Strategic Compliance Manager

4 weeks ago


Kolkata, West Bengal, India Fast Career Consultants Pvt Ltd Full time
Job Title: Compliance Officer - Stock Exchange

Company: Fast Career Consultants Pvt Ltd

Job Summary:
We are seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for managing all regulatory operations at our company, liaising with external regulators and trading members, and empowering investors about products and services.

Key Responsibilities:

  • Manage all regulatory operations at the company
  • Liaise with external regulators and trading members
  • Empower investors about products and services
  • Oversee the operations of all departments, including membership, inspection, audit, and IGC
  • Liaise with external regulators, such as SEBI, Ministry of Corporate Affairs, and Police Officials
  • Reply to SEBI regional office queries and manage directives and requests
  • Address member queries and expectations
  • Handle all grievances from members and escalate them to the Head Office
  • Build relationships with members, financial organizations, and other related organizations
  • Develop subordinates through continuous mentoring and identifying training needs
  • Resolve conflicts in the office through dialogues and discussions


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