Associate, Compliance

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Job OverviewKroll is a global leader in providing risk management solutions to clients. As a Compliance Risk Associate, you will play a key role in supporting the research and due diligence process within our Compliance Practice.Key Responsibilities• Conduct complex English-language research using various sources, including public records, commercial...

**Accounting and Compliance Associate Role**We are seeking an experienced Accounting and Compliance Associate to join our team. In this role, you will be responsible for monitoring daily reconciliations of all accounts, identifying breaks, and ensuring timely and accurate completion of regulatory reporting.Key Responsibilities:Monitor daily reconciliations...

Description PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES Support the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies;On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored events;Assist in processing and...

The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance...

About the Role: We are seeking an experienced Compliance Officer to join our team in Mumbai. As a Compliance Officer, you will be responsible for conducting audits of Authorized Persons (AP) of stockbrokers, ensuring compliance with SEBI and stock exchange regulations. The successful candidate will have a strong understanding of SEBI and stock exchange...

At Deutsche Bank, we're seeking a highly skilled Compliance Associate to join our team. As a key member of our Client Onboarding department, you'll play a critical role in ensuring the accurate and timely onboarding of clients while adhering to regulatory standards.The ideal candidate will possess strong communication skills, system knowledge, and experience...

Job DescriptionThird Bridge is a market-leading investment research firm. We provide integrated solutions for the worlds top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led...

Job DescriptionPosition OverviewAt Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge's Content department to join our Compliance team in Mumbai. Third Bridge content involves an array of interview formats with industry experts and transcripts of those...

TIAA is dedicated to building a scalable and sustainable organization through innovation and technology. As a Compliance Associate, you'll be part of a team that works closely with US colleagues and other partners to reduce risk, improve efficiency, and develop innovative ideas.">Responsibilities:Provide second-line monitoring and oversight on business...

Company OverviewMangalam Placement Pvt Ltd. is a dynamic and reputable firm dedicated to delivering exceptional professional services with a strong focus on compliance, governance, and advisory services catering to a diverse clientele across industries.We are looking for an experienced and highly motivated individual to join our team as an Associate Partner...

About UsMangalam Placement Pvt Ltd is a dynamic and reputed Practicing Company Secretary (PCS) firm dedicated to delivering exceptional professional services. With a strong focus on compliance, governance, and advisory services catering to a diverse clientele across industries.We are seeking an experienced and highly motivated individual to join our team as...

At DBS Bank, we are committed to delivering exceptional service to our customers. To achieve this goal, we need an experienced Senior Associate, Specialist in Operational Risk Management to join our team. As an expert in operational risk management, you will play a crucial role in ensuring that our organization operates effectively and efficiently.Job...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws regulations and policies and to prevent illegal unethical or improper business practices within the organization Working independently under general supervision ...

Job Summary">DBS Bank is seeking a highly skilled Senior Associate to join our Mule Investigations team within Legal, Compliance & Secretariat. The ideal candidate will have a strong background in compliance investigations, excellent analytical skills, and the ability to communicate complex information effectively.">Key Responsibilities:">">Conduct thorough...

Description Primary functions and responsibilities   The Analyst will play a significant role in execution and supervision of the Investor KYC Process in line with AML-CTF Program requirements, inclusive of jurisdictional requirements and third-party fund administrator guidelines. The Analyst will be primarily responsible for review and analysis...

In a world of disruption and increasingly complex business challenges our professionals bring truth into focus with the Kroll Lens Our sharp analytical skills paired with the latest technology allow us to give our clients clarity-not just answers-in all areas of business We embrace diverse backgrounds and global perspectives and we cultivate diversity...

Games24x7 is an India headquartered online gaming company with a portfolio that spans skill games.It was founded by New York University-trained economists Bhavin Pandya and Trivikraman Thampy in 2006.Backed by marquee investors including Tiger Global, The Raine Group, and Malabar Investment Advisors, the company specializes in using behavioral science,...

Games24x7 is an India headquartered online gaming company with a portfolio that spans skill games. It was founded by New York University-trained economists Bhavin Pandya and Trivikraman Thampy in 2006. Backed by marquee investors including Tiger Global, The Raine Group, and Malabar Investment Advisors, the company specializes in using behavioral science,...

Job DescriptionDescriptionWe are seeking a highly skilled Senior Associate for our Mule Investigations team within the Legal, Compliance & Secretariat department. The ideal candidate will have 5-10 years of experience in compliance investigations, with a strong understanding of legal and regulatory frameworks.Responsibilities- Conduct thorough investigations...