Compliance Regulatory Testing Senior Analyst

Job OverviewCitibank N.A. India is seeking a highly skilled Compliance Regulatory Testing Specialist to join our team in Mumbai.About the RoleThis is a full-time position responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Risk Management Sr. Analyst performs risk-based testing of...

About UsApollo Global Management, Inc. is a global alternative asset manager that seeks to provide clients with excess return at every point along the risk-reward spectrum from investment grade to private equity.Our Purpose and Core ValuesWe strive to be the leading provider of retirement income solutions to institutions, companies, and individuals, the...

About HRhelpdesk:We are a new age digital lender, focusing on Micro, Small, and Medium Enterprises (MSMEs). As a Systemically Important, Non-Deposit taking Non-Banking Financial Company (NBFC-ND-SI), we offer tailored products to meet the dynamic needs of small businesses.Job Profile:Key Responsibilities:Compliance Policy Implementation - Collaborate with...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management's (ICRM) Compliance Independent Assessment (CIA) team, responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks to assess the...

Serves as a regulatory risk expert for Citicorp Services India Private Limited's Compliance Surveillance team responsible for designing, implementing, and overseeing a suite of surveillances aimed at detecting behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

About the RoleApollo Global Management, Inc. is seeking a highly motivated and detail-oriented Compliance Analyst to join its Legal, Tax, and Compliance team on the Regulatory Compliance vertical.The Compliance Analyst will work closely with members of the team to ensure compliance with regulatory requirements imposed by the SEC, FINRA, and certain non-US...

About the RoleApollo Global Management, Inc. is seeking a highly motivated and detail-oriented Compliance Analyst to join its Legal, Tax, and Compliance team on the Regulatory Compliance vertical.The Compliance Analyst will work closely with members of the team to ensure compliance with regulatory requirements imposed by the SEC, FINRA, and certain non-US...

At F3400 FTAM (India) Pvt Ltd, OIC Mumbai Branch, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams...

About Guiltfree Industries Limited: At Guiltfree Industries Limited, we are a leading player in the FMCG industry, committed to delivering high-quality products that cater to the evolving needs of our customers. We are seeking a highly skilled and experienced Senior FSSAI Regulatory Compliance Specialist to join our team and help us maintain our position as...

Job SummaryCiticorp Services India Private Limited seeks a Compliance Risk Analyst Senior to join our team in Mumbai. As a key member of the Compliance Independent Assessment (CIA) team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key ResponsibilitiesDevelop, implement, and...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the design and effectiveness of key controls,...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the design and effectiveness of key...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing of Citi’s compliance...

Job Summary:We are seeking a highly skilled Compliance Risk Management Senior Analyst to join our team at 12542 Citicorp Services India Private Limited. The successful candidate will be responsible for assessing compliance risks and controls implemented by our first and second line of defense.Key Responsibilities:Develop and implement compliance...

Job DescriptionThe Compliance Department at 9478 Deutsche India Private Limited plays a critical role in protecting the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting a culture of Compliance.The position of Regulatory Control Senior Advisor is based in Mumbai and requires the...

About ApolloApollo Global Management, Inc. is a global alternative asset manager seeking a highly motivated and detail-oriented Compliance Analyst to join its Legal, Tax, and Compliance team. The successful candidate will work closely with team members to ensure compliance with regulatory requirements imposed by the SEC, FINRA, and non-US regulators.Key...

Job Summary:The Regulatory Reporting Intermediate Analyst is a developing professional role that involves preparing and submitting various Bank Regulatory Reports in accordance with predefined metrics and timelines.Key Responsibilities:As a Regulatory Reporting Intermediate Analyst, you will be responsible for:Preparing and submitting Bank Regulatory Reports...

About This RoleApollo Global Management, Inc. is seeking a skilled Compliance Analyst to join our team. In this role, you will play a critical part in ensuring our global investment platform operates within regulatory guidelines.Key ResponsibilitiesAs a Compliance Analyst, you will work closely with our Compliance team to:Conduct timely reviews of electronic...

The Regulatory Reporting Analyst is a key role within our team, responsible for the preparation and filing of various Bank Regulatory Reports. This position requires attention to detail and the ability to work collaboratively with stakeholders to implement process changes, improve productivity, and optimize reporting efficiency.Responsibilities:Prepare and...

Job Title: Senior Analyst AMLAt Interactive Brokers, we are seeking a highly skilled Senior Analyst AML to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the integrity of our financial systems and processes.Responsibilities:Design and execute comprehensive testing plans to validate the effectiveness of...