Operations Team Member-capital Market

1 week ago


Mumbai, Maharashtra, India Kotak Mahindra Full time
Job Role / KRA's- Handling Clearing House & Hand Delivery Trades

  • Ensuring Exchange Orders received are processed.
  • Matching of Client instructions with Broker Contract notes & Exchange Orders.
  • Ensuring Confirmation of Clearing House Trades on Exchange is done on timely basis.
  • Processing Payin & Payout of Funds & Securities within cutoff
  • Processing Early Payin of Funds & Securities within cutoff
  • Margin Calculation and Payment to Exchanges within cutoff
  • Ensuring all the Contract Notes received from Broker and processing of the same.
  • Interacting with Brokers & Exchanges
  • Handling Offmarket Trades
  • Handling Debt Trades
  • Handling Gsec Trades
  • Processing instructions on NSDL.
  • Processing NEFT & RTGS
  • Pledge / Repledge
  • Processing of FPI /GDR /FDI /FVCI /FCCB /PMS /NRI Transactions
  • Scrutinizing documents towards trade settlement
  • Ensuring Client reports are sent on timely basis.
Responsible to ensure clean Audits.
JOB REQUIREMENTS
**Skills/Knowledge prerequisites
Knowledge of Indian Capital Markets, SEBI & RBI Regulations for Custodian, Equity & Debt Settlement of trades.

  • Educational QualificationsCommerce Graduate from any University.
  • Experience ProfileJob requires at least 13 years experience preferably with Custody Services unit of any Bank.
  • Target CompaniesCustody Services of Bank.


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