Global Trading Operations Associate

3 days ago


Chennai, Tamil Nadu, India THE BANK OF NEW YORK MELLON CORPORATION Full time

Become a part of our team at THE BANK OF NEW YORK MELLON CORPORATION as a Global Trading Operations Associate. This exciting role offers a competitive salary of $85,000 - $110,000 per year, depending on experience and qualifications.

About the Role

We are seeking a skilled professional to join our BNY Investments team in Pune, MH. In this position, you will play a crucial role in supporting AML/KYC/client onboarding/transition/conversion projects through various operational activities.

Key Responsibilities:
  • Investigate and escalate potential suspicious activity or other risk factors by conducting daily reviews of multiple transaction reports, risk mitigating reports, and negative news alerts.
  • Conduct assigned operational & data analysis activities related to client onboarding/transitions/conversions, preparing for and onboarding clients, opening and closing accounts, and analyzing, reconciling, and reviewing incoming or outgoing data for accurate translation to platform.
  • Exposure to trade-related reviews including Equities, ETFs, Mutual Fund, Options, Fixed Income, and Investment Advisory Products while adhering to departmental responsibilities, as well as SEC and FINRA regulatory guidelines.
  • Responsible for set-up of new clients and maintenance of existing clients on various systems.
  • Provides solutions to problems in situations that are atypical or occur infrequently based on existing precedents or procedures.
  • Processes client access requests using established procedures and under the general guidance and direction of more senior onboarding/transition/conversion staff.
  • Coordinates all back-end systems to meet client expectations.
  • Assists with the implementation of new software releases, coordinating dates of delivery for test and production.
Requirements:

To be successful in this role, we're seeking:

  • A Master's degree preferred.
  • Years of total work experience preferred.
  • Experience in trading / broking firm is preferred.
  • Experience in AML / KYC / client onboarding / offboarding.
Benefits:

Becoming a member of our team comes with a range of benefits and rewards, including highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey, focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.



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