Associate, Compliance

1 week ago


Pune, Maharashtra, India THE BANK OF NEW YORK MELLON CORPORATION Full time

Compliance Assistant Position at BNY Mellon

  • Contributes to the compliance efforts of the business unit under direct supervision.
  • Helps assess and ensure compliance with regulatory and policy requirements.
  • Reviews work for accuracy with experienced professionals.
  • Assists in drafting documentation for control changes.
  • Analyzes legislation, regulatory announcements, and industry practices to report on compliance status.
  • Assists in projects to enhance compliance and control environment.
  • Builds relationships with business unit managers to facilitate information delivery.
  • Assesses control process compliance with laws and regulations.
  • Evaluates the effectiveness of controls for ongoing compliance.
  • Prepares risk-based reviews of regulatory requirements and control gaps.
  • Contributes to team objectives and compliance activities.
  • Bachelor's degree in Business or Finance preferred.
  • Financial Services, Audit, or Compliance background desirable.


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