Compliance Officer- Broking Firm

Roles and ResponsibilitiesTalent Corner is seeking a seasoned Product Manager to lead our broking firm's product development in Mumbai.Key Responsibilities:5+ years of experience in broking firms as a Product ManagerExcellent coordination skillsStrong strategy and developer team collaborationDesired Candidate ProfileApplicants should have a strong background...

**Job Summary:**We are seeking a highly experienced Senior Compliance Officer to join our team at Mangalam Placement Pvt Ltd in Mumbai. As a key member of our compliance department, you will be responsible for ensuring the company's adherence to regulatory requirements and maintaining a strong risk management framework.**Key Responsibilities:Regulatory...

ICICIDirect is seeking an experienced Chief Compliance Officer for its broking operations. This senior role will be responsible for ensuring the company's compliance with relevant laws and regulations.Job SummaryWe are looking for a highly skilled professional to lead our compliance function, providing guidance and support to ensure that our business...

**Role Overview**: - Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...

Job DescriptionAs a Company Secretary/Compliance Officer at Coverfox Insurance Broking Pvt Ltd, you will be responsible for ensuring that the company complies with all relevant laws and regulations. This includes maintaining accurate records, conducting research on legal matters, and drafting legal correspondence. Additionally, you will be responsible for...

Centrum Financial Services Limited Centrum Financial Services Limited (CFSL) is an NBFC-CIC. It holds majority stake in Unity Small **Company** Finance Bank and will also be the holding company of all the regulated businesses (Brokerage, Wealth management, Insurance broking, merchant banking, Asset Management etc.) of Centrum Group as an NOFHC...

Company OverviewTalent Corner is a leading broking firm based in Mumbai, India. We are committed to providing our clients with exceptional service and innovative solutions.

The ideal candidate will possess strong leadership skills, have strong analytical skills and ability to assess changes in regulations/ laws under which the products operate. The right candidate should be strong in decision making, problem solving and provide guidance to other stakeholders in complex situations.The candidate should have Strong acumen in...

The ideal candidate will possess strong leadership skills, have strong analytical skills and ability to assess changes in regulations/ laws under which the products operate. The right candidate should be strong in decision making, problem solving and provide guidance to other stakeholders in complex situations. The candidate should have Strong acumen in...

Job DescriptionAbout Paytm Money LimitedPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. The company aims to provide a simplified user experience and enable users to start their investment journey with zero paperwork,...

stock trading, Trading operator for stock broking firm **Salary**: ₹8,086.00 - ₹12,000.00 per month Schedule: - Day shift **Education**: - Bachelor's (preferred) **Experience**: - Microsoft Office: 1 year (required) - total work: 1 year (required) **Language**: - Hindi (required) - English (required) Ability to Commute: - Vashi, Navi Mumbai -...

The ideal candidate will possess strong leadership skills, have strong analytical skills and ability to assess changes in regulations/ laws under which the products operate. The right candidate should be strong in decision making, problem solving and provide guidance to other stakeholders in complex situations. The candidate should have Strong acumen in...

Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part and...

Job Title: Compliance ManagerJob Summary:White Force Outsourcing Pvt Ltd is seeking a Compliance Manager to oversee regulatory compliance in our stock broking business. The ideal candidate will have experience in concurrent and internal audits, as well as inspections by SEBI/CDS.Key Responsibilities:1. Ensure regulatory compliance in our stock broking...

Job Overview:As a Company Secretary/Compliance Officer at Coverfox Insurance Broking Pvt Ltd, you will play a pivotal role in ensuring the company's compliance with various regulatory requirements. Your expertise in ROC compliances, secretarial compliances, Companies Act Compliances, RBI Compliances, FEMA Regulations, and IRDAI Regulations will be...

**Job Summary**We are seeking a highly skilled Compliance Officer to join our team at White Force Outsourcing Pvt Ltd. As a key member of our compliance team, you will be responsible for ensuring that our stock broking business operates in accordance with regulatory requirements.**Key Responsibilities**Conduct regulatory compliance reviews and audits to...

The ideal candidate will possess strong leadership skills, have strong analytical skills and ability to assess changes in regulations/ laws under which the products operate. The right candidate should be strong in decision making, problem solving and provide guidance to other stakeholders in complex situations. The candidate should have Strong acumen in...