Gfs - Regulatory Administrator

1 week ago


Bengaluru, Karnataka, India HSBC Full time

  • Job description

Some careers have more impact than others.


If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.


HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories.

We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.

We are currently seeking an experienced professional to join our team in the role of
GFS - Regulatory Administrator

Principal responsibilities:

  • The specific opportunity is to coordinate the annual and semiannual reporting of the Alternative funds. Partner with HSBC Investment Funds delegates, legal, compliance and operations to ensure that the management company complies with regulatory requirements, due diligence policies and procedures.
  • Coordinate the annual and semiannual reporting of the Lux & Guernsey funds.
  • Support by completion and submission of all information required by regulators, also on an adhoc basis.
  • Support internal and external audits.
  • Ensure regulatory obligations are fulfilled and changes to regulations are identified, understood and implemented.
  • Check that the audit work papers have been properly reviewed (incl. Senior Management reviews, External Audit Reviews and Board of Directors Reviews) and that audit files are completed in a timely manner and are properly maintained on the internal network.
  • Perform followup of implementation of audit identified issues or actions, where required, and Assist with Annual Internal Audit reviews.
Requirements

Requirements:

  • 5+ years of experience in the Asset Management industry with Minimum 3 years of Relevant experience in Regulatory Reporting for EU Jurisdictions /CSSF/CBI/FCA etc.
  • Must have through experience in operations of Alternative Fund structures and indepth understanding of Regulatory Reporting requirements of a Fund Management Company
  • Degree in Accounting, MBA in Finance.
  • Through knowledge of the Asset Management business and Operational Risk Frameworks and Controls
  • Ability to deliver to tight deadlines under pressure, while maintaining close attention to detail.
  • Ability to work collaboratively with all areas of the business independently with mínimal supervision.

You'll achieve more at HSBC
**Issued By HSBC Electronic Data Processing (India) Private LTD

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