Surveillance Leader

Job Title: Market Integrity Officer

Job Purpose: As a key member of our organization's leadership team, we are seeking an experienced professional to provide strategic guidance and oversight of our surveillance function. The successful candidate will be responsible for ensuring effective detection, investigation, and prevention of market abuse or misconduct.

Key Responsibilities:

• Supervise the investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators, identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures.
• Develop, test, and deploy surveillance systems, creating a comprehensive surveillance framework, SOPs. Drive the selection, implementation, and enhancement of surveillance platforms, analytics tools, and AI-based monitoring systems.
• Lead, mentor, and develop the surveillance team; ensure continuous skill enhancement in regulatory and analytical domains.
• Benchmark against global best practices; introduce process improvements and automation to enhance efficiency.
• Presentation of periodic surveillance reports, risk dashboards, and key metrics to senior management.
• Establish and periodically update surveillance policies, escalation protocols, and investigation frameworks.
• Ensure adherence to SEBI, stock exchange, and other regulatory guidelines; liaison with regulators, interact with market participants, other exchanges act as the primary point of contact for regulatory queries and inspections.
• Collaborate with Compliance, Risk, Technology, and Business teams to ensure integrated risk management and swift issue resolution.
• Stay ahead of regulatory expectations and market behaviors, acting pre-emptively to protect market integrity.

Requirements:

• MBA (in finance), CA, CS
• Minimum relevant experience of 5 - 10+ years.
• Knowledge of equity and equity derivatives market
• Knowledge of tools and programming used for analysis and report creation.

Awarding Competitive Remuneration Package:

We offer a competitive remuneration package that aligns with industry standards and reflects the value you bring to our organization. Our benefits include a comprehensive range of perks designed to support your personal and professional growth.