Intellectual Capital HR Consulting Pvt. Ltd. | Manager
2 weeks ago
Department – Legal & Compliance
Designation – Manager / Senior Manager - Compliance
Reporting to – Head Legal & Compliance
Roles and Responsibilities:
(a) Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact
Sheets
(b) Responsible for reviewing, interpreting, monitoring and implementation of circulars /
notifications issued by SEBI / AMFI / PMLA
(c) Responsible for preparation Reports with SEBI / AMFI / Board of Directors of Asset Management
Company / Trustee Company from time to time as per SEBI Mutual Fund Regulations, 1996.
(d) Responsible for due diligence / verification of Compliance Policies and Compliance Manual
(e) Responsible for Pre and Post Committee Meeting Functions – preparation of agenda papers,
reports, minutes etc.
(f) Responsible for Preparation & Updating of Scheme Information Document / Key Information Memorandum / Statement of Additional Information
(g) Responsible for verification of compliances of various acts applicable to the AMC, Trustee and
Mutual Fund
(h) Co-ordination with the Internal and Statutory Auditors
(i) Co-ordination within the Internal Departments
(j) Maintenance of Statutory Records and MIS
Experience – 3 to 8 Years in Mutual Funds
Qualifications – BCom, ACS
Industry - Mutual Fund
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeRole:- Accounts & Finance Manager Job Description:- Monitoring of CSR Projects by conducting financial audit/verification of financial data at the project location/office of the implementing agency Assisting in development and execution of CSR projects Promoting employee volunteering initiatives in coordination with internal stakeholders Managing payment...
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Title: Senior Sales Trader Location: Mumbai, India Experience: 10+ years in financial services industry, specializing in sales trading for HNI/UHNI clients, with experience in handling larger accounts such as Portfolio Management Services (PMS) and Alternative Investment Funds (AIF). Responsibilities: Develop and maintain relationships with HNI/UHNI...
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob PurposeResponsible for Corporate Access including generation of new ideas to bridge the gap between corporates and clients, bringing in new initiatives and processes.Key Deliverables1) Critical Maintaining existing corporate relations as well as getting new relations on board Facilitate direct access of companies for the institutional investors via...
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Purpose Responsible for Corporate Access including generation of new ideas to bridge the gap between corporates and clients, bringing in new initiatives and processes. Key Deliverables 1) Critical Maintaining existing corporate relations as well as getting new relations on board Facilitate direct access of companies for the institutional...
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJOB ROLE: Analyzing the real estate securities being offered for lending in terms of the potential risks, advantages / disadvantages. Auditing of external vendor valuation reports and maintaining quality of external vendor reports. Monitoring / Ratifying Project valuations (both bank internal and external vendors) Monitoring credit risks in terms of the...
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJOB DESCRIPTION SBU HEAD (SALES) Locations- Mumbai, Delhi, Bangalore, Pune, Jaipur, Ahemdabad, Chennai, Nagpur 1. Handle a team of Cluster Managers, Branch Managers, Relationship Managers & Dealers. 2. Identify & Develop new streams for long term revenue growth for Investment Products, Mutual fund, PMS, Private Equity, Bonds, Insurance (GI & LI) etc. 3....
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Description: Co-Head of Retail, Broking Firm We are seeking an experienced and strategic leader to serve as Co-Head of Retail at our broking firm. The role involves driving growth in the retail segment, enhancing client acquisition, retention, and engagement strategies, and leading a high-performing sales team to achieve key revenue targets. Key...
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Description/Responsibilities: Regulatory Compliance Oversight: - Monitor and interpret regulatory changes, ensuring the company's operations comply with RBI guidelines, SEBI regulations, Anti-Money Laundering (AML) laws, and other applicable statutes. - Design and implement comprehensive training programs to educate employees on compliance matters and...
-
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeJob Description: Managing Partner / Zonal Head of Private Wealth Management Company Overview: Position Summary: The Managing Partner/ Zonal/Regional of Private Wealth Management will be instrumental in launching and growing our new wealth management division. This role requires an experienced professional with a strong background in wealth management,...
-
india Next IT Point Intellectual Services Pvt Ltd Full timeJob Title: IT RecruiterExperience: 6 months to 2 yearsEducation: Any DegreeLocation: Remote (Bengaluru, Chennai & Tirupati)Salary: Rs. 15K – 20K CTC PMLanguage: EnglishJob DescriptionJob Overview: We are seeking a proactive and detail-oriented IT Recruiter to join our dynamic team at Next IT Point Intellectual Services Pvt Ltd. The ideal candidate will...
-
Equity Capital Market Execution
3 weeks ago
india Intellectual Capital HR Consulting Pvt. Ltd. Full timeDesignation - Manager - Equity Capital Market Location: MumbaiRole & Responsibilities : Company Secretary (CS) & LLB with at least 4-5 years of Equity Capital Market experience mustExecution of equity capital market transactions inc. IPO, QIP, Preferential Issue, Rights Issue, Buybacks etc. is mustGood Knowledge of Securities Laws, SEBI ICDR, Companies Act...
-
Profile HR Consultants Pvt Ltd | AGM
2 weeks ago
india Profile HR Consultants Pvt Ltd Full timeCLIENT: Integrated Media Orgn targeting inorganic growth thru potential equity alliances and strategic investments. Key Result Areas Identify & transact inorganic business growth opportunities for entering into long term equity partnerships through equity fund raise and deal closures. Target domestic transactions in Listed Cos,Unicorns, early stage...
-
Equity Capital Market Execution
3 weeks ago
India Intellectual Capital HR Consulting Pvt. Ltd. Full timeDesignation - Manager - Equity Capital Market Location: Mumbai Role & Responsibilities : Company Secretary (CS) & LLB with at least 4-5 years of Equity Capital Market experience must Execution of equity capital market transactions inc. IPO, QIP, Preferential Issue, Rights Issue, Buybacks etc. is must Good Knowledge of Securities Laws, SEBI...
-
RPS Consulting Pvt. Ltd.
4 days ago
india RPS Consulting Pvt. Ltd. ( NIIT Ltd ) Full timeAbout RPS Consulting Pvt Ltd As technology “force-multiplier” RPS Consulting Pvt Ltd, - a wholly owned subsidiary of NIIT; offer crucial skill development to support digital transformation journey for businesses. RPS focus on diverse areas of competency development for better leverage of technology & business outcomes for our customers as knowledge...
-
india CSA Consultants Pvt. Ltd. Full timeCompany DescriptionCSA Consultants Pvt. Ltd. is a CMMI Level 3 and ISO 9001 & 27000 certified company, specializing in implementing and supporting Tier I Enterprise Solutions. As a go-to partner for CRM/CX/ERP solutions, we endeavor to establish ourselves as the preferred provider of SAP CX solutions in the East. Our expertise extends to Oracle EBS,...
-
india Unifi Capital Pvt Ltd. Full timeUnifi Capital, one of India's leading Portfolio Management firms, is looking to bring on board an experienced B2C Marketing professional with proven expertise in planning and executing marketing campaigns and leveraging Digital media for online sales. The opportunity: To lead and grow Unifi's direct-to-customer channel. The role is part of the corporate...
-
india Baheri Consultancy Pvt. Ltd. Full timeCompany Description Baheri Consultancy Pvt. Ltd. is a full-funnel digital marketing agency that offers innovative online marketing and web development solutions. Our strategies are custom-tailored for B2B and B2C business models, leveraging leading technology and creative innovations. From Display advertising to SEO, paid media, and ORM, our team of experts...
-
india Baheri Consultancy Pvt. Ltd. Full timeCompany Description Baheri Consultancy Pvt. Ltd. is a full-funnel digital marketing agency that offers innovative online marketing and web development solutions. Our strategies are custom-tailored for B2B and B2C business models, leveraging leading technology and creative innovations. From Display advertising to SEO, paid media, and ORM, our team of experts...
-
india Infogenx Pvt Ltd Full timeCompany Description INFOGENX Pvt Ltd is an emerging Information Consultancy Services firm with a focus on Data Enigneering & Analytics, various data-related tasks, web, mobile, cloud, and custom software applications. Role Description This is a remote role for a qualified Azure Databricks /Azure Data Factory, Azure Synapse Analytics, Microsoft Fabric...
-
india Knack Consulting Services Pvt Ltd. Full timeCompany Description : Knack Consulting Services Pvt. Ltd. is a cohesive Human Resource Solutions organization with its head office in New Delhi, India. KCS looks beyond the formula of merely supplying resumes or placing people and works on the dynamics of scouting the right talent for the right positions. We emphasise on understanding our clients &...