Investment Compliance Officer

About Acuity Knowledge PartnersAcuity Knowledge Partners is a leading provider of bespoke research, analytics, and technology solutions to the financial services sector. Our global network of experts supports over 500 financial institutions to operate efficiently and unlock their human capital.We foster a diverse, equitable, and inclusive work environment,...

About the Role:We are seeking a Compliance Professional to join our team at State Street, where you will play a vital role in ensuring that our investment clients comply with relevant regulations and guidelines.Key Responsibilities:As a Compliance Professional, you will be responsible for onboarding new clients, interpreting prospectuses and investment...

About the Role:We are seeking a highly skilled Compliance Associate to join our team at State Street. As a Compliance Associate, you will be responsible for providing end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds' ability to comply with SEC requirements and investment guidelines...

About the Role:We are seeking a Compliance Professional to join our team at State Street, one of the largest custodian banks, asset managers, and asset intelligence companies in the world. As a Compliance Professional, you will be responsible for ensuring that our investment products and services comply with relevant laws and regulations.Key...

About State StreetWe are a leading custodian bank, asset manager, and asset intelligence company that provides innovative solutions to institutional clients. From technology to product innovation, we're making our mark on the financial services industry.What We DoWe help our clients safeguard and steward the investments of millions of people through our...

About the Role:We are seeking a Compliance Professional to provide end-to-end support to investment company clients and their Compliance teams. The ideal candidate will have a strong understanding of investment compliance and be able to provide meaningful insights to help clients comply with SEC requirements and investment guidelines.Key...

About Mudrex:Mudrex is India's largest crypto investing platform, boasting a user base of 2 million strong and counting. To sustain and support this rapid growth, we are looking to expand our team.Job DescriptionWe are seeking a skilled and experienced Principal Officer to oversee and manage Mudrex's anti-money laundering and compliance programs, ensuring...

About MudrexMudrex is India's largest cryptocurrency investing platform, with a user base of 2 million strong and counting. Our mission is to help bring the world closer to financial independence through cryptocurrency. We are looking for a skilled Principal Compliance Officer to oversee and manage our anti-money laundering and compliance programs, ensuring...

DescriptionYou will be part of our Birmingham compliance surveillance team performing Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking. The role involves participating in Surveillance projects to enhance the effectiveness or efficiency of surveillance.Key ResponsibilitiesReview and...

About MudrexMudrex is a leading cryptocurrency investing platform, with a strong presence in India. To support our rapid growth, we are seeking a skilled Principal Compliance Officer to oversee and manage our anti-money laundering and compliance programs.Job DescriptionWe require a highly experienced and knowledgeable professional to ensure adherence to...

We're seeking a talented Compliance Analyst to join our Business Unit Compliance team. As a key member of our team, you'll play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Your expertise will help strengthen our culture of compliance by assessing our compliance, regulatory, and...

About PhonePe Compliance Team:PhonePe is a leading digital payments company with a strong focus on regulatory compliance. We are looking for a highly skilled Compliance Officer to join our team and help us ensure that our digital products and services are compliant with all relevant regulations.Assist in reviewing new products and services to ensure...

Company OverviewBrickwork Ratings is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions.The company was established in 2007 and is headquartered in Bengaluru with a pan-India presence. It has a strong team of experienced credit analysts,...

Job Title: Compliance OfficerDescription:We are seeking a skilled Compliance Officer to join our team at CapTalent HR. As a Compliance Officer, you will be responsible for ensuring up-to-date statutory compliance of shops and establishments across India, handling client queries, and preparing and submitting returns to the relevant authorities.Key...

Job Summary:We are seeking a skilled Compliance Officer to join our team at CapTalent HR. The ideal candidate will have a strong understanding of labour laws and regulations, with experience in registration, renewal, and amendment processes across various acts. Key Responsibilities:• Registration, renewal, and amendment of establishments under the Shop and...

About this role:We are seeking a Product Manager to join our Investment Product group within the Wealth Investment Management division at Wells Fargo Bank.Key Responsibilities:Develop and implement marketing strategies based on market analysis and product enhancements.Review and analyze the development of new products and product lines.Provide support for...

Job Title: Head of Investment ManagementAt Spot Your Leaders & Consulting, we are seeking a seasoned professional to lead our investment management technology team. The ideal candidate will have a strong background in managing large-scale investment management technology teams and a proven track record of delivering successful projects.Key...

Compliance Specialist Job DescriptionAt May I Help You, we are seeking a highly skilled Compliance Specialist to join our team.As a Compliance Specialist, you will be responsible for ensuring our organization adheres to all relevant regulations, laws, and policies. Your primary goal will be to maintain a culture of compliance within our organization.Key...

Senior Manager – Investments(PE/VC)Reporting to the Director, this role is responsible for identifying investment opportunities in the consumer-centric space. The ideal candidate will have 2-6 years of experience in front-end investment banking, PE, or VC.Key Responsibilities:Conduct thorough research on potential investment targets, analyzing their...

About the RoleWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Vervent. This is an exceptional opportunity for a seasoned professional to lead our compliance function and drive business growth while ensuring adherence to regulatory requirements.Key ResponsibilitiesMaintain in-depth knowledge of consumer finance...