Principal Officer

2 months ago


Gandhinagar, India ASK Investment Managers Full time

Roles and Responsibilities

  • Will be responsible to ensure that all the activities of the fund management entity are in accordance with the provisions of regulations and various circulars and guidelines issued by International Financial Services Centre Authority (IFSCA).
  • To achieve the desired investment returns for clients by creating & implementing investment strategies, conducting market research and analysis, selecting appropriate investment vehicles, monitoring portfolio performance, and making necessary adjustments to ensure alignment with client's goal & risk tolerance.
  • To develop and implement a comprehensive risk management plan that identifies and mitigates potential risks to client portfolios.
  • Will be responsible to review the investor complaints received periodically and shall ensure immediate redressal of the same.
  • To identify and develop new business opportunities to grow Company’s AUM.
  • Will be responsible to oversee entire fund management activities to be undertaken out of GIFT IFSC.
  • Will be responsible to adhere code of conduct as specified under the IFSCA (Fund Management) Regulations, 2022.
  • Collaborate with other team members, such as products managers, analysts, operations to deliver high quality services to the clients.
  • Will be responsible for the compliances as per AML/CFT/KYC guidelines issued by IFSCA.
  • Will be responsible for IFSCA and SEZ compliances.
  • Remain up-to-date on regulatory updates
  • Other responsibilities to assign at times.
  • Actively participate in various seminars and community meetings


Additional Skills Required

  • Technologically competent (Office 365, Internet, Bloomberg, Reuters, etc.)
  • Have strong analytical skills; be able to interpret data, identify trends, and make suggestions for improvements.
  • Working Knowledge on Key Regulations: PMS, AIF II / III, FPI etc.


Qualification and Experience

A professional with minimum 15 years of relevant experience and has a qualification (CS /CA) or post-graduate degree or post graduate diploma (minimum two years in duration) in finance, law, accountancy, business management, commerce, economics, capital market, banking, insurance or actuarial science from a university or an institution recognized by the Central Government or any State Government or a recognized foreign university or institution or association; or a certification from any organization or institution or association or stock exchange which is recognized/accredited by Authority or a regulator in India or Foreign Jurisdiction.



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