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Bbplc Chief Compliance Office

1 month ago


Pune Maharashtra, India Barclays Full time

Job Title: BBPLC Chief Compliance Office
Location: Pune

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective
Take ownership for managing risk and strengthening controls in relation to the work you do.

Working Flexibly

Hybrid Working
Structured hybrid role:
Introduction
The role supports the BBPLC Chief Compliance Office in ensuring that the BBPLC Chief Compliance Officer (CCO) and the BBPLC Money Laundering Reporting Officer (MLRO) is effectively discharging their duties and commitments, with an appropriate level of assurance and:

- Providing pro-active, value-added professional advice, recommendations and decisions on running of the function and acting as a trusted advisor to the CCO and their management team, supporting the function to continue building on its ongoing operation as a leading Compliance function.
- Ensuring effective processes are in place for the CCO to be aware of key Compliance, Conduct and Reputation risks and issues across the BBPLC businesses and help manage the BBPLC Compliance function in its operation.
- Helping the CCO and MLRO to manage business and regulatory engagements, the BBPLC Compliance operating model and wider Compliance strategy.
- Supporting the global alignment and consistency of strategic and operational activities, including decision making, across BBPLC Compliance, as well alignment with broader Compliance-wide initiatives.
- Supporting key strategic projects across Global Compliance

What will you be doing?
- The production of functional governance reporting materials and supporting on inputs into executive and board governance reporting.
- Supporting to prepare the CCO and MLRO for all engagements, including briefings and creating material for board, executive and regulatory audiences.
- Supporting in overseeing and managing the flow of information across BBPLC Compliance to ensure the CCO and MLRO is informed and understands the views of the BBPLC Compliance organisation.
- Working with the CCO and MLRO to manage BBPLC Compliance’s organisational design, budget and hiring.
- Supporting the CCO and MLRO in identifying and managing key priorities for the BBPLC Compliance team, driving the agenda, tracking actions and deliverables to ensure timely resolution and forward momentum.

What we’re looking for:

- Strong writing and presentation skills, able to quickly process and synthesise complex or sensitive matters down to succinct and accurate summary/ key messages for executive management.
- Practical experience of Governance and Reporting, including related information flows and processes, with experience of assessing risk.
- Ability to work autonomously, to prioritise, plan and organise work efficiently and effectively to deliver promptly and reliably.
- Intellectually curious and a self-starter.
- Creative mindset with a strong interest in strategic projects.
- Strong Word, PowerPoint and Excel skills.

Skills that will help you in the role:

- Knowledge of the financial industry, able to grasp new technical topics quickly.
- Some experience in the formulation and implementation of strategic initiatives.
- Experience of Compliance, Conduct and Reputation Risks and the related control environment.
- Track record of successful delivery of change and improvement programs.

Where will you be working?
Pune

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.
Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.
Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.
Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.

Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.
Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse pe