Document Control and Compliance Expert

7 days ago

Lucknow, Uttar Pradesh, India Mantras2Success Full time

Mantras2Success Overview

We are a $13 billion conglomerate with a presence across various sectors: Steel, Energy, Minerals, Port & Infrastructure, Cement, Ventures & Paints across India, the US, South America & Africa.

Leveraging our extensive distribution network & supply chain management experience, we bring to India our B2B E-commerce Platform.

This is a growth-oriented tech company that is building the most preferred one-stop, omni-channel & integrated tech-led offering for MSMEs, Individual Home Builders (IHBs) & turn-key construction contractors.

About the Role

We are seeking a dynamic and detail-oriented professional to manage daily operations and legal documentation processes, ensuring compliance, efficiency, and streamlined workflows.

This role combines expertise in NBFC operations, regulatory compliance, and legal data management. The ideal candidate will play a pivotal role in coordinating with internal teams, maintaining legal records, and delivering operational excellence.

Key Responsibilities:

  • Oversee daily operations related to NBFC activities, ensuring smooth execution and compliance with regulatory requirements.
  • Implement strategies to enhance operational efficiency and service delivery.
  • Coordinate with internal departments, including finance, sales, and customer service, to streamline workflows and ensure timely activation of accounts, products, or services.
  • Serve as a point of contact for customers, addressing queries and resolving issues related to documentation and activations.

Documentation Management:

  • Manage documentation processes, ensuring timely and accurate record-keeping and activation of accounts or services.
  • Oversee the storage, retrieval, and organization of legal and operational documents in accordance with company policies.
  • Conduct regular audits of documentation to ensure accuracy, completeness, and compliance.

Legal Operations:

  • Accurately input and maintain legal data in internal systems, ensuring proper tracking of legal documents, contracts, and cases.
  • Identify discrepancies or errors in documents/data and escalate them for correction.
  • Regularly update and maintain legal trackers, MIS, and other reporting tools.
  • Assist in uploading and managing legal documents in digital systems.

Regulatory Compliance:

  • Ensure adherence to internal policies and regulatory requirements across all operational activities.
  • Collaborate with the compliance team to stay updated on regulatory changes and their implications on operations.

Reporting and Analysis:

  • Prepare and submit operational reports to senior management, offering insights and recommendations for improvement.
  • Maintain and analyze trackers to identify trends, discrepancies, and areas for enhancement.

Cross-functional Collaboration:

  • Work closely with sourcing, finance, planning, and quality assurance teams to ensure alignment of goals and seamless operations.
  • Support logistics and operational processes by coordinating with relevant stakeholders.

Qualifications:

  • Bachelor's degree in Business Administration, Law, or a related field (MBA preferred).
  • Proven experience in NBFC operations, legal documentation, or compliance-related roles.
  • Strong understanding of operational workflows, regulatory requirements, and legal documentation processes.
  • Proficiency in data entry, document management systems, and reporting tools (experience with SAP or similar systems is a plus).
  • Excellent communication, problem-solving, and organizational skills.

Salary Range: Upto 5 LPA, depending on your qualifications and experience. We offer a competitive compensation package along with opportunities for growth and development within the organization.

  • Document Control Manager

    2 weeks ago

    Lucknow, Uttar Pradesh, India Mantras2Success Full time

    Embark on a challenging career as a Document Control Manager at Mantras2Success, where you will be responsible for ensuring the smooth execution of daily operations related to NBFC activities.The ideal candidate will possess strong analytical and reporting skills, with proficiency in data entry, document management systems, and reporting tools.As a key...

  • Risk Management Professional

    3 weeks ago

    Lucknow, Uttar Pradesh, India DBS Bank Full time

    DBS Bank is a leading financial institution in Asia, committed to providing excellent service and innovative solutions to its customers. We are currently seeking a highly skilled Risk Management Professional - Compliance and Governance Expert to join our team.We offer a competitive salary of ₹2,500,000 per annum, along with a range of benefits including...

  • Quality Assurance and Control Specialist

    3 weeks ago

    Lucknow, Uttar Pradesh, India Larsen & Toubro Full time

    About the RoleWe are seeking an experienced Quality Assurance and Control Specialist to join our team at Larsen & Toubro. In this role, you will be responsible for ensuring the overall quality of products and services delivered to our customers.Key ResponsibilitiesProject Quality Management: Lead the project quality management process, including preparation...

  • Quality Assurance Expert

    3 weeks ago

    Lucknow, Uttar Pradesh, India SHININGSTARS INSTITUTIONS AND TRAVELS PRIVATE LIMITED Full time

    Welcome to Shiningstars Institutions and Travels Private Limited, a leading organization that prides itself on delivering exceptional services. We are currently seeking an experienced Quality Manager to join our team in Lucknow.The ideal candidate will be responsible for ensuring the quality of our products and services, meeting all necessary requirements...

  • AML Compliance Officer

    3 weeks ago

    Lucknow, Uttar Pradesh, India Genpact Full time

    About the RoleWe are seeking a highly skilled and experienced AML Compliance Officer to join our team at Genpact. As an AML Compliance Officer, you will be responsible for conducting thorough investigations and reviews of client information to ensure compliance with regulatory requirements.Key Responsibilities:Conduct detailed investigations into client...

  • Security GRC Professional

    1 week ago

    Lucknow, Uttar Pradesh, India HCLTech Full time

    HCLTech is seeking a seasoned Security GRC professional to join our team in Lucknow. As an expert in SAP Security, you will play a critical role in ensuring the integrity of our systems and data.About the RoleAs a key member of our security team, you will be responsible for designing and implementing security roles in SAP NetWeaver, ECC, HR security, BI...

  • Cybersecurity Expert for IT Network Infrastructure

    2 weeks ago

    Lucknow, Uttar Pradesh, India PTC Industries Limited Full time

    We are seeking a skilled Cybersecurity Expert to join our team at PTC Industries Limited. As a Sr. Engineer, IT Network, you will play a critical role in the design, implementation, and maintenance of robust IT network infrastructures while ensuring the highest levels of security and compliance.Key ResponsibilitiesDevelop and manage anti-virus solutions to...

  • Network Security Expert

    2 days ago

    Lucknow, Uttar Pradesh, India PTC Industries Limited Full time

    Join PTC Industries Limited as a seasoned Network Security Expert. We are seeking an experienced IT professional to lead our team in designing, implementing, and maintaining robust IT network infrastructures that ensure the highest levels of security and compliance.About the RoleThe ideal candidate will have 3-6 years of experience as a Network Engineer or...

  • Cloud Migration Expert

    2 weeks ago

    Lucknow, Uttar Pradesh, India Carnation Infotech Pvt Ltd Full time

    Job DescriptionWe are seeking a seasoned Cloud Migration Expert to join our team at Carnation Infotech Pvt Ltd. As a key player in our migration team, you will be responsible for designing, planning, and executing migration strategies from VMware to Red Hat OpenShift and Nutanix on Dell hardware.Key Responsibilities:Migrate Complex Workloads: Lead the design...

  • IT Network Security Expert

    3 days ago

    Lucknow, Uttar Pradesh, India PTC Industries Limited Full time

    Job DescriptionWe are seeking a highly skilled IT Network Security Expert to join our team at PTC Industries Limited. This is a full-time position that requires expertise in network architecture, cybersecurity protocols, and IT infrastructure management.Key ResponsibilitiesDesign and implement robust IT network infrastructures ensuring highest levels of...

  • Chief Financial Risk Manager

    3 weeks ago

    Lucknow, Uttar Pradesh, India Seth & Associates, Chartered Accountants Full time

    Job OverviewSeth & Associates, Chartered Accountants is a leading firm in Lucknow, founded in 1975 with a focus on precise consultancy in taxation, risk advisory, and audit.The company's multi-faceted approach to problem-solving has helped clients make informed financial decisions and achieve their goals.With a team of experienced partners and subject matter...

  • Senior SAP EWM Expert

    2 days ago

    Lucknow, Uttar Pradesh, India HCLTech Full time

    About the RoleWe are seeking a highly skilled Senior SAP EWM Expert to join our team at HCLTech.Job Description:This is an exciting opportunity for an experienced professional to leverage their expertise in SAP S4 HANA EWM implementation and support projects. The ideal candidate will have a strong understanding of warehouse business processes, technical...

  • Digital Solutions Expert

    1 day ago

    Lucknow, Uttar Pradesh, India Wbcom Designs Full time

    About Us:Wbcom Designs is a leading WordPress agency based in the Lucknow area, focusing on developing innovative digital solutions that help businesses thrive online. Our team is driven by creativity and innovation to deliver exceptional digital experiences.The Role:We are seeking an experienced Digital Solutions Expert to join our team. The ideal candidate...

  • Subject Matter Expert for Teacher Training

    3 weeks ago

    Lucknow, Uttar Pradesh, India Khan Academy Full time

    About the Role:The Schools Team at Khan Academy is seeking an accomplished Teacher Training Expert to spearhead the launch of a pilot program in India.The ideal candidate will possess a deep understanding of educational technology and be skilled in designing and delivering effective training programs for teachers and students.This 12-month contract-based...

  • SAP Business Warehouse on HANA Expert

    1 week ago

    Lucknow, Uttar Pradesh, India Innova ESI Full time

    Job Title: SAP Business Warehouse on HANA Expert">About Innova ESI: We are a dynamic and innovative company that specializes in providing cutting-edge solutions to our clients. Our team of experts is dedicated to delivering high-quality services that meet the evolving needs of our customers.">Estimated Salary: ₹ 25,00,000 - ₹ 50,00,000 per annum,...

  • Quality Assurance Director

    2 weeks ago

    Lucknow, Uttar Pradesh, India SHININGSTARS INSTITUTIONS AND TRAVELS PRIVATE LIMITED Full time

    We are a dynamic organization, SHININGSTARS INSTITUTIONS AND TRAVELS PRIVATE LIMITED, seeking an experienced Quality Manager to drive sustainable growth and preserve our reputation.The ideal candidate must be graduated with a strong understanding of quality standards and processes. At least 2 years of experience as a Quality Manager in any process in any BPO...

  • Anti-Money Laundering Analyst

    2 weeks ago

    Lucknow, Uttar Pradesh, India Escalent Full time

    Company OverviewEscalar's mission is to drive business growth through data-driven insights, and our team is at the forefront of this journey.We are seeking an Anti-Money Laundering Analyst to join our Compliance/Quality Assurance team, who will be responsible for conducting quality assessments of transactions and ensuring compliance processes are designed...

  • Travel and Expense Process Manager

    3 weeks ago

    Lucknow, Uttar Pradesh, India HCLTech Full time

    Overview:HCLTech is a leading technology company seeking an experienced Travel and Expense Process Manager to oversee the entire travel and expense process within our finance shared services team.About the Role:This is a key position responsible for managing a team of T&E specialists, ensuring compliance with company policies, optimizing and processing...

  • Regulatory Expert

    4 weeks ago

    Lucknow, Uttar Pradesh, India Mercados Energy Markets India Full time

        About the RoleMercados Energy Markets India is seeking a highly skilled and experienced Regulatory Support Consultant to provide comprehensive support in handling various day-to-day and routine regulatory matters related to regulatory bodies and other authorities.    ResponsibilitiesPrepare and submit comments on Capital Cost Petitions of...

  • MW Deployment Expert

    1 month ago

    Lucknow, Uttar Pradesh, India Vodafone Idea Limited Full time

    Job RoleTM - Infra Rollout (MW)Job Level/DesignationM1Function/DepartmentTechnology/ProjectsLocationCircles - Lucknow/TUPJob PurposeIn the highly competitive telecom business, technology is the key differentiator of customer satisfaction. This role will be accountable for FDD/BSC/RNC/TDD/MIMO/Small cell/MW/Dismantling/Reverse Logistics/Opex calculation/NSS...