Senior Compliance Specialist
1 day ago
About SMBC Group
">SMBC Group, a leading Japanese bank with strong credit ratings across the globe, offers personal, corporate and investment banking services to its extensive customer network spanning 39 countries and regions. The Asia-Pacific regional headquarters in Singapore provides global solutions for businesses expanding globally, particularly in Asia.
">Job Overview
">We are seeking an experienced Senior Compliance Specialist to join our team in Tokyo. As a key member of our compliance function, you will be responsible for conducting compliance testing and monitoring, submitting reports to management, and carrying out compliance risk assessments and action plans on an annual basis.
">Key Responsibilities:
">- ">
- Conduct compliance testing and monitoring as per Head Office and RBI guidelines (including submission of Tranche data).">
- Submit reports to management and local management committee.">
- Carry out compliance risk assessment and compliance action plan on an annual basis.">
- Follow up with department heads to ensure closure and rectification of compliance observations.">
Requirements:
">To succeed in this role, you will need:
">- ">
- A deep understanding of compliance functions in financial institutions (preferably foreign banks).">
- Compliance experience, preferably in internal audit of banks (foreign banks) or CA firms with experience in bank audits.">
- 4-8 years of relevant experience.">
- Bachelor's or Master's degree in relevant fields; professional degrees or diplomas preferred.">
Estimated Salary: ¥7,000,000 - ¥10,000,000 per annum
">This is an exceptional opportunity to work with a leading Japanese bank and contribute to the growth and success of our organization.
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