Financial Analyst
1 week ago
- Overall, this position will be a part of the Financial Reporting Cluster. It is a new role and will primarily support the Controls and Compliance function and will be part of Regulatory Reporting team. The job would entail the following activities:- Ensuring compliance with AXP Process Risk Self-Assessment (PRSA) policy/guidelines for the process which includes updating risk assessment questionnaires (RAQ), controls and process flow reviews, controls self-testing and assertions, quarterly certification etc.- Managing business continuity plan (BCP) and business impact analysis (BIA) functions for the process including BCP and BIA certification, performing BCP exercises- Ensuring compliance with other AXP policies related to controls and compliance e.g. records management, SOX. This includes ensuring compliance with AXP records management policies, soft copy and hard copy records purging- Maintaining documentation in Archer- Partnering/ co-ordinating with various teams such as Operational Risk Excellence team, Global Records Management team, Regulatory Reporting teams, Regulatory Assurance, Quality Assurance, Subject Matter Experts and Global Reporting leaders etc.- Supporting projects to geared towards enhancing controls and compliance in the organization / process- Supporting the Managers and Director in responding to inquiries of (i) Federal Reserve; (ii) GCO; and (iii) other regulatory related or internal inquiries.
Qualifications
- Must have worked on control & compliance framework- Knowledge of SOX/ PRSA is preferable- Regulatory/ external reporting experience is required
Required Skills
- Chartered Accountant/CPA only- Prior experience with U.S. regulatory/SEC reporting or public accounting a plus- At least 1+ years' experience in Accounting/Reporting
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