Global Trading Operations Associate
3 days ago
Become a part of our team at THE BANK OF NEW YORK MELLON CORPORATION as a Global Trading Operations Associate. This exciting role offers a competitive salary of $85,000 - $110,000 per year, depending on experience and qualifications.
About the RoleWe are seeking a skilled professional to join our BNY Investments team in Pune, MH. In this position, you will play a crucial role in supporting AML/KYC/client onboarding/transition/conversion projects through various operational activities.
Key Responsibilities:- Investigate and escalate potential suspicious activity or other risk factors by conducting daily reviews of multiple transaction reports, risk mitigating reports, and negative news alerts.
- Conduct assigned operational & data analysis activities related to client onboarding/transitions/conversions, preparing for and onboarding clients, opening and closing accounts, and analyzing, reconciling, and reviewing incoming or outgoing data for accurate translation to platform.
- Exposure to trade-related reviews including Equities, ETFs, Mutual Fund, Options, Fixed Income, and Investment Advisory Products while adhering to departmental responsibilities, as well as SEC and FINRA regulatory guidelines.
- Responsible for set-up of new clients and maintenance of existing clients on various systems.
- Provides solutions to problems in situations that are atypical or occur infrequently based on existing precedents or procedures.
- Processes client access requests using established procedures and under the general guidance and direction of more senior onboarding/transition/conversion staff.
- Coordinates all back-end systems to meet client expectations.
- Assists with the implementation of new software releases, coordinating dates of delivery for test and production.
To be successful in this role, we're seeking:
- A Master's degree preferred.
- Years of total work experience preferred.
- Experience in trading / broking firm is preferred.
- Experience in AML / KYC / client onboarding / offboarding.
Becoming a member of our team comes with a range of benefits and rewards, including highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey, focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
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