Manager/ Sr. Manager – Risk Management_Mutual Fund_Mumbai

4 months ago


mumbai, India Arin Consultancy Private Limited Full time

The person will be responsible for:-

Enterprise risk Management

Development, implementation & monitoring of enterprise- wide risk management and internal control framework basis 3 line of defense governance structure. Frame Policies & Processes for various elements of Risk at enterprise Level. Internal Control Framework – process level & entity level controls (PLC & ELC) Risk and Control Self-Assessment (RCSA) across organisation and reporting the updated heat map to RMCE & RMCB. Monitor Operational Risk, review incidents or operational losses, conduct root cause analysis, and take up for process/ control enhancements. Supporting functional CXOs and CRO in the development, deployment and operation of the Operational Risk Management policy and procedure. Assisting in review of policies and process with function owners Preparing agenda and minutes for various committees like Risk Management Committee of Executive & Board, etc.

Internal Audit

Ensure comprehensive, latest and risk based internal audit scope. Appointment / reappointment of auditors etc, on time by the Board & Audit Committee. Ensure reports are closed on time along with previous ATRs Preparing Internal Audit scope and Audit calendar for Mutual Fund and AMC

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