Regulatory Compliance Manager

4 days ago


Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time
Job Description

The Employee Compliance Department at F335 Deutsche India Private Limited, Bangalore Branch is seeking a highly skilled Regulatory Control Senior Advisor to join our team. In this role, you will be responsible for providing centralized services relating to all processes relating to Employee Compliance Operations covering all regions in APAC, UK&I, Germany+EMEA and Americas.

Key Responsibilities:
  • Lead the Personal Account Dealing (PAD) and Account Monitoring pillar within Employee Compliance team, overseeing the BAU tasks and ensuring Quality assurance includes process control checks are working.
  • Effectively manage and supervise PAD and Account monitoring team within DIPL EC.
  • Manage all the regions in APAC, UK&I EMEA and US including the regional heads and the staff in DIPL EC team.
  • Build and develop subject matter expertise in team, aligning the team's performance and goal in line with the department's goal.
  • Sound technical knowledge on account monitoring and PAD processes.
  • Process Management: Manage processing to deliver KPIs/SLAs on productivity, accuracy, and timeliness as a service delivery leader.
  • Cost and Efficiency management: Deliver targets on productivity enhancements and operational efficiencies, delivering cost reductions per corporate framework of building world-leading quality at the most effective and efficient cost structure.
  • Risk Management and other governance responsibilities.
Requirements:
  • 8 to 10 years of Investment Banking experience in Compliance Operation processes.
  • MBA or equivalent degree or PG in Commerce and Finance.
  • Strong operations background in standard banking products, financial market products, stock exchanges, and should be able to interpret policies.
  • Skilled in verbal and written articulation/communication with senior management, comfortable in making presentations and exposure to handle audits.
  • Strong analytical skills, attention to detail, service commitment, and solid people management skills, manage communication upward and downward.
Compensation and Benefits

We offer an attractive compensation package, estimated at ₹25 lakhs - ₹30 lakhs per annum, depending on experience. Additionally, we provide benefits such as flexible working arrangements, sponsorship for Industry-relevant certifications and education, employee assistance program for you and your family members, comprehensive hospitalization insurance for you and your dependents, accident and term life insurance, and complementary health screening for 35 yrs. and above.



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