Manager - Trade Surveillance
5 days ago
We are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate potentially suspicious or non-compliant behavior.Monitor trade activity across various asset classes (Equities, Fixed Income, FX, Derivatives) to identify potential market abuse, insider trading, front-running, layering/spoofing, and other forms of misconduct.Conduct daily and periodic reviews using automated surveillance systems (e.g., SMARTS, Actimize, NICE, Scila, or similar platforms).Investigate and escalate potential issues, documenting findings and conclusions in a clear, concise manner.Develop and enhance surveillance scenarios, logic, and alerts based on evolving regulatory standards and business practices.Collaborate with Compliance, Legal, Risk, and Business teams to understand trading strategies and business operations.Prepare reports for senior management and regulators, as needed.Participate in internal and external audits and regulatory inquiries.Stay current with relevant regulatory developments (e.g., SEC, FINRA, FCA, ESMA, MAS).Assist in training junior team members and cross-functional teams on surveillance concepts and procedures.Experience : 5-10 yrs
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Manager - Trade Surveillance
7 days ago
mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Manager - Trade Surveillance
5 days ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Manager - Trade Surveillance
7 days ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Manager - Trade Surveillance
6 days ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Manager - Trade Surveillance
5 days ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Associate - Trade Surveillance
1 week ago
Mumbai, India Callisto talent solutions Full timeOur client is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. **Key Responsibilities**: - Identify and escalate sales & trading activity that appears counter to regulatory guidelines and/or Firm’s policies. - Reviewing internal policy breaches daily,...
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Trade Surveillance Analyst
1 week ago
Mumbai, Maharashtra, India UBS Full time ₹ 12,00,000 - ₹ 36,00,000 per yearIndiaCompliance, RiskGroup FunctionsJob Reference #326600BRCityMumbai, PuneJob TypeFull TimeYour roleDo you like financial markets?Are you good at handling and interpreting large data sets?Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?Are you able to think...
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▷ 3 Days Left! Manager
7 days ago
Mumbai, India Nuvama Group Full timeWe are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate...
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Senior Trade Surveillance Analyst
2 weeks ago
Mumbai, Maharashtra, India UBS Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Reference #323041BRJob TypeFull TimeYour roleDo you like financial markets?Are you good at handling and interpreting large data sets?Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?Are you able to think independently and express your opinions and ideas...
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Surveillance Manager
17 hours ago
Mumbai, Maharashtra, India Avant-Garde Corporate Services Private Limited Full time ₹ 20,00,000 - ₹ 25,00,000 per yearCore Competencies: Quantitative/Analytical abilityAttention to detailGood team playerAdaptability to changeFunctional Competencies: Exposure to Treasury Products by virtue of working with either Trading/Risk Management/Analyst/ Strategist TeamsProficient in using statistical analysis techniques and data visualization tools Technology Savvy, Working...
