Compliance Manager

1 month ago

Bengaluru, India Fi Full time

Who we are: Fi is a money management app that listens to your needs, understands your wants, and gently nudges you to achieve your financial goals. On the inside, we’re a deep-tech startup that’s building a highly innovative and secure financial hub for a digital-first generation.


Why you should work with us: We are about doing the right thing always, both for our team and our users. We are a positive, transparent and inclusive community, celebrating success together, encouraging bias for action and individual brilliance. We are ambitious and want everyone thinking ‘impact and growth’.


Roles & Responsibilities

  • Provide support primarily on regulatory compliance - covering Banking, Lending/NBFC, Investment Advisory/ Portfolio Management, Stock Broking Regulations (guidelines/ circulars/ notifications) as well as secondary support on Financial Crime Compliance (AML, Sanctions, etc.) matters
  • Carry out Compliance Monitoring and Assurance Testing on all business units/ products and infrastructural functions
  • Maintain and update the Compliance manual/ registers/ checklists/ handbook and keep abreast of all applicable regulatory guidelines
  • Develop, maintain and update Compliance Policies and Procedures, taking into consideration regulatory developments and industry best practices
  • Program manage various audits (including regulatory audits), work with the team for remediation efforts and liaise with Auditors, Regulators and External Consultants in that regard


Skills Required

  • At least 2 years of working experience in Regulatory Compliance space (RBI/SEBI)
  • Excellent understanding and knowledge of all applicable regulations, laws and industry practices
  • Strong analytical, interpersonal, communication and facilitation skills
  • Strong problem solving skills and ability to manage regulatory requirements


Selection process & timelines :

Once we have your application, our Talent team will review and reach out if we find your profile/portfolio suited for the current requirements.

Expect at least 3 rounds to assess your articulation & communication, general aptitude, attitude and team fitment. You will be quizzed for your role-related knowledge and general cognitive ability.


We aspire to create an inclusive culture of diverse people not just because it's the right thing to do but because heterogeneity inspires us and is more fun We employ people solely on merit and do not discriminate against any employee or applicant because of race, creed, color, religion, gender, sexual orientation, gender identity/expression, national origin, disability, age, genetic information, marital status, pregnancy or related condition (including breastfeeding), or any other basis protected by law.

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