Compliance - Financial Crimes - Professional

2 weeks ago

Gurugram Haryana, India Kohlberg Kravis Roberts & Co. Full time

**COMPANY OVERVIEW**

KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of The Global Atlantic Financial Group.

**KIOPL Management Solutions India Private Limited** will provide best in class services and solutions to our internal stakeholders and clients, drive organization wide process efficiency and transformation, and reflect KKR's global culture and values of teamwork and innovation. The office will contain multifunctional business capabilities and will be integral in furthering the growth and transformation of KKR.

**TEAM OVERVIEW**

KKR’s Financial Crime Compliance team sits within the Compliance function. The team is responsible for the establishment, maintenance and oversight of the financial crime framework, which includes anti-money laundering, anti-bribery and corruption and sanctions.

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The role is lead the review, investigation and disposition of alerts generated through name screening. In addition, to the production of Management Information to test the efficacy and effectiveness of the program.

This is a full time role based onsite in the KKR Gurugram office.

**ROLES & RESPONSIBILITIES**
- Review and investigation of all alerts generated through name screening.
- Utilize screening tools to identify potential matches against regulatory watchlists, sanctions lists, politically exposed persons (PEPs) databases, and adverse media sources.
- Appropriate disposition of each alert with the requisite documentation and justification
- Liaise with relevant stakeholders to obtain information for the assessment.
- Investigate and resolve alerts generated by screening systems, escalating any suspicious findings to the appropriate channels.
- Conduct due diligence (DD) screenings on high-risk customers, transactions, and counterparties.
- Implement, review, and manage effective name screening compliance policies and procedures.
- Perform comprehensive client due diligence (CDD) reviews to verify the identity of clients and assess the nature of their business activities.
- Analyze documentation provided by clients to ensure compliance with regulatory standards and internal policies.
- Collaborate with other teams and stakeholders to obtain additional information or clarification as needed.
- Preparation, interpretation, and presentation of Management Information
- Keep up to date with the latest laws, regulations, and best practice developments in respect to financial crime name screening including but not limited to anti-money laundering (AML), counter-terrorist financing (CTF), and other financial crime regulations, assess the impact and make recommendations regarding necessary changes or enhancements.
- Able to link diverse information to build a full picture and spot inconsistencies and prepare detailed reports documenting due diligence findings and recommendations for further action around key findings and areas of concerns.

**QUALIFICATIONS**
- 3-4 years of work experience in financial crime compliance
- Experience in the financial crime compliance department of an investment banking, asset management firm and/or Private Equity preferred
- Strong technical financial crime knowledge, including Money Laundering, Terrorist Financing, Sanctions, Fraud, Bribery & Corruption, Facilitation of Tax Evasion and Modern Slavery including FATF recommendations, OFAC sanctions, and regional regulatory requirements.
- Experience working with screening tools such as Factiva, World-Check, LexisNexis, or Dow Jones Risk & Compliance will be of added advantage.
- Displays high intellectual curiosity and innovative mindset
- Demonstrates highest levels of integrity
- Focuses on delivery excellence and accountability
- Displays team-work orientation and is highly collaborative
- Builds strong relationships with local and global colleagues
- Team player
- Good communications skills, hands on, independent and proactive in carrying out investigations
- KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law._

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