Unity Small Finance Bank | Governance, Risk and Compliance

4 days ago

mumbai, India Unity Small Finance Bank Full time

The GRC team member will be the single point of contact within SME Business Unit for:


  • Undertaking Op Risk reporting[s] (Op Loss, Near Miss, KRI etc.).
  • Issue closures emanating from various sources [Op Risk / Audits / Others].
  • Testing [RCSA] & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating in line with approved SOP / New products & processes / Guidelines. The testing could be in the form of Concurrent Audit to provide assurance to the Unit Head that controls within the Unit are working effectively.
  • Owning the PAC / SOP / Outsourcing process within the SME Business. Establishing appropriate risk culture within the SME Business (e.g. no product/process should be launched without PAC / SOP update / Required assessments & clearances).
  • Undertaking BCP for the SME Business (Documentation [BIA and BCP] & Testing).
  • Ensure all Regulatory Reporting(s) for the Unit are undertaken accurately & on time.
  • Will operate as SPOC for other risk control purposes (IFC / RBI / Audit / Compliance) etc.
  • Keeping an overview of Budgets and highlight variations to ensure the overall cost is under control and monitor the productivity for the SME Business.
  • Constitute a BORC and conduct meetings at an agreed frequency, circulate minutes, generate ATR.
  • Maintaining Unit’s risk-related records & documentation and be able to guide on Policies / Processes.


  • Required Qualifications:
  • Graduate / Postgraduate with a minimum 5 – 7 years’ experience in First / Second / Third Line of defence.
  • Experience with Initial Funding/Startup Funding, Venture Debt, Structured Finance, Vendor Financing for ticket size of 5-25CR
  • Experience in liabilities business for SME customers
  • Experience in the relevant area of SME Business Unit within a Bank with a good knowledge of Banking products.
  • A Professional Degree will be an added advantage.
  • Understanding of industry trends and developments as well as their impact on the Bank.
  • Strong communication and writing / analytical skills & fluent in written and verbal English.

  • Unity Small Finance Bank | Governance, Risk and Compliance

    2 days ago

    mumbai, India Unity Small Finance Bank Full time

    The GRC team member will be the single point of contact within SME Business Unit for:Undertaking Op Risk reporting(s) (Op Loss, Near Miss, KRI etc.).Issue closures emanating from various sources (Op Risk / Audits / Others).Testing (RCSA) & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating in...

  • Unity Small Finance Bank | Governance, Risk and Compliance

    4 days ago

    Mumbai, India Unity Small Finance Bank Full time

    The GRC team member will be the single point of contact within SME Business Unit for:Undertaking Op Risk reporting(s) (Op Loss, Near Miss, KRI etc.).Issue closures emanating from various sources (Op Risk / Audits / Others).Testing (RCSA) & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating in...

  • Unity Small Finance Bank | Governance, Risk and Compliance

    4 days ago

    mumbai, India Unity Small Finance Bank Full time

    The GRC team member will be the single point of contact within SME Business Unit for: Undertaking Op Risk reporting(s) (Op Loss, Near Miss, KRI etc.). Issue closures emanating from various sources (Op Risk / Audits / Others). Testing (RCSA) & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating...

  • Strategic Risk and Compliance Specialist

    3 days ago

    Mumbai, Maharashtra, India Unity Small Finance Bank Full time

    Job OverviewWe are seeking an experienced Strategic Risk and Compliance Specialist to join our SME Business team at Unity Small Finance Bank. This role will be responsible for ensuring the effective management of risks and compliance within the SME Business Unit.

  • Governance, risk and compliance

    2 days ago

    Mumbai, India Unity Small Finance Bank Full time

    The GRC team member will be the single point of contact within SME Business Unit for:Undertaking Op Risk reporting(s) (Op Loss, Near Miss, KRI etc.).Issue closures emanating from various sources (Op Risk / Audits / Others).Testing (RCSA) & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating in...

  • Governance, Risk and Compliance

    4 days ago

    Mumbai, India Unity Small Finance Bank Full time

    The GRC team member will be the single point of contact within SME Business Unit for: Undertaking Op Risk reporting[s] (Op Loss, Near Miss, KRI etc.). Issue closures emanating from various sources [Op Risk / Audits / Others]. Testing [RCSA] & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating in...

  • Governance, Risk and Compliance

    4 days ago

    Mumbai, India Unity Small Finance Bank Full time

    The GRC team member will be the single point of contact within SME Business Unit for: Undertaking Op Risk reporting(s) (Op Loss, Near Miss, KRI etc.). Issue closures emanating from various sources (Op Risk / Audits / Others). Testing (RCSA) & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating...

  • Governance, Risk and Compliance

    3 days ago

    Mumbai, India Unity Small Finance Bank Full time

    The GRC team member will be the single point of contact within SME Business Unit for: Undertaking Op Risk reporting[s] (Op Loss, Near Miss, KRI etc.). Issue closures emanating from various sources [Op Risk / Audits / Others]. Testing [RCSA] & gap remediation. Owns the RCM document / Compliance Checklist for SME and is responsible for its periodic updating in...

  • Unity Small Finance Bank

    4 weeks ago

    Mumbai, India Unity Small Finance Bank Full time

    - Oversee the team and ensure that all treasury activities are carried out in accordance with approved policies and guidelines.- Assisting Head of Treasury Operations in managing entire FX Operations including but not limited to Nostro Recon, FX Card settlements, FX Prop deals settlements, FX inward / outward remittance etc.- Reports to the Treasury...

  • Unity Small Finance Bank

    2 weeks ago

    Mumbai, India UNITY SMALL FINANCE BANK LIMITED Full time

    Looking for Credit - Lead who can handled Credit underwriters team1. Make recommendations about procedural/policy changes to the Head of Risk2. Keep an up-to-date information on key Credit issues ( for example legal, market risk and compliance issues )3. Assist to enhance the quality of credit applicationsQualification Requirements :- 5 years relevant...

  • Unity Small Finance Bank | Investor Relations | mumbai

    5 days ago

    Mumbai, India Unity Small Finance Bank Full time

    Key Responsibilities:1.Financial Communication⁻ Prepare quarterly reports, press releases, and other financial disclosures.⁻ Develop and maintain investor presentation materials, fact sheets, and press releases.2.Investor Engagement⁻ Organize and coordinate investor meetings, roadshows, and earnings calls.⁻ Respond to investor inquiries with accurate...

  • Unity Small Finance Bank | Investor Relations | mumbai

    6 days ago

    mumbai, India Unity Small Finance Bank Full time

    Key Responsibilities:1. Financial Communication⁻ Prepare quarterly reports, press releases, and other financial disclosures.⁻ Develop and maintain investor presentation materials, fact sheets, and press releases.2. Investor Engagement⁻ Organize and coordinate investor meetings, roadshows, and earnings calls.⁻ Respond to investor inquiries with...

  • Unity Small Finance Bank | Investor Relations | mumbai

    6 days ago

    mumbai, India Unity Small Finance Bank Full time

    Key Responsibilities: 1. Financial Communication ⁻ Prepare quarterly reports, press releases, and other financial disclosures. ⁻ Develop and maintain investor presentation materials, fact sheets, and press releases. 2. Investor Engagement ⁻ Organize and coordinate investor meetings, roadshows, and earnings calls. ⁻ Respond to investor inquiries...

  • AU SMALL FINANCE BANK | Market Risk Manager | mumbai

    1 week ago

    Mumbai, India AU SMALL FINANCE BANK Full time

    We are hiring for Market risk professional with relevant experience of forex & derivatives based out at Mumbai.Work Experience - 3+ Years of banking experience with forex & derivatives expertise.Job Responsibility :-Assess risk management systems problems and comply with market risk policiesComply with SLA for delivery of risk reportsEnsure strict...

  • AU SMALL FINANCE BANK | Market Risk Manager | mumbai

    3 weeks ago

    mumbai, India AU SMALL FINANCE BANK Full time

    We are hiring for Market risk professional with relevant experience of forex & derivatives based out at Mumbai. Work Experience - 3+ Years of banking experience with forex & derivatives expertise. Job Responsibility :- Assess risk management systems problems and comply with market risk policies Comply with SLA for delivery of risk reports Ensure strict...

  • AU SMALL FINANCE BANK | Market Risk Manager | mumbai

    3 weeks ago

    mumbai, India AU SMALL FINANCE BANK Full time

    We are hiring for Market risk professional with relevant experience of forex & derivatives based out at Mumbai. Work Experience - 3+ Years of banking experience with forex & derivatives expertise. Job Responsibility :- Assess risk management systems problems and comply with market risk policies Comply with SLA for delivery of risk reports Ensure strict...

  • AU SMALL FINANCE BANK | Market Risk Manager | mumbai

    3 weeks ago

    mumbai, India AU SMALL FINANCE BANK Full time

    We are hiring for Market risk professional with relevant experience of forex & derivatives based out at Mumbai.Work Experience - 3+ Years of banking experience with forex & derivatives expertise.Job Responsibility :-Assess risk management systems problems and comply with market risk policiesComply with SLA for delivery of risk reportsEnsure strict compliance...

  • Head of Market Risk

    2 weeks ago

    Mumbai, India Unity Small Finance Bank Full time

    1.Portfolio Risk Management- A cross asset top-down view for senior management to understand the various market risks across the trading and banking landscape that Unity Bank is exposed to; including highlighting material risks whether they are driven by individual trades or caused by concentrations or market liquidity concerns.2.Responsible for the...

  • AU SMALL FINANCE BANK | Market Risk Manager | mumbai

    1 week ago

    Mumbai, India AU SMALL FINANCE BANK Full time

    We are hiring for Market risk professional with relevant experience of forex & derivatives based out at Mumbai.Work Experience- 3+ Years of banking experience with forex & derivatives expertise.Job Responsibility :-Assess risk management systems problems and comply with market risk policiesComply with SLA for delivery of risk reportsEnsure strict compliance...

  • Market Risk Manager

    6 days ago

    Mumbai, Maharashtra, India AU SMALL FINANCE BANK Full time

    Job Title:Market Risk Manager - Treasury ExpertAbout the Role:We are seeking a seasoned Market Risk Manager to join our team at AU SMALL FINANCE BANK. This is a fantastic opportunity for an experienced professional to lead our treasury risk management efforts and contribute to the bank's growth.Responsibilities:Assess and mitigate market risks associated...