Business Compliance Specialist

3 weeks ago


Bengaluru, Karnataka, India WELLS FARGO BANK Full time
About this role:

Wells Fargo is seeking a dedicated Business Compliance Specialist to support our risk management efforts.

  • Participate in and provide support for low-complexity matters pertaining to business policy and regulatory adherence, risk mitigation, or control efforts.
  • Develop and maintain knowledge of regulatory requirements and company policies.
  • Collaborate with peers, colleagues, and managers to implement actions in support of risk-mitigation and control initiatives.
Required Qualifications:
  • 6+ months of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through work experience, training, military experience, or education.
Job Expectations:
  • Perform in-depth review of mortgage loan files, including credit, capacity, capital, and collateral documents.
  • Recommend borrower eligibility in accordance with internal policies and procedures, agency guidelines, and overlays using Automated Underwriting System (AUS).
  • Identify potential red flags relating to customer information, income, assets, property, and all parties to the transaction.


  • Bengaluru, Karnataka, India WELLS FARGO BANK Full time

    Job Description:We are seeking a highly skilled Business Compliance Specialist to join our team at Wells Fargo Bank.This role will be responsible for participating in research and assessment of business policy and regulatory adherence, risk mitigation, and control efforts. You will conduct assessments and analysis of business outcomes, systems, and...

  • IT Support Specialist

    4 weeks ago


    Bengaluru, Karnataka, India Excis Compliance ltd Full time

    Job SummaryThe IT Support Specialist will provide day-to-day local/remote desktop support, receive inbound calls, answer questions, troubleshoot, and document steps performed to resolve challenges with hardware, software, and application issues in a ticketing system. The specialist will also need to facilitate customer resolution for calls and engage their...


  • Bengaluru, Karnataka, India Novo Nordisk AS Full time

    About the RoleNovo Nordisk A/S is seeking a highly skilled Sarbox Compliance Specialist to join our team. As a Sarbox Compliance Specialist, you will play a critical role in ensuring the company's compliance with Sarbox/Financial audit requirements.ResponsibilitiesEnsure compliance with internal and external audit requirements by working closely with...


  • Bengaluru, Karnataka, India Excis Compliance Full time

    Job Summary:Excis Compliance is seeking an experienced Desktop Support Specialist to join our team. As a Desktop Support Specialist, you will provide high-quality technical assistance to our internal users, ensuring that their desktop and laptop devices are functioning optimally. Your primary responsibilities will include troubleshooting, resolving hardware...


  • Bengaluru, Karnataka, India Novo Nordisk Full time

    About the Role:Novo Nordisk is seeking an IT Compliance Specialist to join their team. As an IT Compliance Specialist, you will be responsible for performing activities related to Computer System Validation (CSV) and Computer Software Assurance (CSA) in line with Novo Nordisk's Quality Management System (QMS). You will also be responsible for service...


  • Bengaluru, Karnataka, India VIBRANT STAFFING SOLUTIONS PVT LTD Full time

    ### Job Title: IT Security Compliance Specialist#### About the RoleWe are seeking an experienced IT Security Compliance Specialist to join our team at Vibrant Staffing Solutions PVT LTD. As an IT Security Compliance Specialist, you will be responsible for ensuring that our organization's IT systems and infrastructure comply with relevant regulatory...


  • Bengaluru, Karnataka, India LTIMindtree Full time

    Job Summary: We are seeking a highly skilled IT Compliance Specialist to join our team at LTIMindtree. The ideal candidate will have a strong understanding of compliance requirements and experience in integrating them into Agile methodologies.Key Responsibilities:Analyze and create documentation of SOPs and processes to ensure compliance with regulatory and...


  • Bengaluru, Karnataka, India Excis Compliance ltd Full time

    Job Title: Project Coordinator SpecialistJob Description:We are seeking a highly skilled Project Coordinator Specialist to join our team at Excis Compliance ltd. The ideal candidate will have experience in project coordination, team management, and communication. The Project Coordinator Specialist will be responsible for coordinating internal and external...

  • IT Support Specialist

    3 weeks ago


    Bengaluru, Karnataka, India Excis Compliance ltd Full time

    Job Description for IT Support SpecialistAt Excis Compliance ltd, we are seeking a skilled IT Support Specialist to provide day-to-day local/remote desktop support, receive inbound calls, answer questions, troubleshoot, and document steps performed to resolve challenges with hardware, software, and application issues in a ticketing system. The engineer will...


  • Bengaluru, Karnataka, India Elite recruitments Full time

    **IT Compliance Specialist**At Elite recruitments, we seek an IT Compliance Specialist to ensure our IT systems and data are safeguarded.Key Responsibilities:Conduct comprehensive IT audits to assess the effectiveness of IT controls.Identify and document control weaknesses and deficiencies.Develop and communicate audit findings and recommendations to...


  • Bengaluru, Karnataka, India Webologix Ltd INC Full time

    Job Title: LexisNexis Compliance Specialist About UsWebologix Ltd/INC is a leader in providing comprehensive compliance solutions that empower organizations to streamline their regulatory processes.Our flagship product, Bridger Insight XG, integrates critical compliance tasks, enabling businesses to efficiently manage their Know Your Customer (KYC)...


  • Bengaluru, Karnataka, India WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a highly skilled and experienced Compliance Risk Specialist.At Wells Fargo, we prioritize diversity, equity, and inclusion in the workplace, welcoming applications from all qualified candidates.Job Summary:As a Compliance Risk Specialist, you will play a critical role in supporting our focus on building strong customer...

  • Compliance Specialist

    4 weeks ago


    Bengaluru, Karnataka, India Squarepoint Capital Full time

    Squarepoint Capital is a global investment management firm with a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high-quality, uncorrelated returns for its clients. We have deep expertise in trading, technology, and operations and attribute our success to rigorous scientific research.We design...


  • Bengaluru, Karnataka, India sumeru inc Full time

    Job Title: Compliance Risk SpecialistAbout the Role:We are seeking a highly skilled Compliance Risk Specialist to join our team at Sumeru Inc. As a key member of our compliance team, you will be responsible for implementing and managing our unified controls framework, ensuring compliance with regulatory requirements and industry...

  • Compliance Specialist

    3 weeks ago


    Bengaluru, Karnataka, India CapTalent HR Full time

    Job Title: Compliance Specialist Job Summary: We are seeking a highly skilled Compliance Specialist to join our team at CapTalent HR. The successful candidate will be responsible for ensuring statutory compliance of shops in establishment and other acts. Key Responsibilities: Registration, Renewal, Amendment across pan India under shop and establishment...


  • Bengaluru, Karnataka, India Ananta Resource Management Full time

    Job Title: Tax Compliance SpecialistAt Ananta Resource Management, we are seeking a highly skilled Tax Compliance Specialist to join our team. As a Tax Compliance Specialist, you will be responsible for ensuring timely and accurate completion of all statutory compliances and internal reporting.Responsibilities:Ensuring timely and accurate completion of all...

  • Compliance Specialist

    4 weeks ago


    Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

    About the RoleF335 Deutsche India Private Limited, Bangalore Branch seeks a skilled Compliance Specialist to support the success of our operations. In this role, you will be responsible for verifying client data, performing due diligence checks, and reviewing KYC documentation to ensure compliance with regulatory requirements.Key ResponsibilitiesVerify...


  • Bengaluru, Karnataka, India Excis Compliance ltd Full time

    Job Summary:The Technical Support Specialist will provide day-to-day local and remote desktop support, responding to inbound calls, answering questions, troubleshooting, and documenting steps to resolve hardware, software, and application issues in a ticketing system. The specialist will also facilitate customer resolution for calls and engage with...


  • Bengaluru, Karnataka, India ASSPL - Karnataka Full time

    About the RoleWe are seeking a highly motivated VAT Compliance Specialist to join our team at ASSPL - Karnataka. As a VAT Compliance Specialist, you will be responsible for managing a team of investigation specialists/analysts who investigate buyer and/or seller transactions on Amazon.com platforms and take appropriate actions based on processes, tools, and...

  • Compliance Specialist

    4 weeks ago


    Bengaluru, Karnataka, India Corporation Service Company Full time

    Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at Corporation Service Company. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our business operations and maintaining a strong compliance culture.Key ResponsibilitiesReview client files and perform client due diligence and...