Assessor – Calculation Compliance

6 months ago


Gurugram, India HSBC Full time

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Assessor – Calculation Compliance.

Principal responsibilities

Responsible for reviewing adherence of calculation logic with the regulatory rules and HSBC Policy determinations. Engage with policy SMEs as required. Support Assistant Assessors in performing review of calculation logic and testing outcomes. Provide training to new hires as requested by Senior Assessor. Support Analysts in performing review of calculation documentation readiness for assessment. Define test data scenarios and expected test results for Analysts to prepare detailed test scripts. Detailed review of test results to determine whether the NMC is compliant with the regulatory rules and HSBC Policy determinations. Identify findings where the regulatory rules and HSBC Policy determinations are not being met. Documentation of formal Assessment Reports, highlighting the key findings with ownership assigned for remediation that is tracked at appropriate governance forums. Manage activities within the pod to enable effective and timely assessment and the mitigation of risk including delivery to plan and raising progress blockers on a timely basis. Requirements Demonstrable understanding of one or more regulatory rule areas and the application of those rules in NMCs. Working knowledge of HSBC businesses and products and the regulatory reporting environment. Strong verbal and written communication skills and the ability to convey subject matter expertise in a specific area to a wide audience.
The role holder should be able to quickly understand the end-to-end process and implications of the NMC for assessment, in the context of regulatory requirements for the calculation. Team coaching skills to support timely delivery and escalation as appropriate. Be able to thrive in a dynamic, expanding team to deliver on concurrent deliverables and share knowledge. Experience in an Audit, Controls or Regulatory Reporting function within a large financial services organisation. Prior experience in providing direction and support to team members on reporting deliverables.

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