Compliance Analyst
2 weeks ago
The role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements. Must be adept in the preparation of MIS Reports / Dashboards using Advanced Excel Spreadsheets. The individual will be responsible for maintaining repositories, preparing monthly and ad-hoc reports
Role & responsibilities
● Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations
● Proficient in Regulatory Circulars/Guidelines’ Interpretation. Assisting the Compliance Officer in gap analysis on new Regulatory Guidelines to ensure implementation.
● Collaborate with various departments for comprehensive Regulatory Compliance management and keep the Compliance Officer updated on any shortcomings to be addressed.
● Hands-on experience in assisting the Compliance Officer in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI
● Ensure compliance of staff to policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence.
● Answering employee queries relating to compliance-related matters
Skills and Competencies:
● Domain Knowledge of Regulatory Compliance - Strong understanding of legal and regulatory requirements in the financial services industry - specifically in credit rating agencies/banks/NBFCs.
● Strong understanding of regulatory requirements (SEBI, RBI, NSDL) and relevant industry standards. Familiarity with regulatory portals such as NSDL etc.
● Proficient in MS Office. Especially an Excel expert with Advanced Excel skills, and the ability to analyze complex data and present meaningful reports to senior management
● Team Player with the ability to execute compliance projects focused on regulatory compliance. Provides necessary support to the Compliance Officer to implement compliance and risk management policies.
● Strong analytical, problem-solving, verbal, and written communication skills. Attention to detail.
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It compliance analyst
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IT Compliance Analyst
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bangalore, India LTIMindtree Full timeIT compliance AnalystExperience- 8 to 12 YearsLocation - PAN LTIM location15- 30 days joiners preferredAnalyze create documentation SOPs and processes to ensure compliance with regulatory and internal standards Evaluate business IT operations and development processes to identify any compliance gaps Participate in Agile ceremonies eg sprint planning daily...
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bangalore, India LTIMindtree Full timeIT compliance Analyst Experience- 8 to 12 Years Location - PAN LTIM location 15- 30 days joiners preferred Analyze create documentation SOPs and processes to ensure compliance with regulatory and internal standards Evaluate business IT operations and development processes to identify any compliance gaps Participate in Agile ceremonies eg sprint planning...
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bangalore, India Trelleborg Group Full timeTrelleborg is a world leader in engineered polymer solutions for almost every industry on the planet. And we are where we are because our talents brought us here. By specializing in the polymer engineering that makes innovation and application possible, Trelleborg works closely with leading industry brands to accelerate their performance, drive their...
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bangalore, India Brickwork Ratings Full timeThe role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements. Must be adept in the preparation of MIS Reports / Dashboards using Advanced Excel Spreadsheets. The individual will be responsible for...
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bangalore, India Brickwork Ratings Full timeThe role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements. Must be adept in the preparation of MIS Reports / Dashboards using Advanced Excel Spreadsheets. The individual will be responsible for...
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