Senior Auditor

2 months ago


Mumbai, India HDFC Bank Full time

Job purpose :

· To Carry out the audit of branches / departments etc.

KEY RESPONSIBILITIES

  • Carrying out audits of mid-size branches / units independently.
  • Sampling of data extracted from core system (as part of pre-audit preparation) to cull-out exception.
  • Carrying out audit as per audit checklist / standard audit procedures.
  • Collating the audit report (including audit review carried out by Junior Auditors)
  • Carrying out discussion with the auditee (BM/Unit in-charge) of the audit observations/findings.
  • Submitting a complete report to Reviewer for review (including preparation of executive summary).
  • Audit response review and closure.
  • Audit database updation.

  • Carrying out audits of large branches /units independently.
  • Carrying out audits of departments having regional operations across multipleb business functions.
  • Keep himself/herself updated on Regulatory guidelines in the area of audit.
  • Sampling of data extracted from core system (as part of pre-Audit preparation) to cull-out exception.
  • Ensuring complete coverage of scope of review.
  • Carrying out audit as per audit checklist / Standard Audit Procedures.
  • Collation and finalization of draft audit report (including preparation of executive summary).
  • Discussion of audit report with the auditee (BM/CH / Unit Head and /or other functionaries of the departments).
  • Assigning of risks to audit observations and arriving at an indicative audit rating (for cases where the overall findings do not indicate serious or critical lapses/reports which are not downgraded).
  • Submitting a complete report to reviewer for review.
  • To carry out spot audits.
  • Review of User Acceptance Test and submit the findings and recommendation to his/her supervisor.
  • Recommend for change in processes (as and when warranted and identified during his/her course of Audit review).
  • Audit response review and closure.
  • Audit database updation.

  • Qualifications
  • Skills

  • Commerce Graduate
  • MBA (Finance)
  • Semi qualified CA / CA
  • Effective Communication and drafting skills
  • Analytical ability
  • Knowledge of MS Word, Excel is mandatory
  • Ability to plan & execute Audit plans
  • Ability to meet deadlines
  • Job requires extensive travel across the region

Experience Required

  • 5-6 years’ experience in related fields

Major Stakeholders

· Staff of various departments / branches


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