Senior Compliance Officer, Stock Broking

ICICIDirect is seeking an experienced Chief Compliance Officer for its broking operations. This senior role will be responsible for ensuring the company's compliance with relevant laws and regulations.Job SummaryWe are looking for a highly skilled professional to lead our compliance function, providing guidance and support to ensure that our business...

Job Title: Compliance ManagerJob Summary:White Force Outsourcing Pvt Ltd is seeking a Compliance Manager to oversee regulatory compliance in our stock broking business. The ideal candidate will have experience in concurrent and internal audits, as well as inspections by SEBI/CDS.Key Responsibilities:1. Ensure regulatory compliance in our stock broking...

**Job Summary**We are seeking a highly skilled Compliance Officer to join our team at White Force Outsourcing Pvt Ltd. As a key member of our compliance team, you will be responsible for ensuring that our stock broking business operates in accordance with regulatory requirements.**Key Responsibilities**Conduct regulatory compliance reviews and audits to...

We're seeking a seasoned professional to join our team as a Senior Risk Management Specialist. This role involves overseeing the risk management processes of our stock broking business, ensuring compliance with exchange rules and regulations.About the JobAs a Senior Risk Management Specialist, you'll be responsible for managing and mitigating risks...

Job DescriptionAbout Paytm Money LimitedPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. The company aims to provide a simplified user experience and enable users to start their investment journey with zero paperwork,...

Job DescriptionAs a Company Secretary/Compliance Officer at Coverfox Insurance Broking Pvt Ltd, you will be responsible for ensuring that the company complies with all relevant laws and regulations. This includes maintaining accurate records, conducting research on legal matters, and drafting legal correspondence. Additionally, you will be responsible for...

**Job Title:** Compliance ManagerAt White Force Outsourcing Pvt Ltd, we are seeking a highly skilled Compliance Manager to join our team. The successful candidate will be responsible for ensuring regulatory compliance in our stock broking business.**Key Responsibilities:**Concurrent and Internal Audits and Inspection by SEBI/CDSAssisting in regulatory...

Job Title: Operational Head for the Broking IndustryOverview:We are seeking an experienced Operational Head to lead our broking operations. The successful candidate will be responsible for overseeing the day-to-day activities of our broking company.Key Responsibilities:Managing processes to ensure compliance with regulatory requirements and improving...

Job Profile:As a Compliance Officer at AK Capital, you will be responsible for ensuring compliance with various regulations, including SEBI (Stock-Brokers) Regulations, 1992, SEBI (Non-Convertible Securities) Regulations, 2021, and Prevention of Money Laundering Act, 2002. Your key responsibilities will include drafting, vetting, and reviewing legal...

Stock Market AdvisorAt GenZS Recruitment Solutions, we're seeking a skilled Stock Market Advisor to join our team. The successful candidate will have a strong background in stock broking and be able to advise HNI/Ultra HNI clients on currency & commodity products. Key responsibilities will include individually handling clients with a book size of 25 lacs &...

Job Overview:As a Company Secretary/Compliance Officer at Coverfox Insurance Broking Pvt Ltd, you will play a pivotal role in ensuring the company's compliance with various regulatory requirements. Your expertise in ROC compliances, secretarial compliances, Companies Act Compliances, RBI Compliances, FEMA Regulations, and IRDAI Regulations will be...

Stock Broking EntityWe are looking for experienced professionals who have worked with reputable stock broking entities, wealth management companies, or banks, with a minimum experience of 5 years in secondary markets and a good network of clients.The ideal candidate will possess excellent communication skills, be able to identify buying powers and risk...

About the CompanyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant, dedicated to providing simplified user experiences and facilitating investment journeys with zero paperwork and seamless digital KYC. Our services encompass Equity & Derivatives trading, Depository services, and investment in IPOs. We are registered with PFRDA...

We are seeking a seasoned Stock Market Specialist to join our team at LifeMagic Group. As a key member of our Stock Broking entity, you will be responsible for managing client relationships and providing expert investment advice.Key Responsibilities:Acquire and retain high net worth clients through strategic networking and relationship-building.Provide...

Head of Operations - Financial ServicesAt Choice TechLab Solutions Pvt Ltd, we are seeking an experienced Head of Operations - Financial Services to oversee the day-to-day operational activities of our broking company. This role involves managing processes, ensuring compliance with regulatory requirements, improving efficiency, and leading the operations...

Job Title: Sales Manager ~ Stock brokingAbout Us: LifeMagic Group is a leading provider of financial services, and we are currently seeking an experienced Sales Manager to join our team in the stock broking division.Job Summary: We are looking for a highly skilled and experienced Sales Manager to manage a portfolio of clients and provide them with expert...

Company OverviewMialtus Insurance Broking Pvt Ltd is a professional services firm dedicated to insurance broking and risk management consulting services. With our head office in Mumbai, we prioritize delivering exceptional services that go beyond contractual obligations. We focus on building lasting relationships with our clients and providing value-driven...

Job Profile:To ensure regulatory compliance with various financial regulations, including SEBI (Stock-Brokers) Regulations, 1992, SEBI (Non-Convertible Securities) Regulations, 2021, SEBI (Intermediaries) Regulations, 2008, and the Prevention of Money Laundering Act, 2002.Responsibilities:To draft, vet, and review legal documents such as Standard Operating...

Job Title: Compliance ManagerLocation: NAWe are seeking a Compliance Manager to join our team at White Force Outsourcing Pvt Ltd. The ideal candidate will oversee regulatory compliance in our stock broking business and assist in concurrent and internal audits and inspections by SEBI/CDS.Key Responsibilities:Ensure adherence to regulatory requirements and...

Job Overview:The Head of Operations is responsible for overseeing the day-to-day operational activities of the broking company. This role involves managing processes, ensuring compliance with regulatory requirements, improving efficiency, and leading the operations team.Key Responsibilities:Oversee back office operations, including trade execution,...