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Regulatory Control Support
5 months ago
**Regulatory Control Support**:
**Job ID**:R0311123**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-02**Location**:Pune**Position Overview**:
**Jon Title: Regulatory Control Support**
**Location: Pune**
**Role Description**
Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening. Work includes:
- Implementing the global or regional strategy to establish and maintain the control frameworks designed to manage regulatory, monitoring, surveillance, employee compliance, transaction monitoring and client screening
- Ensuring operational discipline combined with regulatory risk awareness & investigative skills and warrants that workflows are governed by established policies, clearly defined processes, and escalation points
- Controls, Testing & Assurance (CT&A), which tests effectiveness of Key Controls and Risk Management Frameworks related to Compliance and Financial Crime Risk Types
- Providing Quality Assurance (QA)/Monitoring for certain financial crime risk related processes
**What we’ll offer you**
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
**Your key responsibilities**
- The Global IGM Change & Initiatives team will be responsible for all Change-the-Bank items and global process enhancements/alignment. Governance team is responsible for enhancing and overseeing the governance framework for the DWS IGM organization incl. the following responsibilities
- Establish and maintain Governance and Policy Framework for IGM and continuous adjustment of the platform to meet business and regulatory requirements
- In more detail:
- Enhancement of the Design and Operating Effectiveness of all key controls within IGM globally
- Global alignment of general processes in line with regional regulatory requirements
- Project and Initiatives management
- Coordination of internal and external Audit-/DueDilligence, RfP-requests and requests from the regulator
- Perform relevant Vendor Management obligations and internal processes
- India Oversight including trainings
- Maintenance of IGM Policy / Implementation Procedures and Internal Service Level Agreements**Your skills and experience**
**Domain Skills**
- 4 to 6 years of work experience within corporate financial services industry, Research/Analytics role in other Banks/KPOs etc
- Interest to support enhancing and implementing a governance framework for the business area
- Interest in Business Management tasks (Headcount and Cost Management)
- Excellent collaboration skills across teams
- Self-organised and structured
- Understanding of Reporting, Control, Compliance, Investigation/chasing functions in banks
- Interest in learning Investment Guideline and Know Your Client related reporting
- Good stakeholder management skills, collecting and aggregating commentary into Management presentations
- Analytical skills and Quality assurance for Management Reporting (plausibility checks, interpretation of data)
- Ability of working with various tools for pulling and aggregating data
- Advanced knowledge of MS Excel and MS PowerPoint is a must and knowledge of MS Access is preferred
**Communication and Reasoning skills**
- Good reading, comprehension, and critical reasoning skills
- Good analytical writing skills
- Good communication skills to communicate at all levels - onshore & stakeholders
**Technical skills**
- Advanced knowledge of MS Excel and MS PowerPoint is a must
- Excellent skills in summarizing and presenting complex topics in comprehensive manner
- Attention to details and quality
**Logical reasoning and problem solving**
- Ability to troubleshoot issues
- Ability to translate policies into routine processes
**Soft Skills**
- Ability to work independently and take ownership
- Flexibility while handling multiple cases of varying priorities
**Willingness to work in shifts**
**Educational Qualification**
- Graduates with good academic records
- German Language Skills (Speak and Write)
- Level B2 is preferrable
**How we’ll support you**
- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
**About us and our teams**
Please visit our company website for further information:
Our values define the working environment we strive to create - diverse,