Jobs: compliance

About FinsignmentsFinsignments is a growing finance firm offering end-to-end services in taxation, accounting, regulatory compliance, and strategic finance consulting. We work with businesses across industries to bring structure, clarity, and compliance to their financial operations.About Finsignments Private Limited.We offer Audits, Tax & GST...

About FinsignmentsFinsignments is a growing finance firm offering end-to-end services in taxation, accounting, regulatory compliance, and strategic finance consulting. We work with businesses across industries to bring structure, clarity, and compliance to their financial operations.About Finsignments Private Limited.We offer Audits, Tax & GST...

Key Areas of ResponsibilitiesGeneral electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulationInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryDrive continuous...

Key Areas of ResponsibilitiesGeneral electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulationInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryDrive continuous...

Duties/Responsibilities - Responsible for reconciliation of data, filing GST, TDS returns. Identify leakage if any for the input tax credits not being availed - Assist in month end closure along with preparation of pnl and balance sheet schedules - Assist in both statutory and tax audits What are we Looking for - good knowledge of accounting and tax...

Position DescriptionDesignated Company Secretary and hence a KMP. Also, an Associate Compliance Manager reporting into the head of Compliance & legal for CLSA - IndiaKey Areas of ResponsibilitiesHandling all Staff dealing Compliances & all necessary Certifications at entity level & employee levelResponsible for all corporate secretarial...

About AQR Capital India AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to deliver concrete, long-term results by looking past market noise to identify and isolate the factors that matter most, and by developing ideas that stand up to rigorous testing. By putting theory into practice, we have...

Key Areas of ResponsibilitiesReview, red-line and vet NDAs, Engagement Letters, SOWs, Work Orders, Agreement Amendments, Termination Letters and similar documentsClarify and resolve contractual queriesMonitoring of Leavers emails to avoid leakage of confidential data.Performing Checks on IB transactions and deal.Support Legal team and assist senior lawyers...

Key Areas of ResponsibilitiesReview, red-line and vet NDAs, Engagement Letters, SOWs, Work Orders, Agreement Amendments, Termination Letters and similar documentsClarify and resolve contractual queriesMonitoring of Leavers emails to avoid leakage of confidential data.Performing Checks on IB transactions and deal.Support Legal team and assist senior lawyers...

Position DescriptionDesignated Company Secretary and hence a KMP. Also, an Associate Compliance Manager reporting into the head of Compliance & legal for CLSA - IndiaKey Areas of ResponsibilitiesHandling all Staff dealing Compliances & all necessary Certifications at entity level & employee levelResponsible for all corporate secretarial...

About AQR Capital India AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to deliver concrete, long-term results by looking past market noise to identify and isolate the factors that matter most, and by developing ideas that stand up to rigorous testing. By putting theory into practice, we have...

About AQR Capital Management  AQR is a global investment management firm built at the intersection of financial theory and practical application. We strive to deliver superior, long-term results for our clients by seeking to filter out market noise to identify and isolate what matters most, and by developing ideas that stand up to rigorous testing....

About the Role We are seeking a detail-oriented, proactive and motivated Associate to join our Compliance Reporting team. The successful candidate will play a key role in supporting AQR’s Compliance department by preparing well-written, timely, and accurate responses to Requests for Proposals (RFPs), Due Diligence Questionnaires (DDQs), and ad-hoc client...

About the Role We are seeking a detail-oriented, proactive and motivated Associate to join our Compliance Reporting team. The successful candidate will play a key role in supporting AQR’s Compliance department by preparing well-written, timely, and accurate responses to Requests for Proposals (RFPs), Due Diligence Questionnaires (DDQs), and ad-hoc client...

About AQR Capital Management  AQR is a global investment management firm built at the intersection of financial theory and practical application. We strive to deliver superior, long-term results for our clients by seeking to filter out market noise to identify and isolate what matters most, and by developing ideas that stand up to rigorous testing....

Job SummaryRegulatory Compliance Manager will be responsible for managing the continued development and implementation of a global trade compliance program.Investigative skills will be applicable in managing trade compliance with other countries, as needed.Acting as a regional trade compliance representative, you will maintain an active role in assuring...

About AQR Capital Management  AQR is a global investment management firm built at the intersection of financial theory and practical application. We strive to deliver superior, long-term results for our clients by seeking to filter out market noise to identify and isolate what matters most, and by developing ideas that stand up to rigorous testing....

Location: MumbaiExperience: 4–8 years (preferably in NBFC/BFSI sector)Industry: Financial Services / NBFC / BFSI / FinTechAbout the RoleWe are looking for a qualified and detail-oriented Compliance Manager (RBI ) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs,...

Location: Mumbai Experience: 4–8 years (preferably in NBFC/BFSI sector) Industry: Financial Services / NBFC / BFSI / FinTech About the Role We are looking for a qualified and detail-oriented Compliance Manager (RBI ) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs,...

Job SummaryRegulatory Compliance Manager will be responsible for managing the continued development and implementation of a global trade compliance program.Investigative skills will be applicable in managing trade compliance with other countries, as needed.Acting as a regional trade compliance representative, you will maintain an active role in assuring...