Compliance Team Member

2 days ago

Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 8,00,000 - ₹ 12,00,000 per year

Team Member-SUPPORT SERVICES-Compliance

Team Member- Compliance

Job ID Department Compliance, Kotak Mahindra Prime Limited Location Mumbai Number of Positions 1 Reporting Relationships Chief Compliance Officer Position Grade Manager (M3) / Senior Manager (M

The role involves key activities like:

  1. Ensure filing of various returns with RBI and other statutory/regulatory bodies within the due date. Includes Fraud returns, Risk Based Assessment of KYC/AML, DNBS returns, etc.
  2. Perform independent compliance testing of various products of the Company, KYC evaluation, etc on a sample basis.
  3. Assist in preparing data pack for various meetings such as High Level Monitoring Committee, Senior Management Committee, Compliance meeting, etc and draft minutes of aforementioned meetings.
  4. Track regulatory changes and update internal stakeholders
  5. Monitor implementation of regulatory requirements by collaborating with internal teams
  6. Prepare review notes for Board/Audit Committee
  7. Develop and maintain policies and processes with respect to Compliance such as KYC/AML policy, fraud policy, Compliance policy, Fair Practice code, beneficial owner, etc.
  8. Assist in RBI inspection of the Company and internal audit of Compliance function.
  9. File Suspicious Transaction Report (STR) and other reports with FIU
  10. Develop and conduct compliance training sessions to help drive Compliance culture in the company
  11. Advise the Branch/Operations teams w.r.t queries on KYC, Beneficial owner, etc
  12. Miscellaneous activities such as Branch return, Compliance newsletter, branch visit, NCIF backtracking, approval of creatives, cash transaction monitoring, etc.
  1. Compliance professional with a graduate/post graduate degree in Law/Commerce/Management/qualified Company Secretary with at least 5-7 years of experience is preferred.
  2. Staff with experience in Compliance or Audit departments in Bank/NBFC would be an added advantage.
  3. Should have good verbal and written communication skills with an eye for detail.
  4. Should be conversant with Word, Excel and powerpoint.

If you wish to apply for this job position, please fill your details in the Kotak Fast Track Application Form and mail to __________

Please mention the following in the subject line as '"Position Name" –"Your Name" – "Your Current Business group"

Experience LevelSenior Level

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