Transaction Surveillance

1 week ago

Bengaluru, Karnataka, India Deutsche Bank Full time

Transaction Surveillance:

Job ID:

R0298801
Full/Part-Time:Full-time
Regular/Temporary:Regular
Listed:
Location:Bangalore
Position Overview:
**Job Title
-
Regulatory Filtering Analyst
**Location

  • Bangalore**
    Role Description


The Regulatory Operations Analyst, in partnership with stakeholders, is accountable for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities.

Key responsibilities are to work with the bank's regulatory team to translate regulation into operational processes/procedures assisted with the required development to the bank's information technology infrastructure; many of the processes are time critical due to regulator stipulated timelines and other deadlines so ensuring completeness is essential.


The Regulatory Operations Analyst may have responsibilities in relation to trade surveillance across all of the bank's five asset classes and contribute to vendor governance and management.

Transformation and innovation is a main function when translating regulator requests into system ready changes.

They are required to undertake analysis, documentation, testing and some project management skills - all with the focus on risk mitigation, while adhering to local, regional, global compliance policies and external regulatory requirements applicable to the bank.


What we'll offer you
As part of our flexible scheme, here are just some of the benefits that you'll enjoy

  • Best in class leave policy
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above

Your key responsibilities

  • Support the RTB team lead in protecting DB from legal, regulatory and reputational risk with regard to business involving sanctioned entities and / or countries.
  • Ensure diligent review and confirmation of transactions that require escalation to a Level 2 investigator and decide on these in full compliance with the applicable Sanctions regulations and the bank's policies and procedures.
  • Execute internal control checks as defined in the KOP documentation and Embargo control framework documents governed by AFC Sanction & Embargo.
  • Support any applicable reporting obligations to the competent authorities with respect to transaction handling.
  • Convert timely the update of the relevant embargo lists in respective filtering systems implement the data to central and decentralized tools in GT and Operations.
  • Support CoC Regulatory Filtering team on the adoption of new clients

Your Key Accountabilities
RTB focus

  • Primarily review stopped messages and take a decision on them (either pass or investigate), based on limited set of rules provided and maintained by AFC.
  • Record rationale for decision from predefined set of options.
  • Seek feedback from more senior investigators/reviewers, where their decisions fail the foureye control.
  • Provide support feedback loop and filter optimization by identifying repeat mismatches to propose Good Guys.
  • Use user access privileges only for authorised purposes; actively safeguard sensitive and confidential information.
CTB focus

  • Supports TSMO / AFC related change projects
  • Supports remediation actions owned by TSMO / AFC
Training & Development

  • Participate Trainings such as on HotScan, Sanctions policies, L1 procedures, specific payment types, including structure / form of messages.

Your skills and experience

  • Sanctions and Regulatory Filtering
  • SWIFT Message Format and Fields
  • SWIFT Payment Flow
  • SEPA Message Structure and Payment Flow
  • MS Office (MS Excel, Word and Outlook)
  • Proficient in e mail communication
  • Good communication skills (Written & Verbal)
  • Ability to support rotational shifts
  • Ready to support on weekends

How we'll support you

  • Training and development to help you excel in your career
  • Coaching and support from experts in your team
  • A culture of continuous learning to aid progression
  • A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:
Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation.

We build talented and diverse teams to drive business results and encourage our people to develop to their full potential.

Talk to us about flexible work arrangements and other initiatives we offer.

Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity &

  • Transaction Surveillance

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    Transaction Surveillance:Job ID:R0316627Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:BangalorePosition Overview:Job Title - Regulatory Operations Analyst**Location - BangaloreRole DescriptionThe Level 1 Reviewer are primarily responsible for the appropriate review, confirmation and decision-taking on stopped messages to confirm...

  • Transaction Surveillance

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    **Job Title Transaction Surveillance****Location Bangalore**Role DescriptionThe Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions...

  • Transaction Surveillance

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    **Job Title- **Regulatory Filtering Analyst**Location- **BangaloreRole DescriptionThe Regulatory Operations Analyst, in partnership with stakeholders, is accountable for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities. Key responsibilities are to work with the bank's...

  • Transaction Surveillance

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    **Job Title- Transaction Surveillance, AVP****Location Bangalore**Role DescriptionThe Operations Lead in GMO NOC India will be the Single Point of Contact in GMO & Audit/Balance Confirmation NOC India for all business management, administration and allied topics (Budget/Financials, Head Count Forecasting & Tracking, Vendor Risk Management topics, Tracking...

  • Transaction Surveillance

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    Transaction Surveillance:Job ID:R0301179Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:BangalorePosition Overview:Job Title: Regulatory Operations AnalystLocation: BangaloreRole DescriptionThe Operations Lead in GMO NOC India will be the Single Point of Contact in GMO & Audit/Balance Confirmation NOC India for all business management,...

  • Transaction Surveillance: Fed Mria Remediation

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    **Job Title- **Regulatory Filtering Analyst**Location- **BangaloreRole DescriptionThe Regulatory Operations Analyst, in partnership with stakeholders, is accountable for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities. Key responsibilities are to work with the bank's...

  • Surveillance

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    Surveillance:Job ID:R0311788Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:BangalorePosition Overview:**Job Title- Regulatory Filtering Analyst**Location Bangalore, India**Role DescriptionDeutsche Bank (DB) Group and its staff are committed to compliance with all applicable laws and official regulations in the respective jurisdictions....

  • Surveillance QA

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    Surveillance QA:Job ID:R0319763Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:BangalorePosition Overview:Job Title - Regulatory Operations Analyst, NCTLocation - Bangalore, IndiaRole DescriptionDeutsche Bank (DB) Group and its staff are committed to compliance with all applicable laws and official regulations in the respective...

  • EMG Surveillance Review Expert 6

    1 week ago

    Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control – reviewing the Account...

  • EMG Surveillance Review Expert 6

    1 week ago

    Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control – reviewing...

  • Transaction Surveillance: Fed Mria Remediation

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    Job Title: Regulatory Operations AnalystLocation: BangaloreRole Description:The Level 1 Reviewer are primarily responsible for the appropriate review, confirmation and decision-taking on stopped messages to confirm mismatches for release from the transaction filtering process (first level review) in line with applicable Sanction regulations and the Bank's...

  • Risk Investigator

    1 week ago

    Bengaluru, Karnataka, India PhonePe Full time

    About PhonePe Group:PhonePe is India's leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and Lending) as...

  • Ops Efficiency Java FSD

    1 week ago

    Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    You will be a key member of the Operational efficiency and Integration squad that is part of the Transaction Surveillance Tribe.Transaction Surveillance is an integral part of payments and Cash Management and has been established as a first line of defence function to build appropriate controls to ensure regulatory compliance. This includes sanctions and...

  • Ops Efficiency Java Fsd

    1 week ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    Ops Efficiency Java FSD:Job ID:R0319351Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:BangalorePosition Overview:Job Title - Engineer - Surveillance:Ops Efficiency and IntegrationLocation - BangaloreRole DescriptionYou will be a key member of the Operational efficiency and Integration squad that is part of the Transaction Surveillance...

  • Ops Efficiency Java FSD

    1 week ago

    Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description You will be a key member of the Operational efficiency and Integration squad that is part of the Transaction Surveillance Tribe. Transaction Surveillance is an integral part of payments and Cash Management and has been established as a first line of defence function to build appropriate controls to ensure regulatory compliance. This...

  • Risk Investigator

    1 week ago

    Bengaluru, Karnataka, India PhonePe Full time

    About PhonePe Group: PhonePe is India's leading digital payments company with 50 crore (500 Million) registered users and 3.7 crore (37 Million) merchants covering over 99% of the postal codes across India. On the back of its leadership in digital payments, PhonePe has expanded into financial services (Insurance, Mutual Funds, Stock Broking, and...

  • Operations Lead

    1 week ago

    Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    Description The External Monitoring Group (EMG) is an independent Level 1 control function performing trading surveillance across the Bank. Located within Financial Crime Risk Compliance Business Control Oversight - (FCRC-BCO), EMG is closely aligned with front office whilst maintaining segregation to perform a review and challenge control – reviewing...

  • Functional Compliance

    3 weeks ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance Associate - Hybrid Work Arrangement Who we are searching for We are looking for a candidate with 0 to 1 year of experience and good communication skills (Verbal &Written). The analyst will primarily work with the employee trade surveillance team and may also support other conduct risk teams including Conflicts of Interest. A hybrid...

  • Functional Compliance

    1 month ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance Associate - Hybrid Work Arrangement Who we are searching for We are looking for a candidate with 0 to 1 year of experience and good communication skills (Verbal &Written). The analyst will primarily work with the employee trade surveillance team and may also support other conduct risk teams including Conflicts of Interest. A hybrid...

  • Functional Compliance

    1 week ago

    Bengaluru, Karnataka, India State Street Full time

    Conduct Risk Compliance - Associate 2, Hybrid Work ArrangementWho are we looking forWhy this role is important to usThe team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To...