Due Diligence Compliance Specialist

3 weeks ago

Hyderabad, Telangana, India WELLS FARGO BANK Full time
About the Role

Wells Fargo is seeking a highly skilled Due Diligence Compliance Specialist to join our team. In this role, you will be responsible for providing critical support to projects and initiatives with low to high risk, focusing on identifying, assessing, and mitigating BSA/AML risks in business activities.

Main Responsibilities:
  • Collaborate with clients and relationship managers to ensure compliance with policies and regulatory requirements, prioritizing client satisfaction.
  • Conduct comprehensive research and background investigations on transactions, individuals, entities, organizations, or locations to identify and mitigate risks through thorough documentation.
  • Analyze basic issues, policies, or procedures related to lower-risk tasks and deliverables, ensuring accurate outcomes with minimal impact.
  • Develop and implement periodic due diligence reporting processes that reflect the current business environment.
  • Gather and input data using available resources to meet policy or regulatory requirements.
  • Receive guidance from supervisors and exercise judgment while developing an understanding of function, policies, procedures, and compliance requirements.
  • Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals.
Required Qualifications:
  • At least 6 months of experience in Due Diligence, risk management, client service, operations support, or business process management, demonstrated through work experience, training, military experience, education, or a combination thereof.
Desired Qualifications:
  • Investigate and assess alerts generated by AML systems, ensuring clearance or further escalation as necessary, adhering to internal policies and external regulations.
  • Analyze transactional activity for suspicious/unusual patterns, utilizing internal systems, reports, and external data sources.
  • Determine whether further investigation is warranted based on a reasonable assessment of obtained information.
  • Collect and transmit supporting details to the next level of Operations upon review conclusion.
  • Maintain strict adherence to compliance and operational risk controls, adhering to Company and regulatory standards, policies, and practices.
  • Report control weaknesses, compliance breaches, and operational loss events promptly.
  • Support on-shore business partners, reviewing alerts and assisting with AML and KYC monitoring functions performed by Global CDD.
  • Maintain program and procedures, making updates as needed.
  • Assist with examinations and/or audits as required.
  • Possess sound analytical, critical thinking, and problem-solving skills.
  • Experience with decision-making and report writing.
Job Expectations:
  • At least 6 months of experience in financial services, criminal justice, fraud, Bank Secrecy Act, anti-money laundering, or investigations of financial crimes or policy violations.
  • A Bachelor's degree or equivalent industry/functional experience.
  • Fluency in spoken and written English.
  • The ability to adapt to changing priorities and objectives, recommending changes to meet corporate goals.
  • Balancing quality and quantity (volumes) with primary focus on quality.
  • The ability to learn quickly and adapt to evolving priorities.
  • Self-motivation, pragmatism, and a sense of urgency are essential.
  • Willingness to work flexible schedules to accommodate business needs.
Salary Information:

We offer a competitive salary range of $60,000 - $80,000 per year, depending on experience and qualifications.

Annual Salary Range: $60,000 - $80,000

Benefits:

We believe in diversity, equity, and inclusion in the workplace and welcome applications from all qualified candidates. We are committed to building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture.

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