US regulatory Reporting

2 weeks ago


Bangalore, India State Street Full time

Looking for CA/CPA/MBA qualified professionals with 10-12 years of experience in US regulatory reporting. As an Assistant Vice President, this role will be responsible for supporting the preparation of monthly, quarterly and annual regulatory filings to U.S. Regulators, ranging across Financial reporting (FRY 9C, FFIEC 031, FRY 15) Treasury International Capital (âTICâ) reporting, Bureau of Economic Analysis surveys and Regulation K Compliance and Monitoring

What you will be responsible for

  • Lead the preparation, review, and submission of various regulatory reports on a weekly, monthly, quarterly and annual basis for the Call Report FFIEC 031, FRY- 9C, FR Y -15, FR 2644, FR 2900 and other regulatory filings.
  • Conduct internal research and draft responses Regulator enquiries from time to time.
  • Actively participate in internal and external audit and assurance reviews. Effectively manage the resolution of identified issues. Develop and execute the associated remediation plans.
  • Assess and analyze proposed changes to regulations and determine its impact on regulatory filings.
  • Liaise with Regulatory Governance to ensure compliance with all established governance policies.
  • Partner with various internal stakeholders (IT, Global Accounting, Controllers, etc.) on various initiatives to enhance BAU reporting and related processess.
  • Execute change management initiatives independently by collaborating with Business and IT teams.

What we value

  • Demonstrated experience in leading an end-to-end regulatory reporting lifecycle, working across technology, data, reporting and controls within a financial services environment.
  • Ability to thrive in a fast-paced, deadline-driven environment by demonstrating excellent time management and planning skills.
  • Strong analytical mindset with the ability to take ownership, solve problems and improve on existing reporting processes.
  • Ability to manage multiple concurrent responsibilities and deadlines.

Education & Preferred Qualifications

  • CA / CPA/MBA with 10-12 years of relevant experience
  • Prior experience with Big 4 accounting firms, or Banks (in Audit, Legal Entity Controller or Regulatory Reporting) is a plus
  • Strong written and oral communication skills
  • Ability to manage multiple responsibilities and deadlines
  • Promotes teamwork, works collaboratively, and builds effective working relationships
  • Strong analytical and problem solving skills
  • Completes own role independently or with minimal supervision/guidance
  • Provides guidance and mentoring to junior team members
  • Highly proficient in Microsoft Office products and able to learn other systems quickly, Axiom and Essbase familiarity a plus.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, weâre making our mark on the financial services industry. For more than two centuries, weâve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. Youâll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employeesâ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.



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