Self-Assessment (RCSA) produced by 1st line of defence before validation by the management for the areas under purview.
  • Quality Review of the incidents lodged under Functions or local Territory scope.
  • Peer review of management reporting & other operational risk tasks executed by
    RISK ORM ISPL staff supporting the Governance & Transversal ORM APAC team.

BUSINESS MANAGEMENT

  • Leverage on new technologies / new tools (e.g. data analyti

  • Compliance and Operational Risk Officer

    7 days ago

    Mumbai, Maharashtra, India UBS Full time

    India Compliance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Are you someone who likes to work in a fastpaced environment? Are you looking for a Compliance & Operational Risk Control (C&ORC) position that will give you exposure to the different business divisions of a major investment bank? We are looking for someone like that who...

  • Chief Risk Officer

    7 days ago

    Mumbai, Maharashtra, India Société Générale Assurances Full time

    Chief Risk Officer (RISQ/CRO) - Vice President- SG Securities India (Mumbai) Permanent contract|Mumbai|Risks Chief Risk Officer (RISQ/CRO) - Vice President- SG Securities India (Mumbai) Mumbai, India Permanent contract Risks Responsibilities Job Summary: • The Chief Risk Officer (CRO) of SG India Securities is responsible for identifying,...

  • Operational Risk

    7 days ago

    Mumbai, Maharashtra, India PineBridge Investments Full time

    MAIN RESPONSIBILITIESThe scope of the role will cover the following areas:Risk - Operational Risk Management: Supporting the Global Risk Team in overseeing the successfulimplementation and execution of the Operatioanl Risk Management Frameworks within the business.Geographies - GlobalFund Types - Fixed Income, Equities, Multi-Asset, Private...

  • Chief Risk Officer

    3 weeks ago

    Mumbai, Maharashtra, India timesjobs Full time

    Chief Risk Officer- Mumbai (5-7 years of experience)Chief Risk Officer- Mumbai (5-7 years of experience) Financekar- chief risk officerMumbai INR LPA Experience : - 7 YRSOpenings:3Details:Company Profile:We are a young and vibrant P2P lending marketplace and at the very start of our entrepreneurial journey. We have a vision to reinvent the way banking is...

  • Chief Risk Officer

    2 months ago

    Mumbai, Maharashtra, India timesjobs Full time

    Chief Risk Officer- Mumbai (5-7 years of experience)Chief Risk Officer- Mumbai (5-7 years of experience) Financekar- chief risk officerMumbai INR LPA Experience : - 7 YRSOpenings:3Details:Company Profile:We are a young and vibrant P2P lending marketplace and at the very start of our entrepreneurial journey. We have a vision to reinvent the way banking is...

  • Oro IT Risk Officer

    7 days ago

    Mumbai, Maharashtra, India Riverforest Connections Full time

    Position Purpose Purpose:The below requirement is for ORO-IT Officer role and part of the Risk ORM, ORO-IT team and will be responsible for assisting with the management and execution of the bank?s IT risk management function within the 2nd Line of Defense. Scope: Group/GlobalResponsibilitiesDirect Responsibilities Conduct ICT risk assessments across Company...

  • Operational Risk Manager

    7 days ago

    Mumbai, Maharashtra, India Crédit Agricole CIB Full time

    Job description Business type Types of Jobs - Risk Management / Control Job title Operational Risk Manager Contract type Permanent Contract Expected start date 01/09/2023 Job summary Key Responsibilities Organization and Co-ordination To supervise the self-assessment exercises and to develop Permanent Control culture...

  • Operational Risk mutual Fund

    7 days ago

    Mumbai, Maharashtra, India Arin Consultancy Full time

    Finance Mumbai _Mumbai Western Suburbs_ April 12, April 13, 2025 Mutual FundJob Overview:- Office Location (Area) Mumbai- Required Education CS/ LLB / CA/ MBA- Course Type Full Time- Min Required Experience (Years) 3- Max Required Experience (Years) 4Roles and Responsibilities: Conduct regular reviews of risk registers and monitor changes based on evolving...

  • Operations Risk Manager

    7 days ago

    Mumbai, Maharashtra, India Outsized India Private Limited Full time

    At Outsized, we match clients in financial services and management consulting to high-quality independent consultants and boutique/specialist firms for the execution of their key projects.Our client, a prominent consulting firm and is seeking an experienced Operational Risk Manager to join their team in Riyadh, KSA on a contractual 12-month extendable...

  • Operational Risk Practitioner

    7 days ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    Job Title AnalystPlace of work MumbaiBusiness Unit RiskFunction Enterprise Risk ManagementJob Purpose:The role entails leading the operational risk management activities at the enterprise level. It will be responsible for designing/redesigning strategies to ensure effective coverage of operational risk and that the asset portfolio is in line with desired...

  • AVP / VP - Risk Management & Middle Office Operations

    7 days ago

    Mumbai, Maharashtra, India Amherst Full time

    Responsible for Interest Rate Risk Management, Liquidity Risk Management, Funding &Cash Management, and Investment Operations of the firm's Mortgage-Backed Securitiesportfolio and strategy.Collaborate with MBS Portfolio managers in the US to ensure regulatory compliance andappropriateness of risk appetite, across Agency MBS, securitized products, corporate...

  • Operational Risk Practitioner

    7 days ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    'Support the risk and Operations functions and Branch Banking by assessing the quantum of operational risk, providing a view on the level of exposure relative to risk appetite and advising on risk mitigation. Activities includes but not limited toDefining of Standard Operating Procedures (SOPs), Risk Registers, KRIs and monitoring them.Conducting the annual...

  • Operational Risk Manager

    7 days ago

    Mumbai, Maharashtra, India Piramal Capital & Housing Finance Limited Full time

    Roles & Responsibilities: To prepare Risk & Control Matrix and facilitate Risk & Control Self- Assessment (RCSA) for various functions across entities in Financial services To Collate details and publish ORM dashboard on Monthly basis To draw inferences from the KRI performance and implement required action plans To conduct process reviews, control testing,...

  • Sr Operational Process Analyst

    7 days ago

    Mumbai, Maharashtra, India LexisNexis Risk Solutions Full time

    The role requires a strong understanding of the SLA' s and Service Management with deep hands on skills in the processes involving (i.e. Incident, Problem, Change, and Release Management). The role acts as a liaison and key enabler between Business, Product, vendors, and our client support team, and IT Services, Application Security & Compliance,...

  • Operational Risk

    7 days ago

    Mumbai, Maharashtra, India Skillventory Full time

    Operational Risk: From 12 to 18 year(s) of experience- ₹ Not Disclosed by Recruiter MumbaiorRoles and ResponsibilitiesORM profile required- Role:_Risk Analyst Salary:_ Not Disclosed by Recruiter Industry:_NBFC Department:_Risk Management & Compliance Role Category:_Assessment / Advisory Employment Type:_Full Time, Permanent Key Skills Operational...

  • Operational Risk Practitioner

    7 days ago

    Navi Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    Job Title - Operational Risk PractitionerLocation -Navi Mumbai, MumbaiExperience - Minimum 10 to 14 YearsBusiness Unit - RiskFunction - Enterprise Risk ManagementRole:Review of Policies, Product Notes, Product notes / Standard Operating Procedures from Operational Risk perspective and documentation of risk register for Digital banking channels/products for...

  • Operations Risk Management

    7 days ago

    Mumbai, Maharashtra, India DuPont Sustainable Solutions Full time

    JOB TITLE: Operations Risk Management Consultant Purpose Statement We are looking for Operations Risk Management (ORM) Consultants with overall 20+ years' experience, with ORM consulting experience - to join our fast-growing consulting business. Experience in manufacturing operations in a Line Management and EHS functional role in consulting is highly...

  • Chief Risk Officer

    7 days ago

    Mumbai, Maharashtra, India Michael Page Full time

    Opportunity to lead the risk function for a leading insurance company Opportunity to be a part of the senior leadership team About Our Client Our client is one the top life insurance companies of India Job Description Devise enterprise risk management frameworks, policies & practices for managing investment risks, operational risks,enterprise...

  • Manager, Operational Risk Audit

    7 days ago

    Mumbai, Maharashtra, India HSBC Full time

    Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global Internal...

  • Operational Risk Associate, Enterprise Risk Management

    7 days ago

    Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

    Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...