Compliance Officer
2 weeks ago
Expected to be knowledgeable of the most recent SEBI and Exchange rules and regulations Advising interested parties of the rules and expectations for the business unit.
Working on systems, cyber, internal audits, regulatory inspections, and inquiries as they relate to regulatory standards provided by SEBI and Exchanges
Handling SEBI inspections and all exchange inspections
Examining and interpreting exchange circulars and regulations, as well as responding to stakeholder inquiries
Keeping track of regulatory deadlines and coordinating with stakeholders and service providers to ensure that financial reports, audits, and other reports are submitted on time.
**Job Types**: Full-time, Regular / Permanent
**Salary**: ₹20,000.00 - ₹50,000.00 per month
Schedule:
- Day shift
Ability to commute/relocate:
- NETAJI SUBHASH PLACE, PITAMPURA, Delhi - 110034, Delhi: Reliably commute or planning to relocate before starting work (required)
**Experience**:
- total work: 1 year (preferred)
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