Principal Officer

4 weeks ago

Ahmedabad, India Equirus Full time

We are looking for a Principal Officer for our Asset Management Business at Gift City, Ahmedabad.


Qualification:

  • CA / CS / CMA / CFA / FRM certification from respective institutes.


OR


  • Post-graduate degree or post-graduate diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign university, institution, or association.


Experience:

  • 5+ years of relevant experience in Securities Market specialized into dealing experience, with strong understanding of trading platforms and risk controls.
  • Familiarity with capital market operations, settlement systems, and compliance processes.


Roles and Responsibilities:

  • Oversee daily dealing activities and ensure compliance with all regulatory requirements.
  • Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others.
  • Monitor trading activity and implement robust internal controls.
  • Drive implementation of policies, risk management systems, and operational processes in line with best practices.
  • Support basic research into market trends, financial products, and business developments.
  • Collaborate with internal departments including compliance, risk, and operations.
  • Stay abreast of regulatory changes and assess their implications for the business.
  • Play an active role in strategic initiatives, product launches, and technology adoption.

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