Senior Compliance Professional
1 week ago
The primary responsibility of this role is to ensure that all funds operated by Avenue Code are compliant with regulatory requirements. The selected candidate will be responsible for conducting audits, reviewing financial statements, and ensuring that all regulatory filings are completed accurately and in a timely manner.
This position also involves collaborating with internal teams to ensure seamless operations, developing and implementing policies and procedures, and staying up-to-date with changes in regulatory requirements. Additionally, the successful candidate will be responsible for communicating with investors and stakeholders regarding fund performance and regulatory matters.
The ideal candidate will have 7+ years of experience in a similar role and a strong understanding of regulatory requirements. They will be able to work independently and as part of a team, possess excellent communication skills, and be able to maintain confidentiality when dealing with sensitive information.
Responsibilities:
- Conduct audits and reviews of financial statements
- Ensure regulatory compliance
- Collaborate with internal teams to ensure seamless operations
- Develop and implement policies and procedures
- Stay up-to-date with changes in regulatory requirements
About Avenue Code:
We are a leading provider of investment solutions, dedicated to providing our clients with exceptional service and value-added expertise. If you are a motivated and experienced professional looking for a new challenge, we encourage you to apply for this exciting opportunity.
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