C&ORC Business Control Assurance SOX Tester

2 weeks ago


Mumbai, Maharashtra, India UBS Full time
Your role
Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to:

  • perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
- maintain high quality testing documentation
- address and clear any review points raised through Quality Assurance (QA) review in a timely manner
- escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately
- support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks
- provide timely updates to the testing progress status tracker and stream leads
- share and maintain knowledge
Your team
You'll be working inpliance & Operational Risk Control (C&ORC) Business Control Assurance team in Pune or Mumbai, India. C&ORC Business Control Assurance is part of the Grouppliance & Regulatoryernance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls
Your expertise

  • 4+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
  • University degree or equivalent qualification (preferably Accounting, Finance or similar)
- experience performing tests of controls including SOX specific testing (preferable)
-very good written and spoken English

  • ACCA/CIA or equivalent audit or accounting qualification would be an asset.
#LI-Hybrid
About us
UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from ourpetitors.
We have a presence in all major financial centers in more than 50 countries.
How we hire
We may request you toplete one or more assessments during the application process. Learn more
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.

Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.

We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.

Together we're more than ourselves. Ready to be part of #teamUBS and make an impact? Job ID 295135BR

  • Mumbai, Maharashtra, India UBS Full time

    India Risk Group FunctionsJob Reference #BRCity Mumbai, PuneJob Type Full TimeYour role Do you have a knack for SOX Audit? Are you at your best when supporting others? We're looking for someone like that to:perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines- maintain high quality testing...


  • Mumbai, Maharashtra, India UBS Full time

    Your role Do you have a knack for SOX audit? Are you at your best when supporting others? We're looking for someone like that to:analyze and understand key operational, and financial reporting controls within the assigned areas and scope for SOX reviews- perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal...


  • Mumbai, Maharashtra, India UBS Full time

    Your role Do you have a knack for SOX audit? Are you at your best when supporting others? We're looking for someone like that to:Analyse and understand key operational, and financial reporting controls within the assigned areas and scope for SOX reviews Manage and review the Design Effectiveness (DE) and Operating Effectiveness (OE) testing performed by...

  • Lead - SOX Compliance

    2 weeks ago


    Mumbai, Maharashtra, India Rentokil Initial Full time

    The SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply with the requirements of the Sarbanes-Oxley Act (SOX). The specialist will work closely with the company's accounting and finance teams, internal and external auditors to identify areas of risk and develop and implement...


  • Mumbai, Maharashtra, India Birlasoft Full time

    About Birlasoft: Birlasoft, a powerhouse where domain expertise, enterprise solutions, and digital technologies converge to redefine business processes. We take pride in our consultative and design thinking approach, driving societal progress by enabling our customers to run businesses with unmatched efficiency and innovation. As part of the CK Birla Group,...


  • Navi Mumbai, Maharashtra, India Nouryon Full time

    Purpose Of Job:Providing Assurance to the Management (including local entities/Business Units/Group Functions/Group Management and Audit Committee) that internal controls are adequately designed and operating effectively as designed.Advising management on control effectiveness, change initiatives, enhancements to risk management, effectiveness and efficiency...


  • Navi Mumbai, Maharashtra, India Nouryon Full time

    Purpose Of Job: Providing Assurance to the Management (including local entities/Business Units/Group Functions/Group Management and Audit Committee) that internal controls are adequately designed and operating effectively as designed. Advising management on control effectiveness, change initiatives, enhancements to risk management, effectiveness and...

  • Intern

    2 weeks ago


    Mumbai, Maharashtra, India UBS Full time

    India Audit, Compliance, Risk Group FunctionsJob Reference #BRCity Mumbai, PuneJob Type Full TimeYour role It will be an exciting period which you spend working within the Controls Assurance team, testing controls and gaining an insight into the complex structures, operating layers and divisions within UBS. You will focus on the in depth understanding of the...

  • Controls Testing

    2 weeks ago


    Mumbai, Maharashtra, India Deutsche Bank Full time

    Controls Testing & Assurance, Compliance Testing Tester (Origination & Advisory / Research):Job ID:R0305102Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:MumbaiPosition Overview:In Scope of Position based Promotions (INTERNAL only)Job Title: Controls Testing & Assurance, Anti Financial Crime Testing Tester (Origination & Advisory /...


  • Mumbai, Maharashtra, India Acies Full time

    JOB OPENING: Quality Assurance TesterCompany: AciesNature of role: Full timeYears of experience expected: 4 - 6 yearsPreferred experience in: QA testing, Quality Management in BFSI domainEducational qualification: Graduate/ Pursuing graduationRequired certifications: Quality assurance certifications (ISTQB, CSTE, CSQA, etc.)Preferred work locations: India /...

  • Api Tester

    2 weeks ago


    Mumbai, Maharashtra, India RARR Technologies Full time

    Job Details - API Tester:Job ID: RARR Job 3179Job Title: API TesterJob Type: PermanentJob Location: MumbaiTotal Experience:YearsSkills: Api, Postman, Rest AssuredPosted 12/04/2023Job Description:Should have good hands on following skills; API Testing Postman Rest Assured LOS( Loan Origination System)


  • Mumbai, Maharashtra, India UBS Full time

    India Compliance Group FunctionsJob Reference #BRCity MumbaiJob Type Full TimeYour role Are you someone who likes to work in a fastpaced environment? Are you looking for a Compliance & Operational Risk Control (C&ORC) position that will give you exposure to the different business divisions of a major investment bank? We are looking for someone like that who...

  • Tester

    2 weeks ago


    Mumbai, Maharashtra, India Urja Communications Full time

    Job Description for TesterWe are looking for a QA Tester to assess software quality through manual and automated testing. You will be responsible for finding and reporting bugs and glitches.In this role, you should have a keen eye for detail and excellent communication skills. If you are also competent in executing test cases and are passionate about...


  • Mumbai, Maharashtra, India Citi Full time

    Institutional Credit Management (ICM) is an in-business and first Line of Defense (1LoD) function within Citi dedicated to end-to-end wholesale credit risk (WCR) management. ICM covers numerous products, regions and lines of businesses (LoBs) - all while providing the controls and support necessary to help reduce Citi's risks.The ICM In-Business Quality...


  • Mumbai, Maharashtra, India TIAA Full time

    Finance ControlThe Financial Control job plays a key role in the management of organizational practice alignment to the United States Sarbanes-Oxley (SOX) act and audit coordination through continual testing of internal finance controls. This job assists with remediating gaps found through the testing process, while also working with external auditors to...


  • Mumbai, Maharashtra, India TIAA Full time

    Associate Finance Controllership SpecialistThe Financial Control job plays a key role in the alignment to the compliance with the United States Sarbanes-Oxley (SOX) Act and audit coordination through continual testing of internal finance controls. This job assists with remediating gaps found through the financial controls testing process, while also working...


  • Mumbai, Maharashtra, India Citi Full time

    Institutional Credit Management's ("ICM") objective is to provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the enterprise. Institutional Client Group (ICG) In-Business Quality Assurance is an integral part of the ICM organization.The ICG...

  • Automation Tester

    2 weeks ago


    Mumbai, Maharashtra, India Arcitech Full time

    About Arcitech AI:At Arcitech AI, we're at the forefront of the AI revolution, transforming the digital landscape with our AI-driven development and consulting services. Located in the heart of Mumbai, we specialize in crafting bespoke web and app solutions, pioneering software engineering, and cutting-edge CRM systems, all powered by AI. Our commitment is...

  • Software Tester

    1 month ago


    Mumbai, Maharashtra, India quatrro business support services pvt. ltd. Full time

    Apply for Software Tester QBSS, Career Progress Consultants in Mumbai for 1 - 5 Year of Experience on

  • Software Tester

    4 weeks ago


    Mumbai, Maharashtra, India quatrro business support services pvt. ltd. Full time

    Apply for Software Tester QBSS, Career Progress Consultants in Mumbai for 1 - 5 Year of Experience on