Assistant Manager
1 month ago
PositionPurpose:
To manage complete DPoperations along with wellversed knowledge of KYC guidelines ofNSDL and SEBI and Demat accountopening.
Responsibilities
- Experiencein managing all DP Operations including Account Opening KRA uploadand DISprocessing.
- Well versed with KYCguidelines of NSDL and SEBI and Demat account opening for all typesof Foreign and LocalClients.
- Well versed with AMLcheckpoints and other NSDL audit requirements.
- Liasing with marketparticipants (Regulatory bodies exchanges brokers DPs etc) andinternal stakeholders for smoothfunctioning.
- Perform BCP/DRS testson a regularbasis.
- Interaction with DPbackoffice vendor
- Handling auditsregulatory internal statutory concurrent audit NSDL auditetc
- Other adhoc duties asmay be required from time to time as per DP regulation and internalpolicies.
Specific Qualifications
NISM Series VI:Depository Operations CertificationExamination
Education Level:Bachelor Degree or equivalent (3years)
ExperienceLevel: At least 5years
DepositoryOperations
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